People v. Tooles

687 N.E.2d 48, 177 Ill. 2d 462, 227 Ill. Dec. 125, 1997 Ill. LEXIS 445
CourtIllinois Supreme Court
DecidedOctober 17, 1997
Docket80995, 80997 and 81002
StatusPublished
Cited by91 cases

This text of 687 N.E.2d 48 (People v. Tooles) is published on Counsel Stack Legal Research, covering Illinois Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Tooles, 687 N.E.2d 48, 177 Ill. 2d 462, 227 Ill. Dec. 125, 1997 Ill. LEXIS 445 (Ill. 1997).

Opinion

JUSTICE HEIPLE

delivered the opinion of the court:

The sole question presented for our consideration is whether a judgment of conviction must be reversed and the cause remanded for a new trial where a trial court fails to secure a defendant’s written jury waiver in violation of section 115 — 1 of the Code of Criminal Procedure of 1963 (725 ILCS 5/115 — 1 (West 1992)). The appellate court, in each of the three cases allowed and consolidated for our review (Tooles, 278 Ill. App. 3d 756; Farmer, No. 3 — 94 — 0163 (unpublished order under Supreme Court Rule 23); Gray, No. 3 — 94 — 0299 (unpublished order under Supreme Court Rule 23)), held that the absence of a written jury waiver necessitated reversal and remand. For the reasons expressed below, we disagree and hold that the failure to secure a written jury waiver does not require a new trial where it can be shown that the defendant’s waiver was otherwise understandingly made. 725 ILCS 5/103 — 6 (West 1992); People v. Smith, 106 Ill. 2d 327, 334 (1985).

While the State concedes that defendants did not execute written jury waivers as required by section 115 — 1, it initially argues that the defendants have waived any claims based on this error because they did not raise them at trial and in their post-trial motions. See People v. Enoch, 122 Ill. 2d 176, 186-87 (1988). Defendants counter that the failure to procure a written jury waiver is plain error under Rule 615(a), which excuses waiver where, inter alla, the alleged error is so fundamental that the defendant was denied a fair proceeding. 134 Ill. 2d R. 615(a). The waiver rule, however, is one of administrative convenience and is not jurisdictional. People v. Smith, 106 Ill. 2d 327, 333 (1985). Without determining whether, in every case, the failure to secure a written jury waiver warrants review under the plain error rule, we shall consider the instant defendants’ jury waiver arguments because of the frequency with which issues surrounding noncompliance with this requirement have been arising in the appellate court. See Smith, 106 Ill. 2d at 333, citing People v. Rehbein, 74 Ill. 2d 435, 439 (1978) (merits may be reached despite waiver on appeal where deciding issue will facilitate the uniform administration of justice).

Section 115 — 1 of the Code of Criminal Procedure provides:

"Method of Trial. All prosecutions except on a plea of guilty or guilty but mentally ill shall be tried by the court and a jury unless the defendant waives a jury trial in writing.” (Emphasis added.) 725 ILCS 5/115 — 1 (West 1992).

On appeal, the State contends that the written waiver requirement is procedural, and not substantive, thus making noncompliance with section 115 — 1 amenable to a harmless error analysis. The defendants counter that the appellate court was correct in holding that the written jury waiver requirement is substantive in nature, necessitating a new trial where a jury is waived without a written waiver. This court considers the question for the first time here today.

In classifying the requirement as substantive in nature, defendants rely upon two previous decisions of this court which declared unconstitutional that portion of section 115 — 1 requiring the State’s agreement before a defendant could waive his right to a jury. People ex rel. Daley v. Joyce, 126 Ill. 2d 209 (1988); People v. Gersch, 135 Ill. 2d 384 (1990). While these precedents do not specifically concern the written jury waiver requirement, defendants argue that their recognition of the inviolate nature of the right to a jury trial suggests that section 115 — l’s statutory written jury waiver requirement cannot be excused under any circumstances.

The State counters that the right of criminal defendants to be unencumbered in exercising or waiving their right to a jury, recognized in Joyce and Gersch, is dispositive of nothing in the instant case. Joyce, 126 Ill. 2d 209; Gersch, 135 Ill. 2d 384. Section 115 — l’s written jury waiver requirement does not impact a defendant’s constitutional right to choose whether to have a jury trial. Instead of operating to give substance to or define the defendant’s constitutional right to waive a jury, the writing requirement merely memorializes the decision to exercise this right, further imparting to the defendant the significance of the waiver. Thus, Joyce and Gersch are readily distinguishable.

The defendants next analogize to People v. Nitz, 173 Ill. 2d 151 (1996), in an attempt to show that the written waiver requirement is substantive and not procedural. Nitz involved a defendant who, though he had potentially ingested psychotropic medication during trial, was tried without first having the benefit of a fitness hearing. This court held that because the ingestion of psychotropic medication during trial raises a bona fide doubt as to a defendant’s fitness, which further requires an immediate fitness hearing, a new trial was required where no such hearing transpired because neither the reviewing court nor the lower court could, nunc pro tune, conduct a fitness hearing. Nitz, 173 Ill. 2d at 159, 164. Defendants argue that the same conclusion must obtain in the instant case because the written waiver requirement exists to insure that a defendant has not been denied his constitutional right to a jury trial.

What defendants’ reliance on Nitz fails to acknowledge, however, is that this court held that a fitness hearing could not be conducted nunc pro tune, and that a new trial was instead required, because of the impossibility of ascertaining a defendant’s earlier fitness to stand trial from the cold record or from some after-the-fact forensic analysis. Nitz, 173 Ill. 2d at 163-64; People v. Gevas, 166 Ill. 2d 461, 471 (1995). This is quite distinct from the instant case, where a review of the cold record is more than adequate to determine whether the defendants’ jury waiver was made understandingly pursuant to section 103 — 6 of the Code of Criminal Procedure (725 ILCS 5/103 — 6 (West 1992)). Thus, Nitz is of no avail to defendants.

Defendants also analogize to People v. Janes, 158 Ill. 2d 27 (1994), in an attempt to show that noncompliance with the written jury waiver requirement necessitates a new trial without regard for whether the noncompliance was harmless error. Rule 604(d) requires, inter alla, that where a defendant seeks to withdraw a plea of guilty, defense counsel must file a certificate indicating that the petition has been reviewed to insure that it raises every practicable claim of error. In Janes, this court held that noncompliance with Supreme Court Rule 604(d)’s certificate requirement necessitates a new trial without regard to whether the trial record evidences that there was substantial compliance. Janes, 158 Ill. 2d at 35. Defendants argue that the same conclusion must obtain in the instant case because the written waiver requirement exists to insure that a defendant has not been denied his constitutional right to a jury trial.

Defendants’ reliance on Janes, however, ignores this court’s rationale for requiring strict compliance with Rule 604(d).

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Cite This Page — Counsel Stack

Bluebook (online)
687 N.E.2d 48, 177 Ill. 2d 462, 227 Ill. Dec. 125, 1997 Ill. LEXIS 445, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-tooles-ill-1997.