People v. Southall

2017 NY Slip Op 8344, 156 A.D.3d 111, 65 N.Y.S.3d 508
CourtAppellate Division of the Supreme Court of the State of New York
DecidedNovember 28, 2017
Docket4123/11
StatusPublished
Cited by7 cases

This text of 2017 NY Slip Op 8344 (People v. Southall) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Southall, 2017 NY Slip Op 8344, 156 A.D.3d 111, 65 N.Y.S.3d 508 (N.Y. Ct. App. 2017).

Opinion

OPINION OF THE COURT

Tom, J.

In this appeal, we must consider whether a juror’s failure to disclose that she applied for the position of Assistant District Attorney with the New York County District Attorney’s Office, the same office that prosecuted defendant, two days before being sworn as a trial juror, deprived defendant of his right to a fair trial, and whether Supreme Court abused its discretion in denying defendant’s posttrial motion to vacate the judgment of conviction. For the following reasons, we find that the juror’s failure to disclose her application did deprive defendant of a fair trial, and that Supreme Court abused its discretion as a matter of law when it denied defendant’s motion to vacate pursuant to CPL 440.10. Accordingly, we now grant the motion to vacate the judgment and remand the matter for a new trial.

In 2011, defendant was charged with murder in the second degree for killing his girlfriend. At trial, since defense counsel conceded that defendant truthfully confessed to killing the victim, the central issue was whether defendant suffered from an extreme emotional disturbance which would reduce the conviction to first degree manslaughter. The jury ultimately convicted defendant of murder in the second degree, and he was sentenced to a prison term of 23 years to life.

During the April 11, 2014 voir dire, the court gave general instructions to the juror at issue and other prospective jurors, stating that “the jury must be fair” and that “[a] fair juror is a person who starts out with no view in favor or against the People or defendant,” and “who, without fear, favor, bias, prejudice, or sympathy for either the People or the defendant . . . renders a verdict of guilty or not guilty.” The court told the jury panel that the court needed to decide “[wjhether there’s anything about you that might impact your ability to be a fair and impartial juror in this case.” The questions on the panelists’ questionnaire included whether they had “been employed by a law enforcement agency or police,” whether they had “any business pending” before a police or law enforcement agency, and whether there was “any reason why [they] could not be a fair and impartial juror in this case.” The panelists were also asked a catch-all question about whether anything else relevant came to mind.

On April 14, 2014, the juror told the court that she was “employed as an attorney” at “a large law firm doing corporate litigation, white col[la]r defense and securities.” In response to the court’s questions about her work, the juror said that she had been an attorney for about 18 months, that “part of [her] practice involve [d] criminal law,” that she had “some specialized knowledge about criminal law,” and that her practice was largely federal. She confirmed that she would follow the court’s instructions and not apply any of her own specialized knowledge. When asked if she thought she would “be able to be a fair juror in this case,” she said, “Yes.” The juror also reported in an answer on the questionnaire, “I previously was employed by the U.S. Attorney’s [0]ffice here in Manhattan. I was a paralegal specialist before I went to law school.” The court asked if this work focused on criminal justice, and the juror said, ‘Yes, narcotics unit.”

In response to another question on the questionnaire, the juror stated, “I don’t have any business matters pending before an agency or court.” She further stated, “There’s no reason why I couldn’t be fair and impartial.” In response to the catch-all question, she said, “There’s, also, nothing else.”

Defense counsel noted that the juror “spent a lot of time with federal prosecutors at 500 Pearl Street,” and asked her if anything “about [her] experience would make [her] impartial,” and the juror said, “No,” presumably assuming that counsel meant “biased” instead of “impartial.” When counsel asked if the juror’s “prosecutor background” “would affect” her in this case, the juror responded:

“No, when I worked [at] the U.S. [Attorney’s [0]f-fice I worked with a variety of different federal agencies. And I worked with cooperating witnesses, many of whom came from different backgrounds and rap sheets, and had certain things in their past. So I sort of worked with people on both sides, and had positive . . . interactions with both. And there’s nothing about that entire array of experiences that would make me be unfair or impartial in evaluating the witnesses.”

Defense counsel asked the juror a follow-up question about whether the “cooperating witnesses” she had mentioned, who may have had “horrible backgrounds” and “committed the crimes they’re being accused of and 10,000 other crimes,” nevertheless “have the right to come in and get on the witness stand and be believed.” The juror responded, “Yeah.”

After notifying the juror and others that they had been selected for the jury, the court instructed them to “remember all of the rules” stated earlier. The jury was sworn on April 18, 2014.

After swearing in the prospective jurors, the court invited them to speak with the court privately if they had “some concern or problem” with serving, and asked whether there was “anything else about [their] possible jury service” to discuss, including “anything else that . . . [it] ha[d] not already asked about.” The juror did not do so at any time.

Eight months after defendant was sentenced, one of the two Assistant District Attorneys (ADA) who tried this case, Craig J. Ortner, sent a letter to the court and the defense, dated January 22, 2015, disclosing that one of the jurors who convicted defendant, the juror, had been hired by the District Attorney’s (DA) Office as an ADA. He noted that the juror submitted an online application for that position on April 16, 2014—two days after she was questioned as a prospective juror, but two days before she was sworn as a juror. He added that the juror’s application did not mention her jury service, and that neither he nor his cocounsel was aware of the application anytime during trial. He further stated that after the trial concluded, on April 29, 2014, the juror completed four interviews with the DA’s Office beginning on May 20, received an employment offer on July 8, and started working there on September 2, 2014.

Following this disclosure, defendant moved to vacate the judgment of conviction pursuant to CPL 440.10 (1) (f) and (h), based on the prejudicial conduct of the juror’s failure to inform the court other pending job application to the New York County District Attorney’s Office during the jury selection process. On February 19, 2016, a hearing was held on the motion at which the juror and defendant’s trial counsel, Patrick Brackley, testified.

At the 440 hearing, the juror testified that at the time of trial, she was a 28-year-old litigation associate at a large firm, who had been admitted to the bar in 2013, and graduated from law school in 2012. The juror, who had worked at the US Attorney’s Office as a paralegal, did not want to spend her whole career at a firm. Thus, in February 2014 she started applying for jobs, primarily federal judicial clerkships in New York.

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Cite This Page — Counsel Stack

Bluebook (online)
2017 NY Slip Op 8344, 156 A.D.3d 111, 65 N.Y.S.3d 508, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-southall-nyappdiv-2017.