People v. Silver

240 A.D. 259, 269 N.Y.S. 765, 1934 N.Y. App. Div. LEXIS 10626
CourtAppellate Division of the Supreme Court of the State of New York
DecidedFebruary 23, 1934
StatusPublished
Cited by10 cases

This text of 240 A.D. 259 (People v. Silver) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Silver, 240 A.D. 259, 269 N.Y.S. 765, 1934 N.Y. App. Div. LEXIS 10626 (N.Y. Ct. App. 1934).

Opinions

Untermyer, J.

The appellant has been convicted of violating sections 753 and 766 of the Penal Law while acting as an inspector of election. The evidence was ample to justify his conviction, and, of the various points advanced by his counsel as constituting ground for the reversal of the judgment, only one deserves consideration.

During the summing up of the assistant district attorney the trial justice absented himself from the court room for a time. Where he went, or for what purpose, or for how long a time he remained absent, is not disclosed. In fact, in the stenographic transcript of the trial no mention whatever is made of the justice’s departure from the court room or of his return thereto — or even of the motion made by the defendant’s counsel on the return of the justice to the bench for the withdrawal of a juror on the ground of the absence of the trial justice,” or of the denial of this motion and the exception taken thereto. It is only through the medium of a stipulation, entered into between the district attorney (executed by the assistant district attorney who tried the case) and the defendant’s counsel, which recites that during part of the summation ” of the assistant district attorney “ the Presiding Justice left the court room and was absent therefrom,” that these facts are brought to the attention of this court.

The appellant contends that the absence of the trial justice from the court room during any portion of the trial rendered the proceedings a nullity and that his motion for a mistrial should have been granted. The assistant district attorney who has argued the appeal in this court, while apparently conceding that the defendant would be entitled to a new trial if he was in any manner prejudiced by the absence of the trial justice, in effect, suggests that we may assume that the absence of the justice was for a few seconds ” and that the portion of the summing up during which he was absent from the court room was but an infinitesimal fraction thereof ”— and he apparently attaches importance to the fact that it does not appear that- anything was said by Mr. Wallace during the alleged absence of the trial judge that was improper or prejudicial to the defendant.” The first difficulty with this contention arises from the fact that the argument is based upon erroneous assumptions. As I have pointed out, much which took place upon the [261]*261trial does not appear. Nowhere does it appear that the justice was absent for only a few moments or during only a small part of the summing up. If these had been the facts, it is fair to assume that the assistant district attorney who had represented the People at the trial and who was thus familiar with what had taken place, would have incorporated them in the stipulation which he himself executed for the People. Under those circumstances we must assume that the trial judge was absent from the court room during a substantial part, but not during all, of the summation for the People. What occurred during his absence, or whether anything of a nature prejudicial to the defendant took place, we cannot know, for the only information which we receive from the record is the statement that Mr. Wallace summed up the evidence to the jury in behalf of the People.”

We are, therefore, not in a position to say whether during the absence of the trial justice the rights of the defendant were prejudiced, even though the record contains no objection by his counsel to any comment made in the summation for the People. The absence of objection is without significance under the circumstances here. What purpose could there have been in objecting when there was no justice present to whom the objection could have been made or to rule thereon.

But we do not need to consider any question of prejudice to the defendant, for the difficulty here lies deeper than the violation of a mere procedural right. It affects the very organization of the court by which the defendant has been tried. It is not sufficient that he was tried within a court room; he was entitled to a trial before a duly constituted court. Such a trial could not be had except under the direction and superintendence of a judge. To such a trial the defendant was entitled, not intermittently, but from the beginning to the very end. In Capital Traction Co. v. Hof (174 U. S. 1) the Supreme Court of the United States approved the following language of the District Court of the United States in United States v. 1363 Bags of Merchandise (2 Sprague, 85-88): “ The Constitution secures a trial by jury, without defining what that trial is. We are left to the common law to learn what it is that is secured. Now the trial by jury was, when the Constitution was adopted, and for generations before that time had been, here and in England, a trial of an issue of fact by twelve men, under the direction and superintendence of the court. This direction and superintendence was an essential part of the trial.”

In the trial of civil actions the parties may, by consent, dispense with the safeguards with which the law surrounds the determination of their rights. (Dubuc v. Lazell, Dalley & Co., 182 N. Y. [262]*262482; Cowenhoven v. Ball, 118 id. 231, 236.) And so it was held in Ciccolini v. Vocafilm Corporation of America (253 N. Y. 588) (as appears from the record on appeal in that case) that where in an action of a civil nature the trial justice directed counsel to proceed in his absence with the summation to the jury and no objection was taken by either party or motion for a mistrial made, the absence of the judge did not constitute an error of law for which the judgment could be reversed. Prejudicial remarks of counsel made under these circumstances during the absence of the trial judge, which, upon his return, he instructed the jury to disregard, would only have justified a reversal as matter of discretion. (Chesebrough v. Conover, 140 N. Y. 382, at p. 388.) But this is not a civil or private controversy and the defendant could not, even if he had desired, effectively have waived any element necessary for the proper organization of the court by which he was tried. (Cancemi v. People, 18 N. Y. 128; followed and approved in People ex rel. Battista v. Christian, 249 id. 314.) Not only could he not have done so, but he clearly indicated his unwillingness to do so by every available means. When the judge’s absence was observed, his counsel made immediate demand that the fact be noted on the record and promptly on the judge’s return he moved for a mistrial on that ground. He excepted to the denial of that motion. It thus appears that against the defendant’s objection his trial was conducted, in part at least, before a tribunal such as, in my opinion, is unknown to the law ■—■ a court without a judge. Any judgment of conviction resulting from a trial so conducted must, it seems to me, be set aside.

The general rule on the question here presented is stated in Hyatt on Trials (Vol. 2, § 982): “ In felony cases * * * the presence of the judge is essential to the organization of the court. Evidence in such a case can be delivered only in open court, and such a court cannot exist in the absence of the judge. Even temporary absence is necessarily fatal, particularly if, such absence is against the objections of the defendant.” In section 983 the author, still speaking of felony cases, says:

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Bluebook (online)
240 A.D. 259, 269 N.Y.S. 765, 1934 N.Y. App. Div. LEXIS 10626, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-silver-nyappdiv-1934.