People v. Ventura

139 A.D.2d 196, 531 N.Y.S.2d 526, 1988 N.Y. App. Div. LEXIS 7899
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJuly 14, 1988
StatusPublished
Cited by16 cases

This text of 139 A.D.2d 196 (People v. Ventura) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Ventura, 139 A.D.2d 196, 531 N.Y.S.2d 526, 1988 N.Y. App. Div. LEXIS 7899 (N.Y. Ct. App. 1988).

Opinions

OPINION OF THE COURT

Carro, J.

In 1975, in a brief Per Curiam opinion (People v Williams, 36 NY2d 829, cert denied 423 US 873), the Court of Appeals, under the "circumstances” of that case, upheld the defendant’s waiver of his right to appeal an adverse suppression ruling which was exacted by the prosecutor as a condition to his plea. Since then, our fellow Appellate Division courts, evidently perceiving Williams as having given prosecutors carte blanche to condition pleas to the waiver of appellate review of suppression rulings, have given effect to such waivers, as long as they are shown to have been entered knowingly and voluntarily. (See, e.g., People v Jenkins, 118 AD2d 731 [2d Dept]; People v Pescatore, 102 AD2d 834 [2d Dept]; People v Jandrew, 101 AD2d 90 [3d Dept]; People v Durant, 101 AD2d 1008 [4th Dept]; People v Santana, 99 AD2d 586 [3d Dept]; People v Di Orio, 99 AD2d 593, 594 [3d Dept]; People v Gray, 75 AD2d 826 [2d Dept]; People v Juliano, 74 AD2d 881 [2d Dept].)

This court has yet to rule definitively on the validity of waivers of the right to appeal suppression rulings. In two cases which presented this issue, People v De Santis (118 AD2d 1050, lv denied 67 NY2d 941) and People v Barnes (133 AD2d 550, lv denied 70 NY2d 873), this court affirmed the judgments without opinion. These decisions, however, cannot be interpreted as sub silentio blanket approvals of conditioning pleas to waivers of appellate review. To the contrary, our recent decision in People v Velazquez (140 AD2d 179) clearly demonstrates the unresolved nature of this issue in this judicial Department. In Velazquez, a majority of the court specifically declined to reach the question of the validity of the waiver, a plain admission that there is some concern in this area. Two Justices dissented, concluding that to give effect to the waiver in Velazquez would be inconsistent with the facts in People v Williams (supra) and People v Esajerre (35 NY2d 463), another decision often cited for the validity of waivers of appellate review of suppression issues.

I believe the approach of the dissenters in Velazquez (supra) [199]*199is correct, and I would elaborate. The time is ripe to take a hard look at whether the important public policy of this State to provide defendants at least one level of appellate review is offended by a prosecutorial practice of conditioning pleas to waivers which purportedly insulate suppression rulings from appellate review, divest this court of its intended role in correcting errors of constitutional magnitude, and do so without furthering, in the least, any legitimate State interest. The facts surrounding the waiver herein make a compelling case for the need to establish public policy limits to conditioning pleas to waivers of appellate review. Establishing such limits is the work of this court, and the purpose of this opinion.

Early in the afternoon of December 17, 1986, Police Officers Diaz and Atkins were patrolling in uniform in a marked police car on Audabon Avenue in Manhattan, an area described by Diaz as "drug prone.”1 As Atkins drove southbound, Diaz noticed two men, one of whom was defendant, walking in a northerly direction, talking to each other. At that point, Atkins, without specifying to which of the two men he was referring, said "that guy has a gun.” Erroneously assuming that Atkins was referring to defendant, Diaz turned to defendant and observed that he was "playing inside his jacket,” or seemingly "fixing something” "inside his inner jacket pocket.” Diaz testified that he thought defendant might be adjusting a holster. The officers decided to park their car and follow the two men, who had entered a locked building and were in the vestibule area.

As the officers reached the building, 1 of 3 elderly men who were also in the vestibule area opened the outside door for them. With hands on their guns, the officers entered the vestibule and observed defendant with a set of keys "fidgeting or trying to open the door” which led from the vestibule to the building’s interior. The 6-foot-4, 270-pound Diaz approached defendant and positioned himself to defendant’s right. Defendant peered over his shoulder at Diaz but would not look "directly” at Diaz. Diaz noticed that defendant appeared "nervous” and that his hands were "trembling” as he fidgeted with the door. Diaz asked defendant whether he lived in the building. Defendant answered that he did. Although observing that defendant did have keys, Diaz decided to ask again. This time, defendant replied "No.”

[200]*200Defendant, now facing and talking to Diaz, was making motions with his hands towards his chest. Diaz testified that defendant’s nervousness made him nervous. When Diaz noticed a bulge on the left side of defendant’s zippered jacket, without making any inquiry, he placed his hand over the bulge, felt that it was "hard” and immediately ordered defendant to open his jacket. Defendant complied, and Diaz reached in and retrieved from the left inside pocket a brown paper bag containing two "zip-lock” plastic bags containing nine ounces of cocaine.2 The smaller bag was wrapped in toilet tissue.

Defendant disputed Diaz’ account in several respects. He testified that his aunt lived in the building and. had given him a key, since he visited regularly. He was having trouble opening the door when the officers arrived, because the lock was damaged. Defendant claims to have told the police officers that he did not live in the building and denied waving his hands around as he spoke. He also differed with Officer Diaz as to how the drugs were seized. He testified that he was carrying a small bag wrapped in toilet tissue in the left inside jacket pocket and a larger brown paper bag inside the right side of the jacket. He testified that no bulge was visible on the left side of the jacket, but that there was a bulge on the right side. Denying knowledge of the contents of the brown paper bag, defendant explained that someone had given it to him to deliver. Defendant also denied being patted first and testified that the officer turned him around, placed him faceup against the wall and searched him.

The hearing court credited Diaz’ testimony and concluded that his conduct in touching the bulge and ordering defendant to open his jacket was reasonable under the circumstances. The court denied suppression.

At the close of the hearing, defendant’s counsel disclosed the fact that prior to the hearing the People had offered defendant a plea to second-degree possession with a sentence promise of three years to life, but only if he would withdraw his motion to suppress. The People had further advised defendant that should he lose the motion, the sentence offer would be doubled to six years to life.

At the plea allocution itself, defense counsel again protested the fact that the sentence promise had been doubled, but omitted mentioning that a condition of the new plea [201]*201offer was that defendant waive appellate review of the suppression ruling. When the court inquired about this omission, counsel responded: "I didn’t state that because I wanted the defendant to state that on the record * * * The defendant has no other alternative but to accept that condition.

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Cite This Page — Counsel Stack

Bluebook (online)
139 A.D.2d 196, 531 N.Y.S.2d 526, 1988 N.Y. App. Div. LEXIS 7899, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-ventura-nyappdiv-1988.