People v. Uptain

816 N.E.2d 797, 352 Ill. App. 3d 643, 287 Ill. Dec. 830, 2004 Ill. App. LEXIS 1283
CourtAppellate Court of Illinois
DecidedSeptember 15, 2004
Docket4-02-0677 Rel
StatusPublished
Cited by6 cases

This text of 816 N.E.2d 797 (People v. Uptain) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Uptain, 816 N.E.2d 797, 352 Ill. App. 3d 643, 287 Ill. Dec. 830, 2004 Ill. App. LEXIS 1283 (Ill. Ct. App. 2004).

Opinion

JUSTICE APPLETON

delivered the opinion of the court:

Defendant, Verle W. Uptain, was convicted of three counts of aggravated criminal sexual abuse and was sentenced to concurrent three-year terms of imprisonment. On appeal, he claims the trial court erred in refusing to give the jury an instruction stating that it is a defense to the charge that defendant reasonably believed the victim was at least 17 years old. He also claims the statute requiring him to register as a sex offender (730 ILCS 150/7 (West 2000)) for the rest of his life is unconstitutional as applied to him. We reverse and remand.

I. BACKGROUND

On August 30, 2001, defendant was charged with two counts of criminal sexual assault (720 ILCS 5/12 — 13(a)(1) (West 2000)) and three counts of aggravated criminal sexual abuse (720 ILCS 5/12— 16(d) (West 2000)) for a July 9, 2001, incident involving S.M., defendant’s 16-year-old neighbor. According to trial testimony, S.M. went to defendant’s trailer on the evening of July 9, 2001, to visit and watch television. As she arrived, defendant’s wife, son, and granddaughter were leaving to go to the store. Defendant and his daughter, Christina, were at home in the living room watching television. Defendant was seated on the love seat, and Christina was seated on the couch. When S.M. came in, she sat next to defendant on the love seat. S.M. disputed the testimony that she tickled, grabbed, and poked defendant and tried to twist his nipples while they watched television. She also disputed testimony that she pulled defendant’s right arm around her shoulder and placed his hand on her breast.

Christina left the living room leaving defendant and S.M. on the love seat. After defendant’s daughter left the room, defendant asked S.M. if she wanted to go for a ride in his tractor-trailer. S.M. had expressed such a desire on previous occasions. The two walked to where the truck was parked down the street. S.M. lay down on the bed in the sleeper portion of the truck. She did not sit on the passenger seat for two reasons: there was too much clutter on the seat and the trucking company would not allow any passenger in the truck without prior authorization.

Defendant drove for approximately five minutes and then parked the truck in a parking lot. He retrieved a window shade and snapped it around all of the windows, then went to the sleeper portion of the cab and lay on S.M. He pulled up her shirt and bra and began kissing her breasts, chest, and stomach. He ripped her skirt while trying to pull it off. He then realized it had a zipper, unzipped it, and took it off. He removed her underwear, briefly inserted his finger in her vagina, put his tongue in her vagina, and then penetrated her with his penis. Thereafter, the two got dressed, and defendant drove home.

S.M. went back to defendant’s trailer and, as defendant told her to do, informed defendant’s wife she and defendant had gone to get something for his trailer. Christine told S.M. that her father had been looking for her and she needed to go home. S.M. told a friend, and later the police, of the incident the next day.

The jury found defendant guilty of three counts of aggravated criminal sexual abuse — acts of sexual penetration with a victim who was between 13 and 17 years old and the accused was at least 5 years older than the victim (720 ILCS 5/12 — 16(d) (West 2000)). The jury acquitted defendant of two counts of criminal sexual assault — acts of sexual penetration by the use of force or threat of force (720 ILCS 5/12 — 13(a)(1) (West 2000)). The trial court sentenced defendant to concurrent three-year terms of imprisonment and denied his posttrial motion. This appeal followed.

II. ANALYSIS

A. Jury Instruction

Defendant first argues that the trial court erred in refusing to give Illinois Pattern Jury Instructions, Criminal, No. 11.64 (4th ed. 2000) (hereinafter IPI Criminal 4th), which instructs the jury it is a defense to the crime charged that defendant reasonably believed S.M. was 17 years old. IPI Criminal 4th No. 11.64 is based on section 12 — 17(b) of the Criminal Code of 1961 (720 ILCS 5/12 — 17(b) (West 2000)) and operates as an affirmative defense. Defendant claims the court erred in refusing to tender the instruction because (1) S.M. was 16 years old — the upper end of the offense range, (2) there was some evidence that she engaged in adult-type sexual behavior on the evening in question, and (3) the jury, after seeing S.M.’s appearance and demeanor, could have reasonably believed she was 17 years old. Defendant claims the failure to give the instruction left him with no defense to the charges. Defendant relies solely on People v. Jones, 175 Ill. 2d 126, 676 N.E.2d 646 (1997), to support his claim of error.

In Jones, 175 Ill. 2d at 128-29, 676 N.E.2d at 647, the defendant was convicted of attempt (aggravated criminal sexual abuse). At trial, the victim, D.R., testified that at the time of the incident he was 16 years and 10 months old. D.R. and two friends met Jones at a party where the four spent the evening drinking beer together. The sexual incident occurred in a bedroom after the two friends fell asleep.

Jones challenged the sufficiency of the evidence supporting his conviction and claimed he did not receive a fair trial because, inter alia, the trial court erroneously refused his tendered jury instruction on the affirmative defense that he had a reasonable belief D.R. was at least 17 years old. Jones, 175 Ill. 2d at 131, 676 N.E.2d at 648. This court affirmed the trial court’s decision, finding insufficient evidence was presented to fairly raise the issue of the affirmative defense. Jones, 175 Ill. 2d at 131, 676 N.E.2d at 648. However, the supreme court, agreeing with Justice Cook’s dissent, found it was reversible error to prevent Jones from presenting his defense by means of the tendered instruction. Jones, 175 Ill. 2d at 131, 676 N.E.2d at 648.

The supreme court found the following circumstantial evidence was sufficient to allow the jury to determine whether it was reasonable for Jones to believe D.R. was at least 17 years old: (1) D.R. was 16 years and 10 months old, (2) Jones did not know D.R. before the incident, (3) D.R. was consuming alcohol, and (4) D.R. was free to stay overnight at his friend’s apartment. Additionally, the jury saw D.R. testify and was able to observe his appearance and demeanor. The court held that “[a]bsent [the] defendant’s tendered instruction, the jury lacked the necessary tools to analyze the evidence fully and to reach a verdict based on those facts.” Jones, 175 Ill. 2d at 134, 676 N.E.2d at 650.

“A defendant is entitled to an instruction on his theory of the case if there is some foundation for the instruction in the evidence, and if there is such evidence, it is an abuse of discretion for the trial court to refuse to so instruct the jury.” Jones, 175 Ill.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

People v. Patterson
2024 IL App (1st) 221619 (Appellate Court of Illinois, 2024)
People v. Atherton
940 N.E.2d 775 (Appellate Court of Illinois, 2010)
State v. Rudolfo
2008 NMSC 036 (New Mexico Supreme Court, 2008)
People v. Uptain
816 N.E.2d 797 (Appellate Court of Illinois, 2004)

Cite This Page — Counsel Stack

Bluebook (online)
816 N.E.2d 797, 352 Ill. App. 3d 643, 287 Ill. Dec. 830, 2004 Ill. App. LEXIS 1283, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-uptain-illappct-2004.