People v. Wallen

996 P.2d 182, 1999 Colo. J. C.A.R. 3153, 1999 Colo. App. LEXIS 141, 1999 WL 333150
CourtColorado Court of Appeals
DecidedMay 27, 1999
Docket97CA1402
StatusPublished
Cited by18 cases

This text of 996 P.2d 182 (People v. Wallen) is published on Counsel Stack Legal Research, covering Colorado Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Wallen, 996 P.2d 182, 1999 Colo. J. C.A.R. 3153, 1999 Colo. App. LEXIS 141, 1999 WL 333150 (Colo. Ct. App. 1999).

Opinions

Opinion by

Judge NEY.

Defendant, Richard A. Wallen, appeals from the judgment of conviction entered upon a jury verdict finding him guilty of first degree sexual assault. He also challenges the sentence imposed. We affirm.

The defense asserted at trial was consent.

I.

Defendant contends that the trial court committed reversible error by admitting evidence of a prior act where defendant was acquitted of that offense. He argues: 1) that the admission of the evidence was barred by the doctrine of collateral estoppel, and 2) that the evidence was not properly admitted under § 16-10-301, C.R.S.1998, and CRE 404(b). We disagree.

Prior to trial, the prosecution moved to admit evidence of the defendant’s previously charged sexual assault based on § 16-10-301, C.R.S.1998, which governs the admission of prior act evidence in sex offense cases.

The motion sought admission of the evidence of the prior act to refute the defense of consent, and to show defendant’s common plan, scheme, design, and pattern in sexual assaults.' Although defendant was acquitted of the prior charged offense, the trial court found by a preponderance of the evidence that the prior assault actually occurred, that defendant was the perpetrator, and that the act was similar to the charges in the current case. On that basis, the trial court admitted the evidence.

Trial courts are vested with substantial discretion in deciding the admissibility of similar act evidence in sexual assault cases, and a trial court’s ruling will be given deference in the absence of clear proof of an abuse of that discretion. Adrian v. People, 770 P.2d 1243 (Colo.1989).

An abuse of discretion in evidentiary rulings occurs only when the court’s ruling is manifestly arbitrary, unreasonable or unfair. See People v. Metcalf, 926 P.2d 133 (Colo.App.1996).

A.

Relying on People v. Arrington, 682 P.2d 490 (Colo.App.1983), defendant contends that, because he was acquitted of the prior sexual assault, collateral estoppel barred admission of evidence of that assault in this trial as a matter of law. We disagree.

Nor are we persuaded by defendant’s contention that, because his acquittal in the previous case was based on consent, which is the same issue for which the evidence was offered here, the holding in Arrington precludes evidence of that incident from being admitted here.

In Arrington, another division of this court held that a defendant’s acquittal constituted a conclusive determination that he was not the perpetrator of the prior act, and therefore barred admission of the prior act evidence in a subsequent proceeding against that defendant.

However, seven years after Arrington, in Dowling v. United States, 493 U.S. 342, 110 S.Ct. 668, 107 L.Ed.2d 708 (1990), the Supreme Court reasoned that an acquittal does not prove a defendant’s innocence, but merely establishes that the fact-finder had reasonable doubt as to defendant’s guilt.

[185]*185Thereafter, relying on Dowling, another division of this court held that collateral es-toppel does not bar the introduction of prior act evidence relating to charges of which a defendant had been previously acquitted when it is presented in a subsequent action where the admission of the evidence is governed by a lower standard of proof than the acquittal. People v. Conley, 804 P.2d 240 (Colo.App.1990).

The standard for the admission of prior act evidence in a sex offense case is by a preponderance of the evidence. Section 16—10—301(4)(b), C.R.S.1998. We agree with the Conley analysis and thus decline to follow Arlington’s holding that an acquittal is a conclusive determination that the defendant was not the perpetrator of the prior acquitted offense.

Accordingly, defendant’s acquittal in the prior case under the higher beyond a-reasonable doubt standard did not collaterally estop the court from admitting the prior act evidence in this sexual assault case.

B.

Alternatively, defendant asserts that the trial court erred by admitting the prior act evidence because it did not meet the standards set forth in § 16-10-301 and CRE 404(b), and was not sufficiently similar to the current charges. Again, we disagree.

In sexual assault cases, pursuant to § 16-10-301(3), C.R.S.1998, evidence of prior acts is admissible to prove the commission of the offense for any purpose other than propensity, including refuting defenses, such as consent, showing a common plan, scheme, design or modus operandi, motive, opportunity, intent, or preparation. See also CRE 404(b).

To be admissible, however, prior act evidence must meet the four-prong test of People v. Spoto, 795 P.2d 1314 (Colo.1990). That is, such evidence must relate to a material fact, be logically relevant, be independent of the intermediate inference of bad character, and its probative value must outweigh the danger of unfair prejudice.

Here, the trial court made findings regarding the Spoto test, each supported by evidence. It outlined numerous similarities between the incident at issue and the prior act.

Specifically, it found that the prior act evidence:

[rjelates to a material fact of whether or not the victim consented ... is similar and is relevant to the exceptions set forth in the statute including plan, scheme, design, modus operandi.... [Its] probative value is not substantially outweighed by any unfair prejudice ... [and] its logical relevance is independent of any intermediate inference [of defendant’s bad character] that the defendant acted in conformity therewith.

Further, the evidence was admitted for purposes permitted by § 16-10-301, C.R.S. 1998. Therefore, we perceive no error or abuse of discretion by the trial court in admitting this evidence. See Adrian v. People, supra.

II.

Defendant next maintains that the trial court abused its discretion by denying his motion to admit impeachment evidence pursuant to an exception to the rape shield statute, § 18-3-407, C.R.S.1998. We disagree.

Prior to trial, defense counsel moved to admit evidence that the alleged victim in the prior sexual assault had previously falsely reported several sexual assaults.

The trial court found the evidence insufficient to prove that the accusations were demonstrably false and that the evidence’s impeachment value did not outweigh the harm to the victim, as required by § 18-3-407 and CRE 403. Therefore, the trial court denied the motion.

A trial court is afforded considerable discretion in deciding questions concerning the admissibility of evidence. See People v. Ibarra, 849 P.2d 33 (Colo.1993).

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People v. Wallen
996 P.2d 182 (Colorado Court of Appeals, 1999)

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Bluebook (online)
996 P.2d 182, 1999 Colo. J. C.A.R. 3153, 1999 Colo. App. LEXIS 141, 1999 WL 333150, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-wallen-coloctapp-1999.