People v. Tsiamas

2015 IL App (2d) 140859, 53 N.E.3d 128

• Court: Appellate Court of Illinois
• Decided: December 29, 2015
• Docket: 2-14-0859
• Status: Unpublished

Opinion

2015 IL App (2d) 140859 No. 2-14-0859 Opinion filed December 29, 2015 ______________________________________________________________________________

IN THE

APPELLATE COURT OF ILLINOIS

SECOND DISTRICT ______________________________________________________________________________

THE PEOPLE OF THE STATE ) Appeal from the Circuit Court OF ILLINOIS, ) of Du Page County. ) Plaintiff-Appellee, ) ) v. ) No. 14-DT-347 ) JOHN TSIAMAS, ) Honorable ) Anthony V. Coco, Defendant-Appellant. ) Judge, Presiding. ______________________________________________________________________________

JUSTICE HUTCHINSON delivered the judgment of the court, with opinion Presiding Justice Schostok and Justice Burke concurred in the judgment and opinion.

OPINION

¶1 Following a traffic stop and arrest for driving under the influence (DUI), defendant, John

Tsiamas, had his driver’s license summarily suspended. He filed a petition to rescind the

suspension and requested a video in connection with his arrest for his rescission hearing.

(Although defendant is technically the petitioner, for convenience’s sake we refer to him as

defendant.) When the State failed to produce the video, defendant moved for sanctions. The trial

court denied defendant’s sanctions motion based on its belief that the video was not

discoverable. We vacate and remand.

¶2 Around 1 a.m. on February 14, 2014, Officer Herrera of the Village of Bensenville police

department (only his last name and an illegible first initial appear in the record) stopped 2015 IL App (2d) 140859

defendant’s vehicle for improper lane usage and speeding. Herrera arrested defendant for an

unrelated offense (cannabis possession) and transported him to the Bensenville police station. In

the station’s booking room, Herrera observed signs of impairment and instructed defendant to

perform field sobriety tests. According to Herrera, defendant failed. Herrera then asked

defendant to submit to chemical testing, in this case a Breathalyzer. Herrera also stated that he

read defendant the warning to motorists, which informed defendant that if he refused to take the

Breathalyzer test his license would be suspended. Defendant refused to perform the test. His

driver’s license was summarily suspended (625 ILCS 5/11-501.1 (West 2012)) and he was

charged with misdemeanor DUI (625 ILCS 5/11-501(a)(2) (West 2012)). The parties have

stipulated that the events in the booking room were recorded on video maintained by the

Bensenville police department.

¶3 On February 20, 2014, six days after his arrest, defendant filed a petition to rescind the

summary suspension and notified the State, represented by the State’s Attorney, of the same.

Defendant alleged two grounds for rescission: that the officer lacked reasonable grounds to

require him to submit to chemical testing in the first place, and that he was improperly read the

warning concerning the suspension of his license. See 625 ILCS 5/2-118.1(b) (West 2012).

¶4 The same day defendant filed his rescission petition, he also filed a motion for pretrial

discovery under Illinois Supreme Court Rule 214 (eff. Jan. 1, 1996) and a notice to produce at

trial under Illinois Supreme Court Rule 237 (eff. July 1, 2005). Both the Rule 214 motion for

discovery and the Rule 237 notice to produce requested from the State any recordings made in

connection with defendant’s arrest, including “the booking room video or DVD” and “any and

all video and audio recordings of any field sobriety tests.”

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¶5 On March 27, 2014, the parties returned to court for a combined status date on both

defendant’s criminal case and his rescission hearing. The State tendered certain discovery to

defendant, and his attorney acknowledged its receipt. The parties did not indicate what items the

State turned over in discovery, but it is undisputed that the booking room recording was not

included. The State filed neither an objection to defendant’s discovery motion nor an affidavit

certifying its compliance with defendant’s discovery requests. Cf. Ill. S. Ct. R. 214(c) (eff. Jan. 1,

1996). Each case was continued, and the date for defendant’s rescission hearing was scheduled

for April 24, 2014. On April 24, the parties returned to court for the rescission hearing. Before

the hearing got underway, the trial court noted that it had received a response from the

Bensenville police department to a subpoena duces tecum, which defendant served on April 1.

Defendant’s subpoena requested a copy of the booking room recording. The police department

informed the court, however, that it “ha[d] no recordings” responsive to the subpoena.

