People v. Zamora

230 Cal. App. 3d 1627, 282 Cal. Rptr. 100
California Court of Appeal·Decided June 7, 1991·No. Docket Nos. F012983, F012985·Published·Cited by 43 cases

Opinion

230 Cal.App.3d 1627 (1991)
282 Cal. Rptr. 100

THE PEOPLE, Plaintiff and Respondent,
v.
JESUS ZAMORA, Defendant and Appellant.

Docket Nos. F012983, F012985.

Court of Appeals of California, Fifth District.

June 7, 1991.

*1630 COUNSEL

Joan Isserlis, under appointment by the Court of Appeal, for Defendant and Appellant.

*1631 John K. Van de Kamp, Attorney General, Richard B. Iglehart, Chief Assistant Attorney General, Arnold O. Overoye, Assistant Attorney General, Shirley A. Nelson and Wanda Hill Rouzan, Deputy Attorneys General, for Plaintiff and Respondent.

OPINION

BEST, P.J. —

STATEMENT OF THE CASE

Defendant was charged with possession of cocaine for sale (Health & Saf. Code, § 11351) in three separate informations based on three searches of his house. These searches occurred on February 5, 1988 (case No. 8052), May 11, 1988 (case No. 8100), and February 21, 1989 (case No. 8532). Two of the informations, Nos. 8052 and 8532, also charged defendant with committing a crime after being released on bail. (Pen. Code, § 12022.1.)

On April 13, 1989, defendant pled guilty to possession of cocaine (Health & Saf. Code, § 11350) in case No. 8052, and guilty to possession of cocaine for sale in case No. 8100. The plea was conditioned on defendant receiving a prison term of no more than four years, eight months. However, on July 6, 1989, defendant moved to withdraw his guilty pleas. The court granted this request.

Shortly thereafter defendant again entered guilty pleas. He pled guilty in case No. 8532 to possession of cocaine for sale and in case No. 8052 to possession of cocaine. Case No. 8100 was to be dismissed. The parties stipulated to there being a factual basis for the pleas.

Defendant was sentenced to the aggravated term of four years in state prison in case No. 8532, the principal term. The court imposed the mid-term two-year sentence in case No. 8052 to be served consecutively with two-thirds stayed for a total term of four years, eight months. Case No. 8100 was dismissed.

We will reject defendant's contentions in the appeal and affirm the judgment.

STATEMENT OF FACTS

On February 5, 1988, defendant's house was searched pursuant to a warrant. The search uncovered 236 grams of cocaine, 31 grams of heroin, *1632 and over $32,000 in cash. Defendant was in Mexico at the time of the search.

The house was searched a second time on May 11, 1988, when defendant was again not present. This time 700 grams of cocaine and $1,753 in cash were found.

Defendant was present for the third search of his house on February 21, 1989. The search uncovered 113.4 grams of cocaine and $3,374 in cash.

When interviewed by the probation department, defendant claimed it was his wife who sold the drugs and that he was unaware of her activities until after her first arrest. He also stated he asked his wife to stop but she did not listen and continued to sell drugs.

DISCUSSION

I. Whether the trial court was required to develop a record setting forth the factual basis for the pleas rather than accept a stipulation that such a factual basis existed.

(1a) When defendant entered his guilty pleas, the parties stipulated to there being a factual basis for these pleas. Defendant contends the trial court erred in failing to develop a record setting forth the factual basis for the pleas and, consequently, he should be permitted to withdraw those pleas. The issue was addressed in supplemental briefs filed pursuant to this court's direction. The Attorney General argues this issue is not cognizable on appeal because defendant did not file a written statement as part of his notice of appeal setting forth grounds going to the legality of the proceedings as required by Penal Code section 1237.5. As discussed below, the Attorney General is correct.

(2) Compliance with Penal Code section 1237.5 is a condition precedent to an appellate attack on the validity of a guilty plea. (People v. Pinon (1979) 96 Cal. App.3d 904, 908, fn. 2 [158 Cal. Rptr. 425].) Although the requirement of a certificate of probable cause was recently abolished by an amendment to Penal Code section 1237.5, a verified statement of grounds for appeal is still necessary. Section 1237.5 now provides in pertinent part:

"No appeal shall be taken by a defendant from a judgment of conviction upon a plea of guilty ... except where the defendant has filed as part of the notice of appeal a written statement, executed under oath or penalty of perjury showing reasonable constitutional, jurisdictional, or other grounds going to the legality of the proceedings." (Stats. 1988, ch. 851, § 1.)

*1633 (3) Penal Code section 1237.5 is inapplicable only where the appeal is "based solely upon grounds (1) occurring after entry of the plea which do not challenge its validity or (2) involving a search or seizure, the validity of which was contested pursuant to section 1538.5 of the Penal Code, ..." (Cal. Rules of Court, rule 31(d).)

(1b) Here, in asserting that the record does not demonstrate the existence of an adequate factual basis for his guilty pleas, defendant is attacking the validity of those pleas. Thus, a verified statement of grounds for appeal was required by Penal Code section 1237.5 and California Rules of Court, rule 31(d). Since defendant did not file such a statement, the appropriate response for this court is to not discuss the merits of defendant's contention. (Cf. People v. Ballard (1985) 174 Cal. App.3d 982, 988 [220 Cal. Rptr. 323].)

Despite a defendant's noncompliance with Penal Code section 1237.5, some reported cases have engaged in the practice of referring to the statute and then moving on to the merits of the case in the interest of "judicial economy." Although this court has occasionally followed such a line of reasoning (People v. Santos (1976) 60 Cal. App.3d 372 [131 Cal. Rptr. 426]; People v. Williams (1980) 103 Cal. App.3d 507 [163 Cal. Rptr. 169]), it reconsidered and criticized this practice in In re Chadwick C. (1982) 137 Cal. App.3d 173 [186 Cal. Rptr. 827]. There, Justice Woolpert stated that the Penal Code section 1237.5 purpose of discouraging frivolous appeals is not promoted by this practice and noted, "[t]his practice has been roundly criticized as counterproductive." (Chadwick C., supra, at p. 178, fn. omitted.)

"`The vice in such ad hoc dispensations from the procedural requirements of section 1237.5 is that the long range purposes of the statute are effectively defeated. Defendants and their appellate counsel are encouraged to raise issues which have not been first presented to the trial court in the hope that the appellate court will be moved by its own notion of judicial economy to entertain those issues on their merits.... The end result is that section 1237.5 is effectively nullified since the appellate courts must review these issues if only to determine whether it will be "economical" to decide them on their merits.' (People v. Pinon (1979) 96 Cal. App.3d 904, 909 [158 Cal. Rptr. 425].) `Judicial economy, the usual excuse for circumventing this section, is a sorry excuse for ignoring a statute which was enacted for that very consideration.' (People v. Musante (1980) 102 Cal. App.3d 156, 158 [162 Cal. Rptr. 158].)" (In re Chadwick C., supra, 137 Cal. App.3d 173, 178, fn. 4.)

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People v. Zamora, 230 Cal. App. 3d 1627, 282 Cal. Rptr. 100 (Cal. Ct. App. 1991).

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