People v. Small

2016 NY Slip Op 8293, 145 A.D.3d 478, 43 N.Y.S.3d 283
CourtAppellate Division of the Supreme Court of the State of New York
DecidedDecember 8, 2016
Docket1790 3606/09
StatusPublished
Cited by1 cases

This text of 2016 NY Slip Op 8293 (People v. Small) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Small, 2016 NY Slip Op 8293, 145 A.D.3d 478, 43 N.Y.S.3d 283 (N.Y. Ct. App. 2016).

Opinions

Judgment, Supreme Court, Bronx County (Darcel D. Clark, J.), rendered December 21, 2011, as amended January 23, 2012, convicting defendant, after a jury trial, of murder in the second degree and criminal possession of a weapon in the second degree, and sentencing him to consecutive terms of 25 years to life and 10 years, reversed, on the law, and the matter remanded for a new trial.

The trial court’s denial of a for-cause challenge by defense counsel was reversible error. The prospective juror’s voir dire over two days, when viewed as a whole, demonstrates that her state of mind was likely to preclude her from rendering an impartial verdict. Moreover, her expressions of bias during her voir dire were not replaced by an unequivocal assurance of impartiality, despite further inquiry by the trial court and defense counsel. Accordingly, we remand for a new trial.

On October 5, 2011, during its preliminary voir dire, the trial court individually asked each prospective juror if he or she had been a crime victim. The prospective juror at issue (Ms. J.) stated that her sister had been raped by a man who “had took her eye out (sic),” and that her brother had been murdered. The questioning continued as follows:

[479]*479“The Court: So the fact that you had two siblings that were the victims of very serious crimes, would that prevent you from being fair and impartial on a criminal case?
“Ms. J.: Probably.
“The Court: You won’t be able to do it?
“Ms. J.: I don’t know. I am not sure.
“The Court: I can’t hear you.
“Ms. J.: I am not sure.
“The Court: Have you ever served as a juror before?
“Ms. J.: No.
“The Court: And you don’t think you can set aside what happened to your siblings and listen to what happened here because this case has nothing do with what happened to them? I know it’s difficult and it’s tough, and it’s terrible what happened. But what we need to know, can you keep an open mind and listen to stuff that happened in this case, listen to what happen [sic] in this courtroom, and not what happened in your personal life or outside the courtroom? You think you would be able to do that?
“Ms. J.: I do.
“The Court: You can?
“Ms. J.: Yes.”

Later in its voir dire, the trial court asked Ms. J. if there was any reason why she would not be fair and impartial in the case and she answered, “No.” The trial court then asked, ‘You could be fair and impartial?” Ms. J. answered, ‘Yes.”

However, the next day, October 6, 2011, during the People’s voir dire, Ms. J. returned to her initial position, as follows:

“[The People]: Now, I know, [Ms. J.], you have unfortunately had family members who were the victim of crimes. Do you think anything about that experience will impact your ability to be fair in this particular case?
“Ms. J.: It probably will.
“[The People]: It probably will?
“Ms. J.: Mm-hmm.
“[The People]: Okay. Thank you.”

The trial judge did not inquire further after this exchange. At a later point, defense counsel asked Ms. J. if she would have any difficulty in returning a not guilty verdict if she had a reasonable doubt. She stated, “No,” and repeated this when the People asked her to repeat her response.

When defense counsel moved to excuse her for cause, the [480]*480trial court denied the challenge, stating that Ms. J. said “she could still be fair, that she would be able to listen, she could render a verdict.”

Under CPL 270.20 (1) (b), a prospective juror should be excused for cause if it is found that, “[she] has a state of mind that is likely to preclude [her] from rendering an impartial verdict based upon the evidence adduced at the trial.” If a prospective juror has expressed a “state of mind likely to preclude impartial service, [she] must in some form give unequivocal assurance that [she] can set aside any bias and render an impartial verdict based on the evidence” (People v Johnson, 94 NY2d 600, 614 [2000] [emphasis added]). Accordingly, when a prospective juror has failed to follow an indication of bias during voir dire by an unequivocal assurance of impartiality, a for-cause challenge should be granted (see People v Torpey, 63 NY2d 361, 367-368 [1984]; People v Blyden, 55 NY2d 73, 78-79 [1982]). There are no magic words or talismans that render a response equivocal or unequivocal; a prospective juror’s statements during voir dire must be taken in context and as a whole (People v Chambers, 97 NY2d 417, 419 [2002]). However, once a prospective juror expresses doubts about his or her ability to serve, “nothing less than a personal, unequivocal assurance of impartiality can cure a juror’s prior indication that she is predisposed against a particular defendant or particular type of case” (People v Arnold, 96 NY2d 358, 364 [2001]).

Viewing this prospective juror’s two-day voir dire as a whole, we find that she did not give unequivocal assurance of an ability to be impartial for two reasons. First, we disagree with the dissent that Ms. J.’s response to defense counsel’s question on October 6 alleviated the concerns of bias raised by her answers earlier that day in response to the People’s questions. Although Ms. J. did tell the trial court on October 5, 2011 that she could set aside the crimes against her siblings when considering the evidence, she informed the People during their voir dire on October 6, 2011 that these tragedies would “probably” impact her ability to be fair. Following this response to the People, the only inquiry of Ms. J. was by defense counsel, who asked if she could return a not guilty verdict if she believed the People did not meet their burden beyond a reasonable doubt.

However, the Court of Appeals has been clear that a general inquiry as to whether a prospective juror can follow the court’s instructions does not “force [a juror] to confront the crucial question whether she could be fair to this defendant in light of her expressed predisposition,” and therefore does not rehabili[481]*481tate a juror who has expressed doubts about his or her ability to serve (Arnold, 96 NY2d at 363-364). In Arnold, a prospective juror stated that she could not serve on a domestic violence case because her prior academic study of domestic violence might impede her ability to be impartial (id. at 363). Later on, defense counsel asked the entire panel of prospective jurors if they would follow the court’s instructions and not use the case as a “referendum” on domestic violence (id.). Although the prospective jurors all answered in the affirmative during this group inquiry, the Court of Appeals found this insufficiently curative as to the prospective juror at issue, since “[t]he group answer by the entire panel did not address her personal attitudes” (id.). While it is true that the trial judge in this case asked Ms. J. on October 5, 2011 whether the crimes suffered by her siblings would affect her ability to be fair, the judge did not repeat this inquiry the next day when Ms. J.

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Related

People v. Small
2016 NY Slip Op 8293 (Appellate Division of the Supreme Court of New York, 2016)

Cite This Page — Counsel Stack

Bluebook (online)
2016 NY Slip Op 8293, 145 A.D.3d 478, 43 N.Y.S.3d 283, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-small-nyappdiv-2016.