Pereira v. Narragansett Fishing Corp.

135 F.R.D. 24, 19 Fed. R. Serv. 3d 560, 1991 U.S. Dist. LEXIS 4125, 1991 WL 44944
CourtDistrict Court, D. Massachusetts
DecidedMarch 29, 1991
DocketCiv. A. No. 90-11280-WD
StatusPublished
Cited by8 cases

This text of 135 F.R.D. 24 (Pereira v. Narragansett Fishing Corp.) is published on Counsel Stack Legal Research, covering District Court, D. Massachusetts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pereira v. Narragansett Fishing Corp., 135 F.R.D. 24, 19 Fed. R. Serv. 3d 560, 1991 U.S. Dist. LEXIS 4125, 1991 WL 44944 (D. Mass. 1991).

Opinion

FINAL ORDER ON DEFENDANT’S MOTION TO DISMISS PLAINTIFF’S COMPLAINT FOR FAILURE TO COMPLY WITH DISCOVERY ORDER (# 19)

ROBERT B. COLLINGS, United States Magistrate Judge.

On December 12, 1991, upon review of the pleadings in this case, I recommended that Defendant’s Motion To Dismiss Plaintiff’s Complaint For Failure To Comply With Discovery Order (# 19) be allowed and that the Complaint in the above-styled case be dismissed pursuant to Rules 16(f) and 37(b)(2), Fed.R.Civ.P.

The plaintiff objected to the Report and Recommendation. On January 12, 1991, the District Judge to whom this case is assigned ruled on the objection as follows:

The objection is, with great reluctance, sustained, the sanction of dismissal is too severe, the matter is remanded to the Magistrate Judge for formulation of an alternative sanction or set of sanctions, perhaps including a significant financial sanction against plaintiff’s counsel personally.

The facts are that an initial scheduling conference pursuant to Rule 16(b), Fed.R. Civ.P., was held in the above-styled case on June 22, 1990. After that conference, a First Scheduling Order (# 10) was entered. The scheduling order set forth dates by which certain activities were to be completed; the dates were set after the Court received input from counsel for both parties.

In sum, the First Scheduling Order provided that all discovery was to be filed or served by November 16th and completed by December 20th. The plaintiff was to serve answers to the so-called “expert interrogatories” by October 25, 1990; the defendant was to do the same by November 8, 1990.

The plaintiff failed to comply with the deadline for serving answers to the “expert interrogatories.” This was a direct violation of the First Scheduling Order; the violation subjects the plaintiff to sanctions pursuant to Rule 16(f), Fed.R.Civ.P.

In addition, on September 24, 1990, the defendant filed a motion to compel (# 15) plaintiff to serve answers to other interrogatories and a response to the defendant’s document request. No opposition was filed. On October 12, 1990, I issued an Order on the margin of the motion. The plaintiff was ordered pursuant to Rule 37(a)(2), Fed.R.Civ.P., to serve answers to the interrogatories, a response to the doc[26]*26ument request, and to produce all requested documents by November 2, 1990. This order was not obeyed. The violation of this order subjects the plaintiff to sanctions pursuant to Rule 37(b)(2), Fed.R.Civ.P.

Evidently, answers and responses were finally served on December 5th, almost three weeks after the date for serving discovery had closed and only fifteen days before the close of discovery.

In my Report and Recommendation, I found plaintiffs counsel’s disobedience of the two orders to be totally unjustified and without just excuse. I wrote:

Regardless of what practice may or may not have existed between the law firms, court orders are court orders and as such, must be obeyed. It makes no sense at all for the Court to take pains to formulate a scheduling order for discovery which meets the needs of the case and of the parties only to have the order totally disregarded and ignored by counsel. Such action by counsel renders the Court’s efforts a total waste of time and unjustifiably increases the delay and cost of litigation. The same is true of a order compelling discovery; again the Court’s time and effort in issuing orders to compel are completely wasted if counsel feel free to disregard them.

Rules 16(f) and 37(b)(2), Fed.R.Civ.P., employ similar language. Rule 16(f), Fed.R. Civ.P., provides, in pertinent part:

If a ... party’s attorney fails to obey a scheduling ... order ... the judge ... may make such orders in regard thereto as are just, and among others any of the orders provided in Rule 37(b)(2)(B)(C)(D). In lieu of or in addition to any other sanction, the judge shall require ... the attorney representing the party ... to pay the reasonable expenses incurred because of any noncompliance with this rule, including attorney’s fees, unless the judge finds that the noncompliance was substantially justified or that other circumstances make an award of expenses unjust.

Rule 37(b)(2), Fed.R.Civ.P., provides, in pertinent part:

If a party ... fails to obey an order to provide or permit discovery ... the court in which the action is pending may make such orders in regard thereto as are just, and among others the following ... (D) In lieu of any of the foregoing orders or in addition thereto, an order treating as a contempt of court the failure to obey any orders ...
In lieu of any of the foregoing orders or in addition thereto, the court shall require the party failing to obey the order or the attorney advising that party or both to pay the reasonable expenses, including attorney’s fees, caused by the failure, unless the judge finds that the noncompliance was substantially justified or that other circumstances make an award of expenses unjust.

In this case, the costs, including reasonable attorney’s fees, which were claimed by the defendant as being caused by plaintiff’s violations amount to $550.00. While I shall award these costs, I find that they are far too small an amount to qualify as an appropriate sanction considering the egregious nature of the violations in this case.

At the time I wrote the report and recommendation, I did not believe that under Rule 37(b)(2), Fed.R.Civ.P., a monetary sanction over and above an award of the opposing party’s costs and attorney’s fees could be imposed unless the Court proceeded pursuant to subsection (D) of Rule 37(b)(2) and imposed a fine upon a finding of contempt. Blake Associates, Inc. v. Omni Spectra, Inc., 118 F.R.D. 283, 293 (D.Mass., 1988).

A decision of the First Circuit issued two days ago, however, strongly indicates that the phrase “may make such orders ... as are just” includes the power to require the offending party or that party’s attorney to pay a monetary sanction to the Court in an amount unrelated to what might be awarded to the opposing party as costs and attorney’s fees. Media Duplication Services, Ltd. v. HDG Software, Inc., 928 F.2d 1228 (1 Cir., 1991).

In the Media Duplication case, the District Judge imposed a monetary sanction on defendant’s counsel, one Joseph Wine, pur[27]*27suant to Rules 11 and 16, Fed.R.Civ.P. and 28 U.S.C. § 1927. The reasons for the imposition of sanctions were several, including his failure to appear for trial. Media Duplication Services, Ltd. v. HDG Software, Inc., supra, at 1238. The Court of Appeals found that neither Rule 11 nor 28 U.S.C. § 1927 provided a basis for sanctions on the facts of the case. Id. at 1239. However, the case was remanded “for further proceedings ... as to any appropriate sanction warranted under Fed.R.Civ.P. 16.” Id. at 1242.

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135 F.R.D. 24, 19 Fed. R. Serv. 3d 560, 1991 U.S. Dist. LEXIS 4125, 1991 WL 44944, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pereira-v-narragansett-fishing-corp-mad-1991.