People v. Terry

1 Misc. 3d 475, 764 N.Y.S.2d 592, 2003 N.Y. Misc. LEXIS 1183
CourtNew York County Courts
DecidedSeptember 5, 2003
StatusPublished

This text of 1 Misc. 3d 475 (People v. Terry) is published on Counsel Stack Legal Research, covering New York County Courts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Terry, 1 Misc. 3d 475, 764 N.Y.S.2d 592, 2003 N.Y. Misc. LEXIS 1183 (N.Y. Super. Ct. 2003).

Opinion

OPINION OF THE COURT

John J. Connell, J.

[476]*476The defendant is indicted on charges of assault, first and second degrees, vehicular assault, second degree, reckless endangerment, first degree, grand larceny, fourth degree, criminal possession of stolen property, third degree, leaving the scene of an incident, unauthorized use of a motor vehicle, third degree, and driving while ability impaired. A mistrial was declared on May 21, 2003 when the jury was unable to reach a verdict. Pending the retrial, the defendant was returned to a state correctional facility on a sentence unrelated to this indictment.

On July 21, 2003 the defendant’s attorney, Brian Shulman, and Assistant District Attorney Richard Roxin, who is in charge of the prosecution of this case, informed me that Mr. Terry sent a letter addressed to Mr. Shulman, but bearing the street address of the District Attorney’s office. The letter was opened by a secretary/receptionist in the District Attorney’s office. She made a determination, based on the familiarity of the defendant’s name, that it was Assistant District Attorney Rodeman’s case. Mr. Rodeman was trial counsel before it was reassigned to Mr. Roxin for the retrial. She forwarded the letter to Mr. Rode-man who read it and passed it on to Mr. Roxin. Two copies were made of the letter and retained by the District Attorney’s office. The original was forwarded to Mr. Shulman.

The defendant sent a second letter to the District Attorney’s office addressed to Mr. Shulman. Again it was opened apparently by a secretary/receptionist who informed Mr. Rodeman that it had not been removed from its envelope. It was sealed and passed on to Mr. Roxin, who forwarded the original to Mr. Shulman.

On July 21 this court directed the District Attorney to seal and forward their copies to me, and retain no other copy of the letters. Mr. Roxin assured court and defense counsel that he would not use any information at Mr. Terry’s retrial which was gained from reviewing the letters.

Nonetheless, the defendant requested the appointment of a Special Prosecutor pursuant to County Law § 701, citing the District Attorney’s improper review of the letters, which he asserts contain privileged information. The District Attorney opposed that request on several grounds: that fairly new employees had opened the letters; that it was understandable that mail addressed to Mr. Shulman would be opened by staff since he had once been an assistant district attorney, albeit several years ago; and that the letter read by Mr. Rodeman “was largely unintelligible. We gained nothing from it” (transcript of Aug. 22, 2003 proceedings at 10).

[477]*477With the permission of both parties, this court has reviewed in camera the two original letters and both copies of the first letter. The first letter is postmarked June 16, 2003. The return address on the front of the envelope reads:

“LIVINGSTON CORRECTIONAL FACILITY
“EO. Box 1991, Route 36 Sonyea Road
“Sonyea, New York 14556
“NAME: Roy Terry (handwritten) DIN: 02B2030 (handwritten).”

“Legal mail” is handwritten in the lower right and lower left corners of the envelope. The front of the envelope also bears a “Star” symbol postal stamp, printed in red ink, which reads as follows:

“LIVINGSTON CORRECTIONAL FACILITY
“ROUTE, 36, SONYEA ROAD
“SONYEA, NY 14556.”

The return address on the back flap of the envelope reads:

“NEW YORK STATE DEPARTMENT OF CORRECTIONAL SERVICES
“INMATE CORRESPONDENCE PROGRAM
“NAME: Roy Terry (handwritten) DIN: 02B2030 (handwritten)
“Legal mail (handwritten).”

The second letter, which the District Attorney apparently did not copy, was postmarked July 7, 2003. It bears the following return address on the front of the envelope:

“LIVINGSTON CORRECTIONAL FACILITY
“EO. Box 1991, Route 36 Sonyea Road
“Sonyea, New York 14556
“NAME: Roy Terry (handwritten) DIN: 02B2030 (handwritten).”

