Tapia v. Superior Court

807 P.2d 434, 53 Cal. 3d 282, 279 Cal. Rptr. 592, 91 Daily Journal DAR 3773, 91 Cal. Daily Op. Serv. 2384, 1991 Cal. LEXIS 1210
CourtCalifornia Supreme Court
DecidedApril 1, 1991
DocketS016614
StatusPublished
Cited by397 cases

This text of 807 P.2d 434 (Tapia v. Superior Court) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Tapia v. Superior Court, 807 P.2d 434, 53 Cal. 3d 282, 279 Cal. Rptr. 592, 91 Daily Journal DAR 3773, 91 Cal. Daily Op. Serv. 2384, 1991 Cal. LEXIS 1210 (Cal. 1991).

Opinions

Opinion

PANELLI,J.

—Proposition 115, the “Crime Victims Justice Reform Act,” changed criminal law in several respects on June 6, 1990. We granted review to determine whether the measure’s provisions should be applied to prosecutions of crimes committed before its effective date. We conclude that certain provisions addressing the conduct of trials, and certain other provisions changing the law to the benefit of defendants, may be applied to such prosecutions. The remainder of the measure’s provisions may not.

Facts

The People have accused petitioner Robert Alan Tapia of committing first degree murder with special circumstances on February 12, 1989. The prosecution is pending in the Superior Court of Tulare County. Voir dire has not yet commenced.

Proposition 115 took effect on June 6, 1990, the day after the voters approved the measure. Shortly thereafter, the superior court ruled that it would apply the measure’s procedural provisions to the case before it and, accordingly, conduct voir dire under the new statute. The new voir dire statute provides that the court rather than the attorneys “shall conduct the examination of prospective jurors” and that the examination “shall be con[287]*287ducted only in aid of the exercise of challenges for cause.” (Prop. 115, § 7, codified as Code Civ. Proc., § 223.) Seeking to have the superior court’s order vacated, Tapia petitioned the Court of Appeal for a writ of mandate. The Court of Appeal summarily denied relief. We granted review and directed issuance of an alternative writ. We also stayed proceedings in the superior court pending our decision.

Discussion

As stated, we granted review to determine whether the provisions of Proposition 115 should be applied to prosecutions of crimes committed before its effective date. To answer this question we must address two issues. The first is whether the presumption of prospectivity applies to this initiative. (See Evangelatos v. Superior Court (1988) 44 Cal.3d 1188, 1206-1209 [246 Cal.Rptr. 629, 753 P.2d 585] (Evangelatos).) The second concerns the meaning of the terms “prospective” and “retrospective.” We do not address any other issue concerning the applicability or validity of the measure’s provisions.1

I.

We may quickly dispose of the first issue. It is well settled that a new statute is presumed to operate prospectively absent an express declaration of retrospectivity or a clear indication that the electorate, or the Legislature, intended otherwise. (See People v. Hayes (1989) 49 Cal.3d 1260, 1274 [265 Cal.Rptr. 132, 783 P.2d 719]; Evangelatos, supra, 44 Cal.3d at pp. 1206-1209; Aetna Cas. & Surety Co. v. Ind. Acc. Com. (1947) 30 Cal.2d 388, 393 [182 P.2d 159] (Aetna Casualty); Jones v. Union Oil Co. (1933) 218 Cal. 775, [25 P.2d 5]; cf. In re Estrada (1965) 63 Cal.2d 740, 746 [48 Cal.Rptr. 172, 408 P.2d 948].)2 Both the text of Proposition 115 and the related ballot arguments are entirely silent on the question of retrospectivity. Thus, as to most of Proposition 115’s provisions we see no reason to depart from the ordinary rule of construction that new statutes are intended to operate prospectively.3

[288]*288II.

There remains the question of what the terms “prospective” and “retrospective” mean. Tapia argues that a law is being applied retrospectively if it is applied to the prosecution of a crime committed before the law’s effective date. For some types of laws, the test which Tapia proposes is clearly appropriate. Certainly a law is retrospective if it defines past conduct as a crime, increases the punishment for such conduct, or eliminates a defense to a criminal charge based on such conduct. Such a law, as applied to a past crime, “change[s] the legal consequences of an act completed before [the law’s] effective date,” namely the defendant’s criminal behavior. (Weaver v. Graham (1981) 450 U.S. 24, 31 [67 L.Ed.2d 17, 24, 101 S.Ct. 960]; see also People v. Weidert (1985) 39 Cal.3d 836, 851 [218 Cal.Rptr. 57, 705 P.2d 380], quoting Weaver v. Graham, supra; cf. Aetna Casualty, supra, 30 Cal.2d at p. 394 [a law is retrospective if it changes “the legal effects of past events”].) Application of such a law to past crimes would also violate the constitutional rule against ex post facto legislation. (U.S. Const., art. I, § 10, cl. 1; Cal. Const., art. I, § 9.)

Tapia’s proposed test is not appropriate, however, for laws which address the conduct of trials which have yet to take place, rather than criminal behavior which has already taken place. Even though applied to the prosecution of a crime committed before the law’s effective date, a law addressing the conduct of trials still addresses conduct in the future. This is a principle that courts in this state have consistently recognized. Such a statute “ ‘is not made retroactive merely because it draws upon facts existing prior to its enactment .... [Instead,] [t]he effect of such statutes is actually prospective in nature since they relate to the procedure to be followed in the future.” (Strauch v. Superior Court (1980) 107 Cal.App.3d 45, 49 [165 Cal.Rptr. 552], quoting Olivas v. Weiner (1954) 127 Cal.App.2d 597, 600-601 [274 P.2d 476].) For this reason, we have said that “it is a misnomer to designate [such statutes] as having retrospective effect.” (Morris v. Pacific Electric Ry. Co. (1935) 2 Cal.2d 764, 768 [43 P.2d 276].)

We previously addressed this issue in Estate of Patterson (1909) 155 Cal. 626 [102 P. 941]. The case involved the proof of a will that was destroyed in the great San Francisco fire of 1906. The testatrix died later that year, unaware that her will was gone. In 1907, the Legislature amended the Civil Code to permit proof of a will “ ‘shown to have been ... by public calamity destroyed in the lifetime of the testator, without his knowledge . . . .’ ” (Estate of Patterson, supra, 155 Cal. at p. 634, quoting former Code Civ. Proc., § 1339, added by Stats. 1907, ch. 100, § 1, p. 122.) Holding the new statute applicable, we stated that “[i]t is a mistake to characterize the amendment of section 1339 as a retrospective law. It relates wholly to what [289]*289shall be done upon the trial of the application for probate, the proof that must be furnished and the facts which must be established. It applies only to trials which take place after its enactment. It can have no effect whatever on previous trials or enactments. It is prospective only in its nature.” (Estate of Patterson, supra, 155 Cal. at p. 638.)

Courts came to the same conclusion in subsequent decisions. In Strauch v. Superior Court, supra, 107 Cal.App.3d 45, the court held to be prospective a statute which imposed on plaintiffs in malpractice suits the requirement of filing a certificate of merit, even as applied to causes of action that accrued before the statute’s effective date. The new statute operated prospectively because it did not “create a new cause of action or deprive a malpractice defendant of any defense on the merits or affect vested rights.” (Id., at p. 49.) Similarly, in Andrus v. Municipal Court

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807 P.2d 434, 53 Cal. 3d 282, 279 Cal. Rptr. 592, 91 Daily Journal DAR 3773, 91 Cal. Daily Op. Serv. 2384, 1991 Cal. LEXIS 1210, Counsel Stack Legal Research, https://law.counselstack.com/opinion/tapia-v-superior-court-cal-1991.