People v. Somerville

3 Misc. 3d 593, 771 N.Y.S.2d 866, 2004 N.Y. Misc. LEXIS 67
CourtNew York Supreme Court
DecidedFebruary 3, 2004
StatusPublished
Cited by2 cases

This text of 3 Misc. 3d 593 (People v. Somerville) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Somerville, 3 Misc. 3d 593, 771 N.Y.S.2d 866, 2004 N.Y. Misc. LEXIS 67 (N.Y. Super. Ct. 2004).

Opinion

OPINION OF THE COURT

John M. Leventhal, J.

This matter is before the court for resentencing after the United States District Court for the Eastern District of New York granted the defendant’s petition for a writ of habeas corpus (Somerville v Conway, 281 F Supp 2d 515 [2003]). The United States District Court for the Eastern District of New York (Weinstein, J.) ordered that the defendant be resentenced because he was not afforded effective assistance of counsel at sentencing. The defendant claims that the court may not adjudicate him a second violent felony offender under the doctrines of the law of the case and/or collateral estoppel. The defendant further claims that the court is prohibited from sentencing him to a term greater than a period of incarceration having a minimum of 9 years and a maximum of 18 years under the doctrines of judicial vindictiveness and double jeopardy.

In deciding these legal issues, the court has considered the defendant’s resentencing memorandum, the People’s affirmation, the briefs of both parties in the Appellate Division, the memorandum submitted by both parties to the United States District Court for the Eastern District of New York, the trial in this case, the original sentencing proceeding in this case, the original and updated presentence report and the records of [596]*596defendant’s prison history obtained by this court from the New York State Department of Correctional Services.

Background

On April 22, 1996, the defendant, in violation of an order of protection, went to his former girlfriend’s (victim or complainant) residence, knocked on the door and when the victim opened the door placed his hand over her motith, forced his way into the residence and assaulted her. j

On May 10, 1996, an indictment charging the defendant with various burglary, assault, weapons and contempt charges was filed. On May 28, 1996, the defendant was arraigned and pleaded not guilty.

On January 13, 1997, a jury trial commenced. On January 29, 1997, the jury convicted the defendant ¡of various burglary, assault and criminal mischief counts. i

On February 18, 1997, the defendant was sentenced. Prior to the sentencing, the court arraigned the defendant as a predicate violent felon. At the arraignment on the second violent felony statement, defense counsel stated he had just received from the People the documentation of a Maryland conviction. Counsel stated that he was silent as to the issue- of whether the foreign conviction constituted a violent predicate felony, but admitted that defendant was the person who had been convicted in Maryland of armed robbery. It is noted that prior to his arraignment, the defendant stated that he had pleaded guilty in Maryland just to get rid of the case. The defendant then waived any challenges to his predicate felon status, but denied that he was a predicate violent felon. The court then'proceeded to sentence the defendant as a second violent felon to 18 years’ incarceration on the burglary in the first degree counts (2 counts), 13 years’ incarceration on the burglary in the second degree count, 6 years’ incarceration on the assault in the second degree count and 1-year incarceration on the criminal mischief count, all to run concurrently with each other.

The defendant appealed his judgment. On appeal, among other claims, the defendant alleged that his counsel was ineffective because he failed to challenge the Maryland conviction on the ground that the conviction does not qualify as a predicate felony (violent or otherwise), because it| was theoretically possible to commit the Maryland crime without committing a New York state felony. The People, among otlier arguments, claimed that any challenge to the predicate felony was unpreserved for [597]*597appellate review. The prosecution took no position on the legality of using the Maryland conviction as a predicate felony. The Appellate Division, Second Department, affirmed the judgment and held that the defendant received effective assistance of counsel and the claim relating to his status as a violent predicate felon to be unpreserved (283 AD2d 596 [2001]).

On September 25, 2001, leave to appeal to the Court of Appeals was denied (96 NY2d 942 [2001]).

In December 2002, the defendant filed a petition for a writ of habeas corpus on the ground that defense counsel was ineffective in failing to challenge the Maryland predicate felony as not qualifying as a prior felony under New York law. The United States District Court for the Eastern District of New York granted the writ. In the court’s decision, the court applied the two-prong Strickland v Washington (466 US 668 [1984]) test. The court found that defense counsel acted unreasonably in not challenging the Maryland crime (the first prong of Strickland). In order to establish prejudice (the second prong), the United States District Court for the Eastern District of New York held that the Maryland crime was not a predicate felony under New York law. The United States District Court for the Eastern District of New York interpreted People v Muniz (74 NY2d 464 [1989]) as limiting the court’s examination of the Maryland crime to a comparison of the elements of common-law robbery to the New York statutory equivalent and refused to examine the Maryland accusatory instrument.

The matter is now before this court for resentencing.

Law of the Case

The defendant claims that the decision by the United States District Court for the Eastern District of New York that the Maryland crime does not qualify as a predicate felony under New York precedent is the law of the case.

The doctrine of the law of the case originated in civil cases but applies to criminal matters as well (People v Evans, 94 NY2d 499, 504 [2000]). It is a form of intra-action res judicata (id. at 502). The dictates of this rule prohibit a court of coordinate jurisdiction from reconsidering the legal determination of another judge or justice made in the same case (People v Bilsky, 95 NY2d 172, 175 [2000]). The law of the case rule is limited to questions of law (Weinstein-Korn-Miller, NY Civ Prac ¶ 5011.09). In criminal cases, decisions made by a judge of coordinate jurisdiction on issues involving mixed questions of fact and law are subject [598]*598to the law of the case principle (People v Nieves, 67 NY2d 125 [1986]; see Evans, 94 NY2d at 504-505). The doctrine applies only in the same action and does not apply to a legal determination made in different litigations involving the identical issues or parties (Matter of McGrath v Gold, 36 NY2d 406, 413 [1975]; People v Mora, 290 AD2d 373, 374 [2002]).

The federal habeas corpus proceeding is a hybrid proceeding of both civil and criminal litigation (Parrott v Government of Virgin Is., 230 F3d 615, 620 n 7 [2000]). A proceeding conducted in another jurisdiction partially civil in nature cannot be considered as part of the defendant’s New York state criminal action (see CPL 1.20 [16]).

In the present case, the federal habeas corpus is a separate litigation and the law of the case doctrine does not prohibit this court from making its own determination as to the defendant’s second violent felon status (Gold, 36 NY2d at 413; Mora, 290 AD2d at 374).

Collateral Estoppel

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Related

Somerville v. Hunt
695 F.3d 218 (Second Circuit, 2012)
People v. Somerville
2004 NY Slip Op 24031 (New York Supreme Court, Kings County, 2004)

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Bluebook (online)
3 Misc. 3d 593, 771 N.Y.S.2d 866, 2004 N.Y. Misc. LEXIS 67, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-somerville-nysupct-2004.