Thereafter, defendant made an oral motion for sanctions against the State. See Ill. S. Ct. R.

219(c) (eff. July 1, 2002) (the trial court has discretion to impose sanctions for noncompliance

with discovery rules).

¶6 Defendant argued that the Bensenville police department generally maintains video

recordings for 30 days and that, because he filed his discovery motion and notice to produce 6

days after his arrest, the State was “on notice” to preserve the recording prior to its destruction.

The trial court then asked the State whether it would stipulate that the Bensenville police

department maintained its stationhouse recordings for 30 days. In response, the State conceded

that a recording responsive to defendant’s request “did exist” at some point (we assume this

means that both video and audio were recorded), but would not stipulate that the police

department maintained its stationhouse recordings for 30 days. The State then argued that

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defendant was not entitled to receive the recording in “Schmidt discovery”—that is, under the

decisions in People v. Schmidt, 56 Ill. 2d 572 (1974), and People v. Kladis, 2011 IL 110920,

which set forth the parameters for discovery in misdemeanor DUI cases. Defendant argued that

Kladis supported the imposition of sanctions and that, as in Kladis, the court should, as a

discovery sanction against the State, bar the arresting officer from testifying about the events

captured in the purged recording. See Kladis, 2011 IL 110920, ¶¶ 9-11, 44.

¶7 The trial court ultimately denied defendant’s motion for sanctions, stating that it was

unaware of any published appellate decisions that “either logically or illogically extended

[Kladis] to the booking room.” A hearing was held on defendant’s petition to rescind his

summary suspension and Herrera testified concerning the events in the booking room.

Thereafter, the trial court denied defendant’s rescission petition.

¶8 Defendant filed a motion to reconsider the denial of the petition, asking the court to also

reconsider the discovery ruling. The court denied the motion in its entirety. As to discovery, the

court said, “Kladis is pretty new. We were all brought up under *** Schmidt, where you pretty

much didn’t get anything [in discovery].” The court further stated that it believed that the video

had not been intentionally destroyed. Defendant timely appealed.

¶9 The issue before this court is whether the State committed a discovery violation in the

first instance, which we review de novo. People v. Hood, 213 Ill. 2d 244, 256 (2004). For the

most part, the parties present us with the same arguments they raised below. Defendant, relying

on Kladis, contends that the trial court erred when it found that the booking room recording was

not discoverable. The State counters that the holding in Kladis is limited to in-dash squad car

recordings and that, per Schmidt, defendant “was not entitled to receive the [video] as part of the

limited discovery allowed in a misdemeanor DUI case.” (Emphasis added.) We agree with

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defendant: Since the recording was discoverable, the State committed a discovery violation.

¶ 10 At the outset, we observe that Schmidt sets forth what is discoverable in misdemeanor

DUI, i.e., criminal, cases. In People v. Teller, 207 Ill. App. 3d 346 (1991), we explained that “a

summary suspension rescission hearing is civil in nature [citation] and is not part of the criminal

process [citation].” Id. at 349. Accordingly, we held in Teller that “Schmidt does not limit the

discovery to which a defendant is entitled in a rescission hearing because such a hearing is civil

in nature [citation] and Schmidt involved the discovery permissible in a misdemeanor case.” Id.

at 350. However, we also held that, while “the limited discovery provided in Schmidt should be

allowed upon demand in such a hearing, *** the allowance of any further discovery is within the

discretion of the trial court.” Id. (citing People v. Finley, 21 Ill. App. 3d 335 (1974)); accord

People v. Brummett, 279 Ill. App. 3d 421, 425 (1996). Kladis, as an extension of Schmidt, easily

fits within the Teller framework as well.

¶ 11 Here, with respect to the recording, the trial court failed to exercise its discretion

concerning additional discovery under Teller because it apparently did not realize that it had any

discretion to exercise. Moreover, the trial court incorrectly framed the controlling issue: The

question was not whether Kladis specifically had yet been “extended *** to the booking room.”

Rather, the question was whether, in the trial court’s discretion, a properly requested recording of

field sobriety testing or the warning to motorists—regardless of where either was performed—

was discoverable in a rescission proceeding. The answer is yes, and it would have been an abuse

of discretion had the trial court exercised its discretion and found otherwise.

