People v. Shoulder

2025 IL App (5th) 240016
Appellate Court of Illinois·Decided August 27, 2025·No. 5-24-0016·Published

Opinion

NOTICE

2025 IL App (5th) 240016

Decision filed 08/27/25. The text of this decision may be NO. 5-24-0016 changed or corrected prior to the filing of a Petition for Rehearing or the disposition of IN THE

the same.

APPELLATE COURT OF ILLINOIS

FIFTH DISTRICT

THE PEOPLE OF THE STATE OF ILLINOIS, ) Appeal from the ) Circuit Court of

Plaintiff-Appellee, ) Macon County.

)

v. ) No. 18-CF-314 )

JOEL R. SHOULDER, ) Honorable ) Thomas E. Griffith, Defendant-Appellant. ) Judge, presiding.

PRESIDING JUSTICE McHANEY delivered the judgment of the court, with opinion.

Justices Cates and Moore concurred in the judgment and opinion.

OPINION

¶1 The petitioner, Joel R. Shoulder, appeals the circuit court’s denial of his petition for issuance of a certificate of innocence (COI) under section 2-702 of the Code of Civil Procedure (Civil Code) (735 ILCS 5/2-702 (West 2022)). The petitioner pled guilty to being an armed habitual criminal (AHC) (720 ILCS 5/24-1.7(a)(1) (West 2016)), predicated on two prior felony convictions. Following his conviction, the petitioner was sentenced to six years in the Illinois Department of Corrections (DOC) plus three years of mandatory supervised release (MSR). After his AHC conviction was reversed because it was predicated on a void prior conviction, the petitioner sought the issuance of a COI. The circuit court denied the petition, finding the petitioner could have been found guilty of the lesser-included offense of unlawful use of a weapon by a felon (UUWF) (id. § 24-1.1(a)). The petitioner appeals, arguing that the circuit court erred in denying

his petition for a COI where UUWF is not a lesser-included offense of being an AHC and that the State was collaterally estopped from asserting that UUWF is a lesser-included offense. Alternatively, the petitioner contends that, assuming UUWF is a lesser-included offense of being an AHC because he was not charged with or imprisoned for UUWF, he was entitled to a COI. Finally, the petitioner contends that because he did not receive effective assistance of plea counsel, he did not voluntarily cause or bring about his own conviction. For the reasons that follow, we reverse.

¶2 I. BACKGROUND

¶3 A. Guilty Plea

¶4 On March 7, 2018, the State charged the petitioner with one count of being an AHC (id. § 24-1.7(a)(1)). The information alleged the petitioner’s prior conviction for the offense of aggravated unlawful use of a weapon (AUUW) (id. § 24-1.6(a)(1), (a)(3)(C)) served as one of the predicate offenses to prove he was guilty of being an AHC.

¶5 In July 2018, the petitioner entered into a fully negotiated guilty plea to a sole count of being an AHC in exchange for a minimum sentence. The State presented the following factual basis for the plea. Officer B.L. Massey would testify he responded to a call reporting “shots being fired” at 720 East Condit Street in Decatur, Illinois. At the scene, Officer Massey heard another gunshot and observed the petitioner on a patio behind 720 East Condit Street, holding an item that appeared to be a handgun. Law enforcement officers secured a search warrant for the residence. During the execution of the search warrant, an officer found in a bedroom from which the petitioner had exited a “9 millimeter Glock model 17 semiautomatic handgun.” Officers also located four spent casings matching that handgun in the immediate area of the patio. Additionally, the State would provide certified copies of the petitioner’s prior convictions for (1) the

manufacture or delivery of 15 grams or more but less than 100 grams of heroin (Macon County case No. 11-CF-1085) and (2) AUUW (Macon County case No. 09-CF-468). These were the two predicate offenses supporting the AHC conviction. The circuit court accepted the petitioner’s guilty plea as knowing and voluntary and, pursuant to the fully negotiated plea, sentenced petitioner to six years in DOC and three years of MSR.

¶6 B. Direct Appeal

¶7 In March 2020, the petitioner filed a pro se petition for relief from judgment (see 735 ILCS 5/2-1401 (West 2018)), arguing his plea was not “intelligent”; he received ineffective assistance of plea counsel; and his conviction had been rendered void by the supreme court’s decision in People v. Aguilar, 2013 IL 112116, a decision that predated his conviction. The circuit court denied the petition, and the petitioner appealed.

¶8 On direct appeal, the petitioner argued that his AHC conviction should be reversed as it was based on an invalid statute. Petitioner argued that his conviction for AUUW in Macon County case No. 09-CF-468 should be vacated because it was based on a facially unconstitutional statute and the ab initio doctrine applied. See id. ¶ 22; People v. Burns, 2015 IL 117387, ¶ 32. The Fourth District agreed and vacated the petitioner’s conviction for AUUW. People v. Shoulder, 2021 IL App (4th) 200286-U, ¶ 18. Ultimately, the Fourth District reversed the petitioner’s conviction for being an AHC where it was predicated on the void AUUW conviction. Id. ¶ 24.

¶9 C. Proceedings Following First Appeal

¶ 10 Following the mandate from the appellate court, the circuit court made a docket entry on November 10, 2021, that the petitioner’s AHC conviction had been reversed by the Fourth District appellate court. On June 8, 2022, the petitioner filed a petition for a COI, alleging he had met the requirements set out in section 2-702(g) of the Civil Code: (1) he was convicted of being an AHC,

sentenced to 6 years plus 3 years’ MSR, and had served 3 years, 7 months, and 27 days in the DOC; (2) his judgment of conviction was reversed where the statute upon which the information was based violated the Constitution of the United States; (3) he was innocent of the offenses charged in the information; and (4) he did not by his own conduct voluntarily cause or bring about his conviction. 735 ILCS 5/2-702(g) (West 2022). On July 11, 2022, the petitioner filed a motion to correct the record to show his conviction had been reversed. The State filed a response to the COI petition, arguing the petitioner could not prove by a preponderance of the evidence that his actions did not constitute the lesser-included offense of UUWF, nor could he prove that he did not voluntarily bring about his conviction by pleading guilty.

¶ 11 After the petitioner filed his COI petition, the State filed an information charging two counts of UUWF for the same offense but under slightly different theories. After the petitioner filed a motion to dismiss, claiming the statute of limitations had tolled, the State moved to dismiss the UUWF charges.

¶ 12 At the COI hearing, the petitioner asserted that he had met the first two statutory requirements to obtain a COI. He contended that the State was barred by collateral estoppel from arguing that his actions, as charged, constituted a lesser-included offense of UUWF because the State previously made the same argument in his direct appeal and the Fourth District had rejected it. In response, the State maintained the collateral estoppel doctrine did not apply because there had been no final judgment on the merits of the argument that UUWF is a lesser-included offense of being an AHC. The State also maintained that the petitioner could not prove by a preponderance of the evidence that he was innocent of the offense charged in the information, where his actions as charged constituted the lesser-included offense of UUWF, and that he voluntarily brought about his conviction by voluntarily pleading guilty.

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