People v. Wernick

674 N.E.2d 322, 89 N.Y.2d 111, 651 N.Y.S.2d 392, 1996 N.Y. LEXIS 3578
CourtNew York Court of Appeals
DecidedNovember 21, 1996
StatusPublished
Cited by70 cases

This text of 674 N.E.2d 322 (People v. Wernick) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Wernick, 674 N.E.2d 322, 89 N.Y.2d 111, 651 N.Y.S.2d 392, 1996 N.Y. LEXIS 3578 (N.Y. 1996).

Opinions

[113]*113OPINION OF THE COURT

Bbllacosa, J.

Defendant appeals from an order of the Appellate Division, which affirmed a judgment of County Court, Nassau County, convicting her, after a jury trial, of criminally negligent homicide of her newborn infant. The dissenting Justice at the Appellate Division granted permission to appeal, and we now affirm.

The primary issue, as it has evolved, is whether CPL 60.55 (T) automatically obviates the need for a Frye hearing in this case. We must determine whether the trial court erred as a matter of law when it precluded, without a reliability assessment, reference by expert opinion witnesses to publications of others concerning profiles of a novel neonaticide "syndrome,” proposed in support of the defendant’s affirmative defense of insanity. Appellant also argues that the trial court deprived her of a fair trial by admitting a photograph of the deceased infant.

Upon giving unattended birth to a baby boy in the bathroom of a college dormitory, defendant asphyxiated the infant and secured a friend’s unwitting assistance in disposing of the body. Defendant was charged with first and second degree manslaughter.

Before the trial commenced, the People requested that the trial court conduct a Frye hearing to determine the admissibility of the defense experts’ expected testimony on neonaticide, a term used to describe a mother killing her newborn within 24 hours of birth. The People argued that defendant was required to establish the scientific reliability of neonaticide as a psychological syndrome if such evidence were to be accepted. Defense counsel specifically objected to a Frye hearing, stating that he had no intention of presenting neonaticide as a syndrome. County Court denied the People’s request for a Frye hearing, stating that it would make specific evidentiary rulings regarding the expert’s testimony as the trial progressed. The [114]*114court cautioned, however, that it would be unable to rule on syndrome evidence without a hearing.

On her affirmative defense of insanity, defendant presented expert testimony which tended to establish that (1) she completely denied the existence of her pregnancy, (2) such denial occurs in almost all cases in which women kill their newborn infants immediately after birth, ánd (3) in a large number of those cases the women believed that they were not pregnant. Defense experts also testified that, upon giving birth, defendant suffered from a brief reactive psychosis because she was no longer able to deny her pregnancy. The trial court permitted all this testimony but precluded defendant’s expert witnesses only from additionally describing a profile of the symptoms of women who have killed their children under similar circumstances. Defendant objected to the limitation, arguing that CPL 60.55 (1) permits a psychiatric expert to testify as to the basis of an opinion in connection with an insanity claim and restricts courts from discretely evaluating the appropriateness of the basis of an expert’s opinion.

The Appellate Division, with one Justice dissenting, affirmed defendant’s conviction of criminally negligent homicide (215 AD2d 50). The Court reasoned that "[bjefore an expert may testify about the existence of a mental disease or syndrome, the party seeking the introduction of such testimony must establish that the disease or syndrome is generally accepted in the field of psychiatry or psychology and that it would assist the jury in rendering a verdict” (id., at 52, citing People v Taylor, 75 NY2d 277, 287-292; People v Weinstein, 156 Misc 2d 34, 42-43; Frye v United States, 293 F 1013). The Court further held that the trial court’s ruling did not violate CPL 60.55 (1) because the court did not preclude defendant’s experts from referring to relevant literature or their own relevant experiences with other patients regarding neonaticide, but rather prohibited defendant’s experts only from additionally setting up a specific psychiatric profile of women who kill their newborns (215 AD2d, at 53-54). Finally, it found no error with respect to the admission of the photograph. The dissenting Justice voted to reverse the defendant’s conviction and to remit the matter for a Frye hearing and a new trial (id., at 54).

Defendant argues for reversible error and a new trial because of the trial court’s refusal to allow her psychiatric experts to explain their reliance upon out-of-court scientific evidence. Specifically, she contends that defense experts had no intention of testifying that she was suffering from neonaticide [115]*115syndrome, as such and in that precise terminology. Such testimony, she concedes, would be inadmissible because the neonaticide syndrome has not been classified as an illness. To the contrary, defendant’s lawyer argues, the defense experts sought to utilize the clinical experience of various doctors to support their expert opinions that defendant suffered from a brief reactive psychosis; that their proffered testimony was introduced to explain a diagnosis and not to establish a fact. Defendant asserts that she merely attempted to show that clinical studies have established patterns of conduct of young women, reflecting certain similar characteristics, who have suffered from a genuine pathological denial of their pregnancies and subsequently killed their newborns immediately after birth.

Defendant’s contentions are not persuasive in the factual and procedural construct of this case. Regardless of whether defense counsel classified its proffered evidence as an attempt to establish a "pattern,” "profile,” "theory” or "syndrome,” and regardless of whether defendant used the term "neonaticide syndrome,” the essential defense theory was an attempt to portray a pattern of behavior not generally recognized in the relevant medical context and community. No threshold evidentiary foundation whatsoever was offered that acknowledged the validity or existence of defense counsel’s postulate to warrant these experts using this kind of extrapolated material to bolster their expert opinions. Yet, defendant’s theory — at best, a novel hypothesis and the product of a refined strategy — was presented for the jury’s consideration by way of the experts’ opinions. The only point of contention is the exclusion of additional improper bolstering based on outside influences and references that we agree should be subject to a reliability hearing under such circumstances as are proffered in this case. The strategic avoidance by the defense of this very procedural safeguard is not without its own significance in this regard.

This Court has often endorsed and applied the well-recognized rule of Frye v United States (293 F 1013, supra; but see, Daubert v Merrell Dow Pharms., 509 US 579; Fed Rules Evid, rule 702). That protocol requires that expert testimony be based on a scientific principle or procedure which has been " 'sufficiently established to have gained general acceptance in the particular field in which it belongs’ ” (People v Wesley, 83 NY2d 417, 423, quoting Frye v United States, supra, at 1014). Specifically, in People v Wesley, we noted that novel scientific evidence, such as DNA evidence, requires a determination as [116]*116to its reliability (People v Wesley, supra, at 422). In People v Taylor (75 NY2d 277, supra),

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Bluebook (online)
674 N.E.2d 322, 89 N.Y.2d 111, 651 N.Y.S.2d 392, 1996 N.Y. LEXIS 3578, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-wernick-ny-1996.