People v. Rivera

349 N.E.2d 825, 39 N.Y.2d 519, 384 N.Y.S.2d 726, 1976 N.Y. LEXIS 2678
CourtNew York Court of Appeals
DecidedMay 11, 1976
StatusPublished
Cited by84 cases

This text of 349 N.E.2d 825 (People v. Rivera) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Rivera, 349 N.E.2d 825, 39 N.Y.2d 519, 384 N.Y.S.2d 726, 1976 N.Y. LEXIS 2678 (N.Y. 1976).

Opinions

Fuchsberg, J.

The issue is whether an indigent defendant who, because he was originally not advised of his right to appeal, has been resentenced nunc pro tunc so as to recommence the running of his time to appeal, is entitled, under the special circumstances in this case, to a new trial where a transcript of the original trial minutes is unobtainable and no alternative sources for perfecting his appeal or for demonstrating appealable issues any longer exist.

In 1953, following a full trial, the defendant, Luis Rivera, then represented by court-appointed counsel, was convicted and sentenced for having sold a quantity of marijuana equal to less than 10 cigarettes in violation of the Public Health Law. Neither at the sentencing or postsentencing proceedings was he ever made aware of his right to appeal. He first learned of it many years later when, on the occasion of a second conviction, he was sentenced to 10 to 15 years in prison, a far greater penalty than the one which could have been imposed had he not been a second offender (Penal Law, § 70.06). By then the statutory time within which he would have been required to file a notice of appeal was long gone (Code Crim Pro, §§ 521-524, re-enacted as CPL 460.10).

Thereafter, Rivera applied for a writ of error coram nobis, basically on the grounds advanced in People v Montgomery (24 NY2d 130). Following a tortuous series of motions, he succeeded in obtaining a judicial determination that he had in [522]*522fact never been advised of his right to appeal his 1953 conviction and that, as a result, now in 1973, he was entitled to be resentenced nunc pro tunc so as to permit his time to appeal to run anew. However, after the resentencing, when he sought to pursue his newborn right, he found himself stymied by the discovery that no transcript of the minutes of thé trial or sentencing could be found, a fact which the People concede.

Accordingly, asserting that the Appellate Division would, therefore, find it impossible to review the proceedings, Rivera moved in that court for summary reversal of the 1953 judgment. The Appellate Division did not decide the motion immediately, but first referred the matter to the Supreme Court, Kings County, for a hearing and report as to what appealable issues, if any, there were in the case. The Supreme Court Justice who heard the evidence on that question reported that Rivera had failed to establish the existence of such issues, and, on that basis, the Appellate Division thereupon denied defendant’s motion to disaffirm the report. Nevertheless, on direct appeal, it reversed the original judgment of conviction and ordered a new trial. The People now appeal from that order. For the reasons which follow, there should be an affirmance.

In New York State, every defendant has an absolute and "fundamental right” to appeal a conviction (People v Montgomery, 24 NY2d 130, 132, supra; see, also, CPL 450.10). The denial of that right constitutes as much a failure of due process as would the denial of the right to a trial itself, and, where its denial or serious obstruction comes about because of poverty, it constitutes a denial of equal protection as well (Griffin v Illinois, 351 US 12, 18; People v Montgomery, supra, p 134).

A stenographic transcript of the proceedings is, of course, an invaluable aid to the prosecution of most appeals. This is all the more so when an appeal follows a trial at which testimony was taken. Without it, a reviewing court may be unable to provide the review of a conviction that a defendant is entitled to receive. Thus, where it would serve to better present the appealable issues, a defendant may not be denied the use of a transcript simply because he does not possess the means to secure it (People v Pride, 3 NY2d 545; Griffin v Illinois, supra; Eskridge v Washington Prison Bd., 357 US 214 [making Griffin applicable to the States]).

[523]*523However, a stenographic transcript is not necessarily the only effective way to present the issues on appeal in a particular case. It may, for instance, be possible, for the purpose of appeal, to adequately reconstruct the proceedings at trial and at sentencing by a narrative bill of exceptions based on agreement on the underlying facts and legal issues by counsel, or by counsel and the court, or by resort to other available sources. (Griffin v Illinois, supra, at p 20, n 17 [Black, J., for the majority], p 32 [Harlan, J., dissenting]; cf. People v Boulware, 29 NY2d 135). Appeals were perfected, heard and justly determined with the aid of such other devices long before modern stenography and the stenotype machine arrived on the scene. (See Re, Brief Writing and Oral Argument, [4th ed], pp 58-59.)

Thus, while a defendant should have as fair an appeal as possible, and while, if the use of available minutes would aid in assuring it, he is entitled to have their assistance, unless they have become unavailable because of any active fault on the part of the People, it does not necessarily follow from the fact that their absence compels resort to a less perfect record, that the right to appeal must be deemed to be frustrated. For, in this imperfect world, the right of a defendant to a fair appeal, or for that matter a fair trial, does not necessarily guarantee him a perfect trial or a perfect appeal. (Cf. People v Bowden, 48 AD2d 962; People v Colon, 43 AD2d 676; People v Hicks, 85 Misc 2d 649.)

In such circumstances, a hearing to determine, among other things, the availability of means other than a transcript for the presentation of the appealable and reviewable issues, may be desirable. Such a hearing may also be directed to determining such other matters as the adequacy of the substitute means and the presence of the issues themselves, if any, the last indeed being the more limited purpose for the reference by the Appellate Division in the present case.

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Cite This Page — Counsel Stack

Bluebook (online)
349 N.E.2d 825, 39 N.Y.2d 519, 384 N.Y.S.2d 726, 1976 N.Y. LEXIS 2678, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-rivera-ny-1976.