People v. Smith

227 Cal. App. 4th 717, 174 Cal. Rptr. 3d 103, 2014 WL 2925255, 2014 Cal. App. LEXIS 579
CourtCalifornia Court of Appeal
DecidedJune 30, 2014
DocketA139403
StatusPublished
Cited by15 cases

This text of 227 Cal. App. 4th 717 (People v. Smith) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Smith, 227 Cal. App. 4th 717, 174 Cal. Rptr. 3d 103, 2014 WL 2925255, 2014 Cal. App. LEXIS 579 (Cal. Ct. App. 2014).

Opinion

*721 Opinion

DONDERO, Acting P. J.

INTRODUCTION

Defendant appeals from a postjudgment order of the Sonoma County Superior Court refusing to dismiss defendant’s four convictions for various sex offenses following his successful completion of probation. (Pen. Code, §§ 1203.4, 1237, subd. (b).) 1 This appeal raises three questions: (1) does section 1203.4, subdivision (b) prohibit dismissal of convictions for violations of sections 288a, subdivision (b)(2) and 289, subdivision (i); (2) is the 2000 amendment to subdivision (b) of section 1203.4, prohibiting dismissal of convictions for felony violations of section 261.5, subdivision (d), retroactive, or does it have a retrospective effect that impairs a substantive vested right to dismissal which had already accrued upon successful completion of probation in 1999; and (3) is defendant entitled to dismissal of his conviction for violating section 288, subdivision (c) on the theory that section 1203.4 relief was an implicit term of his plea bargain, which must be honored, despite the 1997 amendment to subdivision (b) of section 1203.4 prohibiting dismissal of section 288 convictions? We find section 1203.4, subdivision (b) does not prohibit dismissal of defendant’s convictions for violating sections 288a, subdivision (b)(2) and 289, subdivision (i), and we reverse and remand for further proceedings on those convictions. We decline to reach defendant’s second contention and reject his third. Therefore, the order denying relief under section 1203.4 as to defendant’s two remaining convictions is affirmed.

PROCEDURAL HISTORY

I. The Charges

In 1995, defendant Richard Jude Smith was charged by complaint with 14 sex offenses: three counts of lewd and lascivious acts upon a child of 14 or 15 by a person at least 10 years older (§ 288, subd. (c)); five counts of oral copulation with a person under the age of 16 by a person over the age of 21 (§ 288a, subd. (b)(2)); four counts of sexual penetration of a person under age 16 by a person over age 21 (§ 289, subd. (i)); and two counts of sexual intercourse between a person under the age of 16 and a person over the age of 21 (§ 261.5, subd. (d)). Defendant was 34 years old at the time of the offenses; the victim was 14 years old.

*722 II. The Plea Agreement

Pursuant to a negotiated disposition between defendant and the district attorney, defendant pleaded no contest to four counts of the complaint: (1) count three, a lewd act upon a child over the age of 14 by a person at least 10 years older (§ 288, subd. (c)); (2) count four, oral copulation of a person under the age of 16 by a person over the age of 21 (§ 288a, subd. (b)(2)); (3) count nine, sexual penetration of a person under the age of 16 by a person over the age of 21 (§ 289, subd. (i)); and (4) count thirteen, sexual intercourse between a person under the age of 16 and a person over the age of 21, a felony (§ 261.5, subd. (d)). In exchange for defendant’s pleas, the People promised to move the court for dismissal of the remaining charges at the time of sentencing. “Beyond that, the People [make] no promises or representations to the defendant regarding his ultimate sentence in this case.” Nevertheless, it was the People’s “understanding the Court did indicate . . . [it] would certainly consider probation or CDC suspended in this matter, of course, once the Court sees a written report from the Probation Department, et cetera.”

III. The Indicated Sentence

In response to the court’s inquiry whether that was defense counsel’s understanding, defendant’s attorney stated: “I’ve told my client, Mr. Smith, that the Court has made an indicated sentence which would include a grant of probation up to one year in the County Jail, sentence suspended; that even though it is not a commitment under 1192.5, it’s a three-way contract between yourself [(the court)] and the District Attorney and myself, or representing him, that is an indicated sentence. Unless there was evidence that was in addition to what’s already been disclosed to the Court, that he would, in fact ... be given probation.” The maximum state prison sentence for those four convictions was six years.

The court confirmed defense counsel’s statement, adding: “I state that based on what I know of the case and, also, earlier indications of [the prosecutor] as to the . . . degree or amount of severity on the case, I recall he made a certain indication to me, which I considered as well.”

During the district attorney’s voir dire prior to defendant’s pleas, defendant was asked if he understood (1) the person who would decide his ultimate sentence was the judge; (2) the judge had not yet made a final decision as to his ultimate sentence; (3) the judge would not make a final decision as to his ultimate sentence until he had read and considered the probation report and any documents supplied to the judge by the district attorney’s office or his attorney; (4) the People made absolutely no promises or representations, agreements or contracts with defendant regarding his ultimate sentence; (5) *723 there was some likelihood at the time of sentencing the People might argue to the court for a prison commitment in this case; (6) the court had indicated it would seriously consider putting defendant on probation with a prison commitment suspended, based on what the court knew about the case at that time; (7) the court’s indication was not binding on the court; (8) the court’s indication was in no way binding on the district attorney’s office; and (9) the court might sentence defendant to something less or something more than the indicated sentence, and nothing the court did would be a basis for defendant to withdraw his plea. Defendant said he understood.

IV. The Sentencing Hearing

On July 13, 1995, defendant was sentenced to state prison for three years; however, execution of that sentence was suspended, and defendant was placed on formal probation for 48 months with various terms and conditions. The remaining charges in the complaint were dismissed as promised.

V. Postsentence Events

Defendant’s probationary term expired successfully on July 13, 1999.

In February 2013, defendant brought a motion to dismiss pre-1997 sex offenses under section 1203.4. The People opposed the motion. Following a hearing on May 2, 2013, the motion was denied. A motion to reconsider the court’s ruling was also denied June 26, 2013. A timely appeal from the denial of the motion to reconsider was taken.

DISCUSSION

Defendant was convicted of violating four statutes—sections 288, subdivision (c), 288a, subdivision (b)(2), 289, subdivision (i), and 261.5, subdivision (d). Following his successful completion of probation, he sought dismissal of all four convictions under section 1203.4.

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Cite This Page — Counsel Stack

Bluebook (online)
227 Cal. App. 4th 717, 174 Cal. Rptr. 3d 103, 2014 WL 2925255, 2014 Cal. App. LEXIS 579, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-smith-calctapp-2014.