People v. Udzinski

146 A.D.2d 245, 541 N.Y.S.2d 9, 1989 N.Y. App. Div. LEXIS 5019
CourtAppellate Division of the Supreme Court of the State of New York
DecidedApril 17, 1989
StatusPublished
Cited by1,126 cases

This text of 146 A.D.2d 245 (People v. Udzinski) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Udzinski, 146 A.D.2d 245, 541 N.Y.S.2d 9, 1989 N.Y. App. Div. LEXIS 5019 (N.Y. Ct. App. 1989).

Opinion

OPINION OF THE COURT

Bracken, J.

The principal question in this case is whether an error in a jury charge, which the defendant claims constituted a violation of his constitutional right to be tried only upon [247]*247theories charged in the indictment, is reviewable as a matter of law in the absence of a timely objection. We hold that it is not, and affirm the conviction.

"A person is guilty of sexual abuse in the first degree when he subjects another person to sexual contact * * * [b]y forcible compulsion” (Penal Law § 130.65 [1]). The meaning of the term "forcible compulsion” embraces both the concept of actual force and the concept of the threat of force (Penal Law § 130.00 [8] [a], [b]). However, when an indictment specifies that an accused committed sodomy in the first degree through the use of actual force alone, it is error for the Trial Judge to instruct the jury, over objection, that the crime may also be committed by the use of the threat of force (People v Kaminski, 58 NY2d 886; see also, People v Grega, 132 AD2d 749, mod 72 NY2d 489; People v Charles, 61 NY2d 321, 329).

The defendant in this case argues that a new trial is necessary as to that count of the indictment which charged him with sexual abuse in the first degree, because by allowing the jury to convict him of this charge based upon a finding that the crime was accomplished by the use of the threat of force, where the indictment specifies that actual force was used, the Trial Judge, in effect, altered the theory of the prosecution.

Assuming that the holding of the Kaminski case (supra) lends validity to this argument, we find that modification of the judgment on this ground would nonetheless be unwarranted, because any error in this regard was not properly preserved for appellate review as a matter of law and would, in any event, be harmless.

I

It is conceded that defense counsel did not object or except to the Trial Judge’s definition of the term "forcible compulsion” in its jury charge. Citing People v McLucas (15 NY2d 167), People v Grega (132 AD2d 749, mod 72 NY2d 489, supra), People v Rubin (101 AD2d 71, 77), and People v Gray (71 AD2d 295), the defendant argues that a question of law is nonetheless presented, since "no objection is necessary to preserve a deprivation of a fundamental constitutional right”. The defendant contends that the alleged Kaminski error in this case deprived him of a constitutional right to be tried only upon theories presented in the indictment (see, NY Const, art I, § 6; see also, People v Charles, 61 NY2d 321, 329, supra), so that [248]*248such error must be considered reviewable as a matter of law. This court has recently held, in a case decided after the argument of this appeal, that such an error is not reviewable as a matter of law in the absence of an objection (see, People v Prato, 143 AD2d 205, 206). Recognizing that this aspect of the Prato case (supra) apparently conflicts with the holding of the Fourth Department in People v Rubin (supra), we believe that a more extended discussion of our rationale is warranted.

A

Before proceeding to address this contention, it will be helpful to recall the rationale underlying the doctrine of preservation, as codified in CPL 470.05 (2). This doctrine precludes appellate review, as a matter of law, of any ruling made by the court of original instance unless a protest was made to the ruling "at any * * * time when the court had an opportunity of effectively changing the same” (CPL 470.05 [2]). By limiting a litigant’s right to have a particular error corrected on appeal where no protest was voiced at the time the error was committed, the doctrine of preservation encourages all parties to be vigilant in the protection of their substantive and procedural rights throughout the course of a litigation. "Abandonment of the [preservation doctrine] actually increases [the prospect of] trial error. Absent the finality rule, judges, prosecutors, and defense counsel need not carefully watch for errors during trial because errors can be corrected on appeal though not preserved for review” (29 De Paul L Rev 753, 760, quoted in People v Jones, 81 AD2d 22, 30).

The Supreme Court of the United States has repeatedly emphasized that appellate review of claims of error which were not properly raised in the court of original instance (see, Fed Rules Crim Pro, rule 52 [b]) provides the accused with an " 'extravagant protection’ ” to be exercised only in exceptional cases (see, United States v Young, 470 US 1, 16; Henderson v Kibbe, 431 US 145, 154; Namet v United States, 373 US 179, 190). The refusal to afford appellate review of arguments raised for the first time in the appellate court "encourage[s] all trial participants to seek a fair and accurate trial the first time around” (United States v Frady, 456 US 152, 163).

