People v. Shroff

91 Cal. Rptr. 2d 834, 77 Cal. App. 4th 663
CourtCalifornia Court of Appeal
DecidedApril 12, 2000
DocketD032479, D032495
StatusPublished

This text of 91 Cal. Rptr. 2d 834 (People v. Shroff) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Shroff, 91 Cal. Rptr. 2d 834, 77 Cal. App. 4th 663 (Cal. Ct. App. 2000).

Opinion

91 Cal.Rptr.2d 834 (2000)
77 Cal.App.4th 663

The PEOPLE, Plaintiff and Appellant,
v.
Mehrwan Jehangir SHROFF, Defendant and Respondent.
The People, Plaintiff and Appellant,
v.
Scott Alan Murrain, Defendant and Respondent.

Nos. D032479, D032495.

Court of Appeal, Fourth District, Division One.

January 14, 2000.
Review Granted April 12, 2000.

*836 Paul J. Pfingst, District Attorney; Thomas F. McArdle and James E. Atkins, Deputy District Attorneys, for Plaintiff and Appellant.

Koryn & Koryn, Sylvia Koryn and Daniel G. Koryn, under appointments by the Court of Appeal, Oxnard, for Defendant and Respondent Mehrwan Shroff.

Carl M. Hancock, under appointment by the Court of Appeal, Chula Vista, for Defendant *837 and Respondent, Scott Alan Murrain.

*835 HALLER, J.

The People appeal from orders granting Mehrwan Jehangir Shroff and Scott Alan Murrain relief under Penal Code[1] section 1203.4, subdivision (a), which (1) allowed Shroff and Murrain—following fulfillment of their probationary terms—to withdraw their guilty pleas and enter not guilty pleas, (2) expunged the proceedings from the record and (3) dismissed the accusations against them.

At issue is 1997 legislation that added to the list of crimes not subject to section 1203.4 relief certain sex offenses, including those to which Schroff and Murrain had pled. (Stats.1997, ch. 61, § 1, p. 293 (Assem. Bill No. 729).) The People contend the amendment to section 1203.4 precludes expungement of Shroff's and Murrain's convictions even though each of them committed his crime prior to the effective date of the amendment. We agree.

FACTUAL AND PROCEDURAL BACKGROUND

On July 8, 1991, pursuant to a plea bargain, Shroff pled guilty to lewd acts with a minor (§ 288, subd. (a)) involving a developmentally delayed eight-year-old neighbor. Under the terms of the plea bargain, the People and the court agreed to local time as a condition to probation and the court dismissed the remaining counts on motion of the People. On September 5, 1991, the trial court suspended imposition of sentence and granted Shroff probation for a term of five years under certain terms and conditions. In 1996, Shroff successfully completed probation.

On September 16, 1998, Shroff filed a petition for relief under section 1203.4. On November 9, 1998, the trial court granted Shroff's petition, over objection by the People.

Shroff, a citizen of Pakistan, has been a legal resident of the United States since 1988.

On August 2, 1990, pursuant to a plea bargain, Murrain pled guilty to continuous sexual abuse of a minor (§ 288.5, subd. (a)) in relation to various sex acts he performed on his stepdaughter when she was nine and ten years old. Under the terms of the plea bargain, the People agreed to local time as a condition of probation and the court dismissed the remaining counts of the complaint on the motion of the People. On October 11, 1990, the trial court suspended imposition of sentence and granted Murrain probation for a term of seven years. Murrain's probation ended on October 1, 1997.

On October 22, 1998, Murrain moved to withdraw his guilty plea and dismiss the previous charges pursuant to section 1203.4. On November 12, 1998, the trial court granted Murrain's motion over objection by the People.

DISCUSSION

Under section 1203.4, a convicted defendant "may be reinstated as a law-abiding member of society" if he or she complies with the requirements of his or her probation and he or she is not currently serving a sentence or on probation for any other offense or charged with the commission of any other offense. (People v. Chandler (1988) 203 Cal.App.3d 782, 788, 250 Cal.Rptr. 730; see also People v. Johnson (1955) 134 Cal.App.2d 140, 143, 285 P.2d 74 [statute holds out "[r]emoval of the blemish of a criminal record"].)

Section 1203.4, subdivision (a) reads in pertinent part:

"In any case in which a defendant has fulfilled the conditions of probation for the entire period of probation, or has been discharged prior to the termination of the period of probation ... the defendant shall, at any time after the termination of the period of probation, ... be *838 permitted by the court to withdraw his or her plea of guilty ... and enter a plea of not guilty; ... and, ... the court shall thereupon dismiss the accusations or information against the defendant and except as noted below, he or she shall thereafter be released from all penalties and disabilities resulting from the offense of which he or she has been convicted....
".........................
"This subdivision shall apply to all applications for relief under this section which are filed on or after November 23, 1970."

Subdivision (b) of section 1203.4 provides:

"Subdivision (a) of this section does not apply to any misdemeanor which is within the provisions of subdivision (b) of Section 42001 of the Vehicle Code, to any violation of subdivision (c) of Section 286, Section 288, subdivision (c) of Section 288a, Section 288.5, or subdivision (j) of Section 289, or to any infraction." (Underscoring added.)

The above underscored language of section 1203.4, subdivision (b), was added by the Legislature in 1997 (Stats.1997, ch. 61 § 1, p. 293 (Assem. Bill No. 729) and became effective January 1, 1998.[2]

In determining whether the trial court erred in applying section 1203.4, subdivision (a), to Shroff and Murrain, we address the following questions and issues.

I. Is the 1997 Amendment Retroactive Legislation?

We begin our analysis by ascertaining the Legislature's intent in amending section 1203.4. In determining legislative intent, we look first to the words of the statute. (People v. Pieters (1991) 52 Cal.3d 894, 898, 276 Cal.Rptr. 918, 802 P.2d 420.) "When looking to the words of the statute, a court gives the language its usual, ordinary meaning." (People v. Snook (1997) 16 Cal.4th 1210, 1215, 69 Cal.Rptr.2d 615, 947 P.2d 808.) If the language is not ambiguous, a court presumes the Legislature meant what it said and the plain meaning of the statute governs. (People v. Coronado (1995) 12 Cal.4th 145, 151, 48 Cal.Rptr.2d 77, 906 P.2d 1232.)

The language of the amendment is clear: persons convicted of the listed sex crimes are not eligible to have their convictions expunged under section 1203.4. However, as to whether the Legislature intended the statute to be applied retroactively, the amendment is silent. Section 3 provides "[n]o part of [the Penal Code] is retroactive, unless expressly so declared." In the absence of a legislative declaration, we find the Legislature did not intend retroactive application, but rather prospective application.

While this finding is in accord with the position of Shroff and Murrain, it does not advance their cause. Shroff and Murrain argue the lack of retroactive intent renders the amendment inapplicable to them because their crimes were committed before the effective date of the amendment. However, this argument fails to recognize what is the critical event

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Bluebook (online)
91 Cal. Rptr. 2d 834, 77 Cal. App. 4th 663, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-shroff-calctapp-2000.