“law firm legal mail“ is handwritten in the lower right corner of the envelope. It also bears the “Star” postal stamp and return address, printed in red ink, as follows:

“LIVINGSTON CORRECTIONAL FACILITY
“ROUTE, 36, SONYEA ROAD
“SONYEA, NY 14556.”
“NEW YORK STATE DEPARTMENT OF CORRECTIONAL SERVICES
“INMATE CORRESPONDENCE PROGRAM
[478]*478“NAME: Roy Terry (handwritten) DIN: 02B2030 (handwritten).”

The attorney-client privilege “exists to insure that one seeking legal advice will be able to confide fully and freely in his attorney, secure in the knowledge that his confidences will not later be exposed to public view to his embarrassment or legal detriment” (Matter of Priest v Hennessy, 51 NY2d 62, 67-68 [1980]). The attorney-client privilege and issues surrounding its waiver are particularly important in criminal cases (People v Cassas, 84 NY2d 718 [1995]).

A waiver is the “intentional relinquishment ... of a known right” (Johnson v Zerbst, 304 US 458, 464 [1938]). While it is the burden of the proponent of the privilege to show that the privilege was not waived, formal motions are not necessary to raise the issue. Courts have held that a simple objection expressed in a letter from the client’s attorney is sufficient to bring the matter before a court for that determination (Blair Communications v Reliance Capital Group, 182 AD2d 578 [1992]). For purposes of this application, the July 21 conference sufficiently raised the issue.

Appellate cases on this subject generally involve inadvertent disclosure of documents contained in hundreds of pages of materials that were intentionally mailed to the opponent in the pretrial discovery stages of civil cases. In determining whether there was a waiver of the attorney-client privilege concerning those documents, courts have looked at the subjective intent of the client.

“Two other factors to be considered in assessing whether an inadvertent disclosure waives the privilege are whether there was a prompt objection to the disclosure after discovering it and whether the party claiming waiver will suffer prejudice if a protective order is granted” (Baliva v State Farm Mut. Auto. Ins. Co., 275 AD2d 1030, 1032 [2000]; Kraus v Brandstetter, 185 AD2d 300 [1992]; Blair, supra at 578; Manufacturers & Traders Trust Co. v Servotronics, Inc., 132 AD2d 392 [1987]; see also, New York Times Newspaper Div. of N.Y. Times Co. v Lehrer McGovern Bovis, 300 AD2d 169 [2002]).

Courts examining the client’s subjective intent have generally held that inadvertent disclosure of such materials does not constitute a waiver of the attorney-client privilege (6340 Tr. Rd. v Unigard Sec., 209 AD2d 922 [4th Dept 1994]). Commenting on inadvertent disclosures, the American Bar Association has stated that a “lawyer who receives materials that on their face [479]

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Related

Johnson v. Zerbst
304 U.S. 458 (Supreme Court, 1938)
Lipin v. Bender
644 N.E.2d 1300 (New York Court of Appeals, 1994)
People v. Cassas
646 N.E.2d 449 (New York Court of Appeals, 1995)
Priest v. Hennessy
409 N.E.2d 983 (New York Court of Appeals, 1980)
In re Beiny
129 A.D.2d 126 (Appellate Division of the Supreme Court of New York, 1987)
In re Beiny
132 A.D.2d 190 (Appellate Division of the Supreme Court of New York, 1987)
Manufacturers & Traders Trust Co. v. Servotronics, Inc.
132 A.D.2d 392 (Appellate Division of the Supreme Court of New York, 1987)
In re the Estate of Kochovos
140 A.D.2d 180 (Appellate Division of the Supreme Court of New York, 1988)
John Blair Communications, Inc. v. Reliance Capital Group
182 A.D.2d 578 (Appellate Division of the Supreme Court of New York, 1992)
Kraus v. Brandstetter
185 A.D.2d 300 (Appellate Division of the Supreme Court of New York, 1992)
Lipin v. Bender
193 A.D.2d 424 (Appellate Division of the Supreme Court of New York, 1993)
6340 Transit Road, Inc. v. Unigard Security Insurance
209 A.D.2d 922 (Appellate Division of the Supreme Court of New York, 1994)
Baliva v. State Farm Mutual Automobile Insurance
275 A.D.2d 1030 (Appellate Division of the Supreme Court of New York, 2000)

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Bluebook (online)
1 Misc. 3d 475, 764 N.Y.S.2d 592, 2003 N.Y. Misc. LEXIS 1183, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-terry-nycountyct-2003.