At trial, "the accused is in the courtroom, the jury is in the box, the judge is on the bench, and the witnesses, having been subpoenaed and duly sworn, await their turn to testify. Society’s resources have been concentrated at that time and place [249]*249in order to decide, within the limits of human fallibility, the question of guilt or innocence of one of its citizens. Any procedural rule which encourages the result that those proceedings be as free of error as possible is thoroughly desirable, and the contemporaneous-objection rule surely falls within this classification” (Wainwright v Sykes, 433 US 72, 90). The doctrine of preservation, therefore, should not be viewed as a pretext by which appellate courts may overlook those errors which are inevitable at any trial (People v Kingston, 8 NY2d 384, 387), but instead should be regarded as an indispensable means of avoiding such errors in the first instance.

The preservation doctrine applies, in general, to all but an extremely narrow class of error. While it is possible to derive from prior decisional law sweeping statements such as "no exception is necessary to preserve for appellate review a deprivation of a fundamental constitutional right” (People v McLucas, 15 NY2d 167, 172, supra; see also, People v Gray, 71 AD2d 295, 297, supra), it is now clear that such obiter dictum no longer reflects sound law. In People v Thomas (50 NY2d 467, 473), for example, the Court of Appeals stated that "the rule requiring a defendant to preserve his points for appellate review applies generally to claims of error involving Federal constitutional rights”.

The preservation doctrine has been applied so as to preclude appellate review of a wide variety of arguments relating to errors which clearly affected fundamental rights (see, e.g., People v Fernandez, 72 NY2d 827; People v Russell, 71 NY2d 1016; People v Fleming, 70 NY2d 947 [right to confront adverse witnesses]; People v Ruz, 70 NY2d 942 [ex post facto punishment]; People v Iannelli, 69 NY2d 684; People v Dozier, 52 NY2d 781, 783 [unconstitutionality of criminal statute, due process]; People v Benedict, 68 NY2d 832 [due process right to fair trial]; People v Thomas, supra [Sandstrom error]; People v Miguel, 53 NY2d 920, 922 [Dunaway error]; People v Cedeno,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

People v. Bryant
2024 NY Slip Op 01194 (Appellate Division of the Supreme Court of New York, 2024)
People v. Burgess
165 N.Y.S.3d 374 (Appellate Division of the Supreme Court of New York, 2022)
People v. Altman (Randolph)
73 Misc. 3d 127(A) (Appellate Terms of the Supreme Court of New York, 2021)
People v. Johnson (Latasha)
71 Misc. 3d 133(A) (Appellate Terms of the Supreme Court of New York, 2021)
Cummins v. Lee
E.D. New York, 2019
People v. DeGroat
2019 NY Slip Op 1684 (Appellate Division of the Supreme Court of New York, 2019)
People v. Williams
2017 NY Slip Op 5106 (Appellate Division of the Supreme Court of New York, 2017)
The People v. Anthony Badalamenti
54 N.E.3d 32 (New York Court of Appeals, 2016)
People v. Boyd
125 A.D.3d 992 (Appellate Division of the Supreme Court of New York, 2015)
People v. Badalamenti
124 A.D.3d 672 (Appellate Division of the Supreme Court of New York, 2015)
People v. Taylor
120 A.D.3d 842 (Appellate Division of the Supreme Court of New York, 2014)
Gardner v. Fisher
556 F. Supp. 2d 183 (E.D. New York, 2008)
Hughes v. Phillips
457 F. Supp. 2d 343 (S.D. New York, 2006)
People v. Alexander
12 A.D.3d 524 (Appellate Division of the Supreme Court of New York, 2004)
People v. Yu Feng Shi
12 A.D.3d 541 (Appellate Division of the Supreme Court of New York, 2004)
People v. Garcia
9 A.D.3d 470 (Appellate Division of the Supreme Court of New York, 2004)
People v. Chata
8 A.D.3d 674 (Appellate Division of the Supreme Court of New York, 2004)
People v. Gumbs
8 A.D.3d 677 (Appellate Division of the Supreme Court of New York, 2004)
People v. Rodriguez
7 A.D.3d 817 (Appellate Division of the Supreme Court of New York, 2004)
People v. Dawson
7 A.D.3d 730 (Appellate Division of the Supreme Court of New York, 2004)

Cite This Page — Counsel Stack

Bluebook (online)
146 A.D.2d 245, 541 N.Y.S.2d 9, 1989 N.Y. App. Div. LEXIS 5019, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-udzinski-nyappdiv-1989.