People v. Smith CA5

California Court of Appeal·Decided February 21, 2023·No. F083730·Unpublished

Opinion

Filed 2/21/23 P. v. Smith CA5

NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

FIFTH APPELLATE DISTRICT

THE PEOPLE, F083730 Plaintiff and Appellant, (Super. Ct. No. PCF325119) v.

KENNETH SMITH, OPINION Defendant and Respondent.

APPEAL from an order of the Superior Court of Tulare County. Juliet L. Boccone, Judge. Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Michael P. Farrell, Assistant Attorney General, Michael A. Canzoneri and Heather S. Gimle, Deputy Attorneys General, for Plaintiff and Appellant. Jean M. Marinovich, under appointment by the Court of Appeal, for Defendant and Respondent. -ooOoo- INTRODUCTION Kenneth Smith (respondent) is currently awaiting trial on special circumstances murder charges. This appeal is taken by the People (appellant) from the trial court’s order granting respondent’s pretrial motion to recuse the entire Tulare County District Attorney’s Office (District Attorney’s Office) pursuant to Penal Code section 1424. 1 Appellant contends the trial court abused its discretion in granting recusal without finding an actual conflict of interest. We agree. We conclude the trial court relied on an incorrect legal standard in granting recusal, and that its ruling was not supported by the evidence. We reverse. BACKGROUND In 2019, the District Attorney’s Office filed an information charging respondent with two counts of murder (§ 187, subd. (a)) with a multiple murder special circumstance alleged as to each count. (§ 190.2, subd. (a)(3).) Respondent is awaiting trial on the above charges. We need not discuss the underlying facts as they are not relevant to the issues raised on appeal. The matter was set for jury trial on July 12, 2021. On July 7, 2021, respondent filed a motion to recuse the entire District Attorney’s Office pursuant to section 1424. In the motion, defense counsel stated the District Attorney’s Office recently produced through discovery a disk containing 20 audio recordings of respondent’s jail calls. The calls occurred between November 3, 2018, and November 3, 2020. The seventh call, which was six minutes and 18 seconds long, was a recording of a jail call between respondent and defense counsel. Defense counsel stated that the prosecution informed her sometime before a June 17, 2021, pretrial hearing that jail calls would soon be provided. After learning of the jail calls, she met twice with Erica Gonzalez, the deputy district attorney assigned to respondent’s case, but claimed Gonzalez “remained silent

1 All further statutory references are to the Penal Code unless otherwise indicated.

2. regarding the content or any issue regarding said jail calls.” Based on this, defense counsel alleged the District Attorney’s Office had a conflict of interest and must be recused because the office inadvertently received a privileged communication, and because Gonzalez committed misconduct by failing to inform the defense of the breach. In its written opposition, the District Attorney’s Office explained that a law clerk inadvertently listened to the jail call while reviewing respondent’s jail calls provided by the jail. In an attached declaration, the law clerk stated the conversation in the jail call “was so general” that she was not sure it was a conversation between respondent and his attorney. Nevertheless, after listening to the call she informed Gonzalez it “may be a conversation with [respondent’s] attorneys, but [she] was unsure.” She did not disclose the contents of the call to Gonzalez. Gonzalez also submitted a declaration stating she did not listen to the call and that the law clerk did not inform her of the contents of the call. After speaking to the law clerk, she “consulted with other attorneys in [her] office who advised [her] to not listen to the call and turn over all jail calls to defense counsel,” which she did. At the hearing on the recusal motion, defense counsel conceded the breach of attorney-client privilege by the prosecution was “fully inadvertent.” However, she contended recusal was still required because Gonzalez did not immediately advise defense counsel of the breach. Defense counsel alleged that when she learned of the calls, she asked Gonzalez if “this [is] something that I need to be worried about,” or if they could confirm the upcoming trial date. According to defense counsel, Gonzalez replied that the calls were “irrelevant,” and that they could confirm. Gonzalez responded that she did not review the jail calls immediately after she received them. Three weeks before trial she assigned the law clerk to review the jail calls because she was busy preparing for trial and with her other responsibilities in the office. After the law clerk told her about the privileged jail call, she “consulted with other attorneys in the office,” and was told “you follow [section 1054], you copy it and you

3. turn it over to defense.” She followed this advice and turned over all the jail calls. She also confirmed that the law clerk has not worked on respondent’s case other than listening to the jail calls. Gonzalez denied telling defense counsel there was “nothing to be concerned about” in the jail calls. Instead, she claimed she only told defense counsel she was not “planning to use … the calls” at trial. However, Gonzalez confirmed that she did not tell defense counsel there was a potential conversation between defense counsel and respondent, stating she was “unaware of any duty that requires me to let defense counsel know, other than turning over discovery.” The trial court granted the recusal motion. It explained its reasoning as follows:

“[U]ltimately I believe that with the attorney/client privilege is such a high—highly held right of the defendant and the fact that you had access, not intentionally, I’m not finding any fault as far as the People, I don’t think anything was done intentionally, but I do find that the fact that your office has had access to that conversation, I am going to recuse your office based on that.

“So I just think in abundance of caution I think for [respondent] to get a fair trial I think that’s the best way to go. Since I don’t have a full understanding of exactly how much has been communicated to whom. So I—as I said, like I said, I’m not finding fault with anybody. I would hope that maybe the DA’s office would follow-up with the Sheriff’s Department so this doesn’t happen again, just because it’s such a crucial thing.” The District Attorney’s Office filed a motion for reconsideration based on respondent’s failure to properly serve the Attorney General with its recusal motion in accordance with section 1424, subdivision (a)(1). The trial court granted the motion. The Attorney General filed a written opposition to the recusal motion arguing there is no officewide conflict because no one listened to the call other than the law clerk, and the law clerk did not share the contents of the call with anyone. Addressing the trial court’s concern that it did not have a “full understanding of exactly how much has been communicated to whom,” the Attorney General noted that section 1424 gives the trial

4. court discretion to hold an evidentiary hearing. The Attorney General also argued that an “ethical wall” around the law clerk would be sufficient to ensure respondent’s fair treatment, and therefore respondent has failed to demonstrate a reasonable likelihood of unfair treatment by the rest of the District Attorney’s Office.

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