People v. Winkler

128 A.D.2d 153, 515 N.Y.S.2d 488, 1987 N.Y. App. Div. LEXIS 43532
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMay 11, 1987
StatusPublished
Cited by7 cases

This text of 128 A.D.2d 153 (People v. Winkler) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Winkler, 128 A.D.2d 153, 515 N.Y.S.2d 488, 1987 N.Y. App. Div. LEXIS 43532 (N.Y. Ct. App. 1987).

Opinion

OPINION OF THE COURT

Mollen, P. J.

The primary issue presented by this appeal is whether the existence of a contingency fee arrangement such as in the case at bar between the defendant and his attorney in a criminal case constitutes a denial of the defendant’s constitutional right to counsel (US Const 6th Amend; NY Const, art I, § 6). We hold that such an arrangement violates the defendant’s constitutional rights, as a matter of law, and accordingly grant the defendant’s motion to vacate the judgment of conviction and order a new trial.

The defendant was charged along with an accomplice, Merrill Williams, with the crimes of murder in the second degree and criminal possession of a weapon in the fourth degree. The indictment charged that the defendant, while acting in concert with Williams, intentionally caused the death of the defendant’s father, Irving Winkler, on August 2, 1980. According to the People’s case, the defendant, Williams and one [155]*155Robert Gruber had driven to the defendant’s North Tarrytown home in the early morning hours of August 2, 1980. Gruber, who testified on behalf of the prosecution, remained in the car, which was parked a block or two away from the house, while the defendant and Williams entered the house. Approximately 45 minutes later, Gruber heard sounds like firecrackers. Shortly thereafter, the defendant and Williams returned to the car. Williams was holding a rifle wrapped up in a tee shirt and placed the rifle in the trunk of the car. The defendant told Gruber, "you don’t know anything” and then turned to Williams and asked, "what do you want?” When Williams indicated that he wanted $10,000, the defendant replied, "You can have anything but my car”. While driving home, Williams stated, "I can’t believe it” and "I can’t believe I shot him”. Several youths from the neighborhood also testified that on July 31, 1980, another youth had given Williams a .22 caliber rifle similar to that of the murder weapon.

The defendant took the stand on his own behalf and testified that Williams had given him a .22 caliber rifle on July 31, 1980, which he asked the defendant to store in his house. The next day, the defendant and Gruber were together during the late evening hours snorting cocaine and smoking marihuana. The two men then met Williams at approximately 1:30 a.m. on August 2, 1980. During their conversation, Williams apparently demanded $100 from the defendant representing money the defendant owed him. The three men then drove to the defendant’s home in North Tarrytown so that the defendant could get the money. Williams accompanied the defendant into the house and asked the defendant for the return of his rifle. The defendant complied. While the defendant was looking for money in his bedroom, Williams apparently wandered through the house and entered Irving Winkler’s bedroom. The defendant then heard two gunshots. Williams came out of the bedroom holding money and told the defendant to leave with him. The defendant stated that on the way back to the car, Williams threatened to kill the defendant and his mother if the defendant said anything about the shooting.

Following a joint jury trial, the defendant and Williams were convicted of murder in the second degree. On October 30, 1981, the defendant was sentenced to 25 years to life imprisonment. The defendant filed a notice of appeal from his judgment of conviction.

While the appeal was pending, the defendant moved to vacate the judgment of conviction pursuant to CPL 440.10 [156]*156based on a claim of ineffective assistance of counsel. In his moving papers, the defendant revealed for the first time that his trial counsel had represented him pursuant to a contingency fee retainer agreement. According to the moving affidavits, the defendant’s mother, Lanie Sattler, and grandmother, Annie Winkler, entered into a written agreement with trial counsel’s law firm to retain it for the representation of the defendant in defense of this indictment. The retainer agreement, which was executed at the law firm’s offices, provided as follows:

"retainer agreement dated this 28th day of October, 1980, by and between lanie sattler, residing at One Century Tower, Fort Lee, New Jersey, and annie winkler, residing at 1920 Scheiffelin Avenue, Bronx, New York, and [trial counsel].
"whereas, lanie sattler desires to retain [trial counsel’s law firm] to represent her son, richard winkler, on a pending charge in Westchester County County Court; and "whereas, [trial counsel’s law firm] agrees to accept said retainer; and
"whereas, annie winkler, grandmother of richard winkler, agrees to assist in the payment of legal fees.
"now, therefore, it is agreed as follows:
"first: The fee for legal representation shall be paid as follows:
"(a) $2,000.00 on execution hereof, receipt of which is hereby acknowledged;
"(b) $18,000.00 to be paid by annie winkler from a bequest to be received from the Estate of Irving Winkler, at such time as said bequest is received.
"second: It is agreed that any disbursements for investigation or psychiatric examinations, etc., shall be in addition to the above fees.
"third: It is agreed that the within retainer is for the trial only, and will not include any appeals, if necessary.
"fourth: annie winkler has been advised and understands that in the event that richard winkler is convicted in Westchester County Court, that she would stand to inherit the entire estate of Irving Winkler (subject to any objections by other interested parties).
"fifth: annie winkler agrees that said money shall be paid by her heirs, executors, administrators and assigns in the event of her death prior to payment of said fees.
[157]*157"sixth: It is understood and agreed, subject to the approval of richard winkler, that in the event richard winkler is acquitted or found not guilty by reason of insanity, or some other legal reasons, and inherits from the Estate of Irving Winkler, that richard winkler shall pay, as additional legal fees, the sum of $15,000.00” (emphasis added).

On November 5, 1980, trial counsel visited the defendant at the Westchester County Jail and presented the retainer agreement to him for his signature. Before signing the agreement, the defendant crossed out the $15,000 figure set forth in paragraph sixth of the agreement and inserted the figure of $25,000 in its place.

The defendant argues that the aforesaid contingency fee arrangement, which was in violation of Code of Professional Responsibility DR 2-106 (C), establishes a per se denial of his right to effective assistance of counsel. Thus, the defendant asserts that the judgment of conviction must be vacated even in the absence of a showing of actual prejudice. The defendant also maintains that he was actually and substantially prejudiced by counsel’s performance at trial as a result of counsel’s conflict of interest. For example, the defendant argues that counsel improperly failed, inter alia, to request the submission of the lesser included offenses of manslaughter in the first and second degrees to the jury for its consideration, to adequately advise the defendant as to whether or not he should testify on his own behalf, and to pursue an intoxication defense.

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Cite This Page — Counsel Stack

Bluebook (online)
128 A.D.2d 153, 515 N.Y.S.2d 488, 1987 N.Y. App. Div. LEXIS 43532, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-winkler-nyappdiv-1987.