¶ 12 The recording was discoverable in this case because it was (1) requested in discovery and

(2) relevant. Ill. S. Ct. R. 214(a) (eff. Jan. 1, 1996); see also Ill. S. Ct. R. 237(b) (eff. July 1,

2005) (requested evidence should be produced at trial if it is discoverable). Relevant evidence is

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defined as “evidence having any tendency to make the existence of any fact that is of

consequence to the determination of the action more probable or less probable than it would be

without the evidence.” Ill. R. Evid. 401 (eff. Jan. 1, 2011).

¶ 13 This was a typical rescission case and relevancy here was relatively straightforward. Per

defendant’s rescission petition, the subject matter of this action was whether the arresting officer

had reasonable grounds to believe that defendant was driving under the influence, and whether

the officer properly read defendant the warning to motorists. Defendant maintained that the field

sobriety tests and warning took place in the booking room. The State did not dispute defendant’s

claim as to what occurred in the booking room; further, the State stipulated that a recording of

the events in the booking room, responsive to defendant’s request, had existed. Cf. People v.

Olsen, 2015 IL App (2d) 140267, ¶ 21 (finding no discovery violation where video recording of

field sobriety tests never existed). The booking room recording was therefore relevant.

Consequently, the trial court erred when it found that the recording was not discoverable. See

Dei v. Tumara Food Mart, Inc., 406 Ill. App. 3d 856, 866 (2010) (it is an abuse of discretion for

the trial court to deny discovery concerning relevant evidence).

¶ 14 In so holding, we note that our analysis would be the same if these events had not taken

place in a booking room, but were nonetheless recorded. This is because, given the typical issues

in a rescission hearing, a recording of a field sobriety test or of an officer’s recitation of the

warning to motorists is likely relevant in any rescission hearing. See, e.g., Pub. Act 98-122,

§ 935 (eff. Jan. 1, 2014) (adding 625 ILCS 5/11-501.2(a-5)(2) (West 2012)) (providing that “full

information” concerning field sobriety testing shall be made available upon request in any civil

or criminal proceeding arising from a cannabis-related DUI offense). Here, defendant requested

in discovery “the booking room video or DVD”; that recording was relevant (and thus

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discoverable) because defendant’s field sobriety testing and warning happened to take place in

the booking room. See Shimanovsky v. General Motors Corp., 181 Ill. 2d 112, 121 (1998) (“a

potential litigant owes a duty to take reasonable measures to preserve the integrity of relevant

and material evidence”).

¶ 15 Accordingly, because the booking room recording was discoverable, a subpoena to obtain

the recording was not required. Once defendant filed his Rule 214 motion for discovery and Rule

237 notice to produce, the State was officially on notice to take action to preserve the recording

for its eventual production either before trial (pursuant to Rule 214) or at trial (pursuant to Rule

237), or both. See Ill. Rs. Prof. Conduct (2010) R. 3.4(d) (eff. Jan. 1, 2010) (a lawyer must

“make reasonably diligent effort to comply with [an opposing party’s] legally proper discovery

request”). In this regard, the State’s overall reliance on Kladis is something of a paradox, for in

Kladis, even under the restrictive scope of criminal discovery, our supreme court said that “upon

receiving the written Rule 237 notice to produce the video recording five days after defendant

was arrested *** the State was placed on notice and should have taken appropriate steps to

ensure that it was preserved.” Kladis, 2011 IL 110920, ¶ 38; see also People v. Kladis, 403 Ill.

App. 3d 99, 111 (2010), aff’d, 2011 IL 110920 (“upon receiving the written Rule 237 notice to

produce, the State was properly on notice of defendant’s request for discovery and had a variety

of options, including filing an answer, calling the police department and obtaining the tape

before it was destroyed or objecting to the written request”). In addition, another paradox inures

in the State’s effort to cabin the holding in Kladis to in-car recordings, as the Kladis court was

emphatic that, in discovery matters, relevance prevails over rigidity. See Kladis, 2011 IL 110920,

¶ 26 (“The State overlooks the nature and relevancy of these discovery items, instead focusing on

the incorrect concept that Schmidt set forth a rigid list which it believes should remain static and

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not take into account the fundamental changes which have occurred in law and society since that

ruling.”). Kladis thus flatly defeats rather than supports the State’s position.

