People v. Sipper

142 P.2d 960, 61 Cal. App. Supp. 2d 844, 1943 Cal. App. LEXIS 727
CourtCalifornia Court of Appeal
DecidedNovember 8, 1943
DocketNov. 8, 1943
StatusPublished
Cited by34 cases

This text of 142 P.2d 960 (People v. Sipper) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Sipper, 142 P.2d 960, 61 Cal. App. Supp. 2d 844, 1943 Cal. App. LEXIS 727 (Cal. Ct. App. 1943).

Opinion

FOX, Acting P. J.

Defendant was charged with a violation of section 6125 of the Business and Professions Code of the State of California, which provides, that “No person shall practice law in this State unless he is an active member of the State Bar. ’ ’ A verdict of guilty was returned by the jury. From the ensuing judgment and order denying his motion for a new trial, defendant appeals.

Viewing the evidence, as we must on an appeal, most favorably to respondent, and disregarding conflicting testimony (Patten & Davies Lbr. Co. v. McConville (1933), 219 Cal. 161, 164 [25 P.2d 429]; People v. Alexander (1940), 41 Cal.App. 2d 275, 283 [106 P.2d 450, 916]), the transaction here involved may be summarized as follows: A Mr. and Mrs. Tirheimer had borrowed $700 from a Mrs. Hetman to pay off the indebtedness on their real property. On seeing a sign, “Real Estate Office and Notary Public,” they entered the place of business and for the first time met the defendant, a real estate broker, and asked him “to make out a paper to protect Mrs. Hetman for the money.” The loan was to be secured by the property. The Tirheimers were inexperienced in such matters. They gave defendant the terms of the loan but they did not tell him what kind of an instrument they wanted drawn up. In this connection, Mrs. Tirheimer testified as follows: “ Q. Did you at any time tell him you wanted a trust deed ? A. No, we did not. Q. Did you at any time tell him you wanted a mortgage? A. No. Q. What did you tell him? A. We told him we wanted a paper—we didn’t know just exactly what kind but would leave it up to him, what ever he thought was the best.” Defendant said he would make out the papers. On the following Sunday, defendant, with a notary public, came to the Tirheimer home with a trust deed, which the Tirheimers signed before the notary, to whom they paid a dollar. Defendant then telephoned Mrs. Hetman (the lender), whom he had not contacted before, and asked her to *Supp. 846 pick up the papers that he had prepared for the Tirheimers. Defendant sought to collect from the parties to the transaction $15 for his services. This charge, however, was later reduced to $10. The county recorder would not accept for record the trust deed, which defendant had prepared. He then drew up a mortgage for the parties, to cover the transaction. Defendant was not admitted to practice law and was therefore not “an active member of the State Bar.”

Prom the foregoing testimony, the jury was justified in concluding that defendant undertook to, and did, advise the Tirheimers as to the kind of a legal document they should execute in order to secure the loan. This conclusion is strengthened by the amount of the charge which defendant made. It clearly indicates that he considered he was called upon to do something more than the mere clerical work of typing in certain furnished information in a blank form. Such a fee would be out of all reason for such clerical services.

The question is then, does this constitute practicing law, in violation of section 6125 of the Business and Professions Code? The answer is clearly in the affirmative.

The term “practice law,” or its equivalent, “the practice of the law,” has been repeatedly defined by our reviewing courts. They have uniformly said that “as the term is generally understood, the practice of the law is the doing and performing services in a court of justice in any matter depending therein throughout its various stages and in conformity with the adopted rules of procedure. But in a larger sense it includes legal advice and counsel and the preparation of legal instruments and contracts by which legal rights are secured although such matter may or may not be depending in a court.” (People v. Merchants Protective Corp. (1922), 189 Cal. 531, 535 [209 P. 363]; State Bar v. Superior Court (1929), 207 Cal. 323, 335 [278 P. 432]; Smallberg v. State Bar (1931), 212 Cal. 113, 119 [297 P. 916]; Gray v. Justice’s Court (1937), 18 Cal.App.2d 420 [63 P.2d 1160].) It is apparent that what defendant did comes squarely within this definition.

If defendant had only been called upon to perform and had only undertaken to perform the clerical service of filling in the blanks on a particular form in accordance with information furnished him by the parties, or had merely acted as a scrivener to record the stated agreement of the parties to the transaction, he would not have been guilty of

*Supp. 847 practicing law without a license. (Eley v. Miller (1893), 7 Ind.App. 529, 535 [34 N.E. 836, 837]; Wright v. Barlow (1936), 131 Neb. 294 [268 N.W. 95]; In re Matthews (1938), 58 Idaho 772 [79 P.2d 535, 537]; Gustafson v. V. C. Taylor & Sons (1941), 138 Ohio St. 392 [35 N.E.2d 435].) But the record.supports the conclusion that he went further—that he determined for the parties the kind of a legal document they should execute in order to effectuate their purpose. This constituted the practice of law. (Clark v. Reardon (1937), 231 Mo.App. 666 [104 S.W.2d 407]; People v. Alfani (1919), 227 N.Y. 334 [125 N.E. 671]; Grand Rapids Bar Assn, v. Denkema (1938), 290 Mich. 56 [287 N.W. 377, 381].)

Defendant argues that the court erred in refusing to instruct the jury, in effect, that if certain companies employed persons, unlicensed to practice law, to prepare such documents as defendant prepared, and if the law was not made to apply to such employees, then the law did not have uniform operation, and they should find for defendant. His basis for requesting such an instruction was: (1) the evidence touching the practice of the escrow clerks of certain Los Angeles institutions, and (2) the case of Tick Wo v. Hopkins (1885), 118 U.S. 356 [6 S.Ct. 1064, 30 L.Ed. 220]. From these premises, defendant argues that he was denied that equal protection of the law which is guaranteed by the Fourteenth Amendment to the Constitution of the United States, and by article I, section 11, of the Constitution of the State of California.

The simple answer to the first premise is that no sufficient foundation for such a defense was established in the evidence. The effect of the testimony directed to that point was merely to show that escrow clerks fill out forms with information furnished by the parties to the transaction. It does not appear from the record before us that these clerks furnished legal advice.

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Bluebook (online)
142 P.2d 960, 61 Cal. App. Supp. 2d 844, 1943 Cal. App. LEXIS 727, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-sipper-calctapp-1943.