People v. Varela

124 Misc. 2d 992, 479 N.Y.S.2d 116, 1984 N.Y. Misc. LEXIS 3289
CourtNew York Supreme Court
DecidedJune 28, 1984
StatusPublished
Cited by6 cases

This text of 124 Misc. 2d 992 (People v. Varela) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Varela, 124 Misc. 2d 992, 479 N.Y.S.2d 116, 1984 N.Y. Misc. LEXIS 3289 (N.Y. Super. Ct. 1984).

Opinion

OPINION OF THE COURT

Milton L. Williams, J.

On December 29, 1982, the defendant was indicted for attempted murder in the second degree. The defendant was released from custody when the surety, Julio Varela, posted $7,500 cash bail on January 13, 1983. On June 24, 1983 defendant failed to appear before Justice Shirley Levittan in Part 30 of Supreme Court. Justice Levittan ordered the bail forfeited and a bench warrant. The People answered ready for trial. On June 30, 1983, the defendant returned to court voluntarily, at the surety’s request, and was remanded at both the People’s and surety’s request. On the next adjourn date, July 5, Justice Levittan exonerated the bail. Due to clerical error, the exoneration order was not effectuated and the forfeiture was. This application is for the remission of the forfeited bail. Defendant pleaded guilty on November 16, 1983 and was sentenced December 7, 1983 to a sentence of three to nine years.

[993]*993Surety’s key argument for remission alleges that Justice Levittan’s order to exonerate,1 erroneously ignored, should have been effectuated and that this application should be granted on that basis. He further, and less forcefully, argues that defendant failed to appear because he had a Family Court appearance scheduled for the same day; that if this application is denied he will suffer severe financial hardship; and that no prejudice was suffered by the prosecution under these circumstances. The People argue in rebuttal that Justice Levittan’s attempted exoneration amounted to a remission application, since the bail had been declared forfeited, but did not follow the statutory procedure for such an application and, therefore having no effect on this application for remission; that the excuse of a Family Court appearance on the same day is not an exceptional circumstance nor was any other exceptional circumstance justifying remission cited; that surety fails to allege sufficient detail to warrant a finding of hardship; and finally that they suffered extreme prejudice in that they were ready for trial on the date of the forfeiture and were prevented from trying the case by defendant’s absence.

The issue for determination is whether or not an order of vacatur of forfeited bail, not obtained pursuant to CPL article 540 and which, subsequently, was rendered a nullity by clerical error, constitutes adequate grounds for relief in an article 540 application.

A brief definition of terminology is needed before discussing this case. “Vacatur” is a court’s power to set aside or open its judgments or orders upon such terms as are just. It derives originally from the common law and is considered part of the inherent power of a court (Ladd v Stevenson, 112 NY 325), although there are, additionally, statutory sources of vacatur power. “Bail remission” or “remission of forfeiture” refers to vacatur within the specialized context of CPL article 540.

Although “motion to vacate” and “bail remission application” mean substantially the same thing, in New York [994]*994County practice usage a distinction has developed. While the purpose of both is to relieve a surety of the burden of loss incurred on his undertaking, the terms “vacate” or “vacatur” have come to be used primarily in reference to an application to set aside an unexecuted order or judgment of forfeiture, usually shortly (within a couple of weeks or so) after it has been declared, whereas “bail remission application” has come to refer to an application to set aside the forfeiture after the judgment has successfully been executed.

In addition to the distinction which has developed as to the time frame of these applications, other distinctions exist or have developed. Bail remission applications are a unique civil-criminal hybrid in that the application is originally brought as a civil action and is then referred to the Criminal Term for determination. Vacatur applications are made directly to the court which declared the forfeiture without instituting a separate action. Generally the standards applied to bail remission applications are stricter, since it is a statutory privilege and the statute is therefore read narrowly (People v Public Serv. Mut. Ins. Co., 37 NY2d 606). Applications in New York City are made on papers to the Administrative Judge of the county Supreme Court, Criminal Term,2 on notice to the District Attorney, and are reviewed carefully. Vacatur applications, in contrast, are usually made orally in open court at the principal’s first appearance after the forfeiture. While it is true that the Judge who declared the forfeiture may have the advantages of confrontation, proximity in time to the event, and familiarity with the case, the application is usually made to Judges with little time to inquire into the matter. Hence, many times these applications are granted, effectively giving the applicants relief that they perhaps would not obtain under the statutory provisions.

Those distinctions help to explain why this extrastatutory practice has persisted; generally it is less cumbersome and offers quicker relief than an article 540 application. The vacatur application can be made immediately after the [995]*995forfeiture has been declared, while in theory, since bail remission looks to the recovery of moneys paid on an executed judgment (note CPL art 540 generally, and specifically CPL 540.30, subd 2), one would have to wait until execution had successfully occurred before an action would lie (or at least this seems to be the practice that has developed in New York County). Also, if the vacatur application is successful, the Judge sets aside the forfeiture, alerts the clerk’s office of this fact and the matter is done, without surety losing time or money. By the time a remission application is successfully made, however, surety has already paid out the value of the undertaking; legal fees have been paid to the attorney who handled the remission action; court fees were paid to initiate the action; it will take several additional weeks before the check is actually in hand; the city will automatically deduct service fees from the refund; and finally he or she may only obtain a partial remission.

CPL article 540 which governs bail forfeiture and remission makes one brief reference to vacatur prior to execution of a forfeiture. CPL 540.10 (subd 2) states in part: “If the principal appears at any time before the final adjournment of the court, and satisfactorily excuses his neglect, the court may direct the forfeiture to be discharged upon such terms as are just.”

This provision, however, does not appear to be dispositive of a court’s inherent power to vacate, set aside or modify its judgments and orders in its discretion and in the interests of justice. This power is not dependent upon statutory provisions but flows from the control a court has over the proceedings therein (Ladd v Stevenson, 112 NY 325, supra; 5 Weinstein-Korn-Miller, NY Civ Prac, par 5015.12).

While it seems apparent that the Legislature intended, by enacting article 540, to curtail this inherent power, it is not clear as to what extent they wished to do so. There appears to be no legislative history on this issue. The provision cited above, if taken in context, may be read to exclude “vacaturs” sought after the day the forfeiture is declared but does not do so explicitly. Moreover, other provisions give a certain amount of leeway timewise, to [996]

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Cite This Page — Counsel Stack

Bluebook (online)
124 Misc. 2d 992, 479 N.Y.S.2d 116, 1984 N.Y. Misc. LEXIS 3289, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-varela-nysupct-1984.