¶ 16 The State also contends that any determination that the State had committed a discovery

violation would be an unprecedented expansion of the discovery principles applicable to

rescission hearings and would be unduly burdensome to the State. We disagree. As noted, the

State’s argument is predicated on the erroneous assumption that Schmidt and Kladis limit

discovery in rescission cases; again, they do not. See generally Teller, 207 Ill. App. 3d at 350.

Moreover, there are at least two published decisions from this district, predating Kladis, which

hold that a defendant in a rescission proceeding is entitled to receive in discovery audio

recordings that are in the possession of the police and, further, that it is a discovery violation for

the State to fail to produce the requested recordings. E.g., People v. Petty, 311 Ill. App. 3d 301,

303 (2000); People v. Schambow, 305 Ill. App. 3d 763, 767 (1999). We therefore reject the

State’s assertion that our decision to apply the foregoing principles to a properly requested,

relevant, audio-video recording would work an expansion of those principles or would be unduly

burdensome. Cf. People v. Aronson, 408 Ill. App. 3d 946, 953 (2011) (where videotape was

missing or destroyed, it was appropriate for the trial court to apply adverse inference against the

State in a rescission proceeding that contents of the videotape were favorable to defendant); see

also Illinois Pattern Jury Instructions, Civil, No. 5.01 (3d ed. 1994) (adverse inference

instruction).

¶ 17 At oral argument, the State suggested that there would have been no true discovery

violation if the recording had been destroyed before defendant filed his Rule 214 motion for

discovery and Rule 237 notice to produce. The State also suggested that it was defendant’s

burden to determine when the recording was destroyed. We disagree with both points. For one

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thing, the State never made either point in its appellate brief and could not raise either issue for

the first time at oral argument. See Ill. S. Ct. R. 341(h)(7) (eff. Feb. 6, 2013). More importantly

though, in the trial court, the State never responded to defendant’s Rule 214 motion for discovery

and Rule 237 notice to produce to indicate that the recording had already been destroyed. It is

well settled that when counsel presents his adversary with a Rule 237 notice to produce, absent

being served with objections, “he has the right to assume that his opponent has complied.”

Bianchi v. Mikhail, 266 Ill. App. 3d 767, 776 (1994). That the State neither complied with

production nor served defendant with objections was completely unacceptable.

¶ 18 We recognize that defendant’s Rule 214 motion for discovery and Rule 237 notice to

produce were mostly boilerplate and requested a number of additional and likely irrelevant items.

The State certainly could have objected to the motion and the notice as overbroad, which would

have allowed the trial court to exercise its discretion concerning the requested items. See

Brummett, 279 Ill. App. 3d at 424 (quoting Teller, 207 Ill. App. 3d at 351). Here, however, the

State conceded that it received the motion and notice and simply disregarded them. When the

State failed to tender the recording or to produce it at the rescission hearing, and defendant

moved for sanctions, the burden shifted to the State to show that its noncompliance with

defendant’s requests “was reasonable or the result of extenuating circumstances.” Government

Employees Insurance Co. v. Campbell, 335 Ill. App. 3d 930, 933 (2002). The State offered no

reasonable explanation for its conduct (save for its mistaken belief that the evidence was not

discoverable), and its inaction set the stage for the destruction of the requested evidence.

Accordingly, the State clearly committed a discovery violation and the trial court erred in finding

otherwise.

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¶ 19 By no means do we hold today “that the police must videotape everything they do”

(People v. Moises, 2015 IL App (3d) 140577, ¶ 11) in connection with a driver’s summary

suspension. However, we do hold that if the police record a driver’s field sobriety tests or the

officer’s recitation of the warning to motorists, and the driver timely requests that recording in

discovery in his or her rescission case, it should be provided as expeditiously as possible. We

therefore vacate the trial court’s judgment denying defendant’s rescission petition, reverse its

order finding that there was no discovery violation, and remand for the trial court to determine

the appropriate sanction. On remand, the court need not automatically impose the sanction used

in Kladis, viz., barring the arresting officer’s testimony. Rather, the court is free to exercise its

discretion and craft a sanction befitting the situation at hand. Kladis, 2011 IL 110920, ¶ 45;

Shimanovsky, 181 Ill. 2d at 127; Aronson, 408 Ill. App. 3d at 953.

¶ 20 Judgment vacated; order reversed; cause remanded with directions.

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