People v. Seymour

183 A.D.2d 35, 588 N.Y.S.2d 551, 1992 N.Y. App. Div. LEXIS 12145
CourtAppellate Division of the Supreme Court of the State of New York
DecidedOctober 15, 1992
StatusPublished
Cited by5 cases

This text of 183 A.D.2d 35 (People v. Seymour) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Seymour, 183 A.D.2d 35, 588 N.Y.S.2d 551, 1992 N.Y. App. Div. LEXIS 12145 (N.Y. Ct. App. 1992).

Opinion

OPINION OF THE COURT

Ellerin, J.

Defendant was convicted of felony murder, burglary and robbery based on evidence that he entered the apartment of his neighbor, 79-year-old Frank Sherman, tied him up, and robbed him, thereby causing Sherman’s death three months later. On appeal, defendant contests the sufficiency of the evidence demonstrating that he caused the victim’s death and also argues that the court erred in admitting into evidence as spontaneous declarations two unsworn statements by the victim.

A review of the evidence establishes that the evidence was sufficient as a matter of law to establish a causal link [37]*37between the injuries inflicted during the burglary and the victim’s death 104 days later and that the verdict was not against the weight of the evidence (People v Bleakley, 69 NY2d 490).

In order to prove that defendant’s conduct caused the decedent’s death, the prosecution was required to establish that it "forged a link in the chain of causes which actually brought about the death” and that it was a ",sufficiently direct cause” of the death (People v Stewart, 40 NY2d 692, 697, quoting People v Kibbe, 35 NY2d 407, 413). It is not necessary that the defendant’s conduct have been the immediate or the only contributing cause, though "if 'the death is solely attributable to the secondary agency, and not at all induced by the primary one * * * its intervention constitutes a defense’ ” (People v Stewart, supra, at 697, quoting People v Kane, 213 NY 260, 270).

In this case, expert testimony clearly demonstrated that the decedent’s death was precipitated in part by a heart attack which he suffered either during the attack or while he lay in his apartment for up to 48 hours awaiting rescue, and which was clearly linked to the extraordinary physical and emotional stress to which he had been subjected by defendant. Expert testimony also showed that his death was linked to his reactions to the severe dehydration which he suffered while he was immobilized in his apartment. While there is no question that the elderly decedent, who had lost both his larynx and one of his legs to cancer 18 years earlier and who also had an enlarged heart, was in poor health and that his death was in part linked to his preexisting condition, this would not absolve the defendant where his conduct also directly contributed to the result (see, Matter of Anthony M., 63 NY2d 270, 280).

Although the evidence is sufficient to sustain the verdict, we find that the admission into evidence of the second out-of-court statement made by the victim of the crime was prejudicial error requiring a new trial.

At a hearing on the admissibility of the decedent’s two statements, Housing Officers McGillycuddy and Kimbrough testified that, at 10:25 a.m. on June 30, 1988, they found 79-year-old Frank Sherman in his Seward Avenue apartment lying face down on the kitchen floor. His head was bound to the table with gauze and his hands were tied behind his back so tightly that the cord was cutting into his wrists. At first the officers believed that Sherman, whose skin was yellow and [38]*38caked with blood and mucous and whose eyes were open and staring, was dead, but when they saw his foot move, they called an ambulance. They did not speak with him because he was not conscious. In the ambulance, Sherman apparently gained some degree of consciousness but was "drifting off” as the EMS personnel spoke to him. At Jacobi Hospital, Detective Lutterloh attempted to interview Sherman, but Sherman, due to the loss of his larynx, was unable to communicate without a voice box, and the box supplied by the hospital was not working properly. Nevertheless, while the medical personnel were still working on Sherman’s injuries, Lutterloh was able to elicit that some persons whom Sherman knew and who lived on the fourth floor had come into his apartment and bound him. This conversation took place at approximately 11:50 a.m.

Detective Beckel went to Sherman’s apartment and retrieved his voice box and, after returning to the hospital at approximately 12:10 p.m., again interviewed Sherman. According to Beckel, at this point, Sherman told him that: "two males [did it,] one was Ernie who lived in 4B in his building * * * he had asked Ernie that day to look at his lock because it had needed fixing. Him and one other male hispanic came up to the apartment, looked at the lock. Ernie said he could fix it * * * [later] Ernie and the other man pushed him in the apartment, threw him to the ground, assaulted him, wrapped gauze around his head, bound his hands * * * took approximately one thousand dollars from him, ransacked the apartment.”

The trial court held that the statements to Detectives Lutterloh and Beckel were both admissible into evidence under the "excited utterance” exception to the hearsay rule. Since, as to the second, more detailed statement to Detective Beckel, we are unable to conclude that such is the case, we reverse.

Spontaneous declarations, also known as excited utterances, have long been recognized as an exception to the hearsay rule (see, e.g., People v Del Vermo, 192 NY 470, 483; see generally, People v Caviness, 38 NY2d 227, 230-231). Over the years, the strict rules limiting the admission of such statements to those which constitute part of the actual res gestae, i.e., verbal acts forming part of the transaction itself, have been substantially expanded, and the focus has shifted to an analysis of whether the statement, whether or not contemporaneous with the startling event, is demonstrated to have been "impulsive and [39]*39unreflecting” and "made under the immediate and uncontrolled domination of the senses” (People v Brown, 70 NY2d 513, 518-519). In determining whether a statement meets these criteria, the trial court must "ascertain whether, at the time the utterance was made, the declarant was under the stress of excitement caused by an external event sufficient to still his reflective faculties, thereby preventing opportunity for deliberation which might lead the declarant to be untruthful. The court must assess not only the nature of the startling event and the amount of time which has elapsed between the occurrence and the statement, but also the activities of the declarant in the interim to ascertain if there was significant opportunity to deviate from the truth. Above all, the decisive factor is whether the surrounding circumstances reasonably justify the conclusion that the remarks were not made under the impetus of studied reflection” (People v Edwards, 47 NY2d 493, 497).

While the amount of time that has elapsed between the startling event and the statement is significant, it is clearly not controlling, and the court must look at all the circumstances of each case to determine whether the requisite spontaneity is present (People v Brown, supra, 70 NY2d 513; People v Marks, 6 NY2d 67, 72, cert denied 362 US 912).

In this case, there is no question, and defendant does not dispute, that the initial assault upon and injury to the decedent were sufficiently startling to still his reflective faculties. Defendant contends, however, that, since decedent was lying tied up in his apartment for at least 24, and possibly 48 hours, he had more than sufficient opportunity to subject the events to studied reflection and fabricate an accusation against defendant.

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Cite This Page — Counsel Stack

Bluebook (online)
183 A.D.2d 35, 588 N.Y.S.2d 551, 1992 N.Y. App. Div. LEXIS 12145, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-seymour-nyappdiv-1992.