People v. Seneca Ins. Co.

115 Cal. Rptr. 2d 109, 94 Cal. App. 4th 1358
CourtCalifornia Court of Appeal
DecidedJanuary 9, 2002
DocketB148121
StatusPublished

This text of 115 Cal. Rptr. 2d 109 (People v. Seneca Ins. Co.) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Seneca Ins. Co., 115 Cal. Rptr. 2d 109, 94 Cal. App. 4th 1358 (Cal. Ct. App. 2002).

Opinion

115 Cal.Rptr.2d 109 (2002)
94 Cal.App.4th 1358

The PEOPLE, Plaintiff and Respondent,
v.
SENECA INSURANCE COMPANY, Defendant and Appellant.

No. B148121.

Court of Appeal, Second District, Division Three.

January 7, 2002.
As Modified January 9, 2002.

*111 Nunez & Bernstein and E. Alan Nunez, Fresno, for Defendant and Appellant.

Steve Cooley, District Attorney, Brent Riggs and Fred Klink, Deputy District Attorneys, for Plaintiff and Respondent.

*110 KLEIN, P.J.

Seneca Insurance Company (Seneca), the surety on a bail bond, appeals an order denying its motion to discharge a bond forfeiture and to exonerate bail.[1]

Penal Code section 1166[2] provides that when a guilty verdict is rendered against a defendant who is on bail, the trial court is required to commit the defendant to custody unless, upon considering five factors enumerated in the statute, including the defendant's flight risk and public safety, the trial court concludes the evidence supports its decision to allow the defendant to remain on bail. The statute also provides for exoneration of bail upon the defendant's commitment to custody.

In the instant case, the defendant was on bail, but was convicted pursuant to a guilty plea. The issues presented are (1) whether section 1166 applies when a defendant's conviction is pursuant to a guilty plea as contrasted with a guilty verdict; and (2) whether the trial court is required to articulate its reasons on the record for allowing a defendant to remain on bail pursuant to section 1166.

Based on our review of the legislative history, we conclude section 1166 applies equally to a defendant convicted pursuant to a plea of guilty. Further, in allowing a defendant to remain on bail following a guilty verdict or guilty plea (§ 1166), the trial court must articulate its rationale on the record; otherwise the bail is exonerated. Therefore, the order is reversed with directions.

FACTUAL AND PROCEDURAL BACKGROUND

On September 11, 1999, Seneca issued a $70,000 bail bond to secure the release of defendant Seung Hyun Noh (Noh) from custody.

On May 23, 2000, Noh appeared in court and entered a guilty plea on five counts of receiving stolen property (Pen.Code, § 496, subd. (a)), pursuant to a plea bargain whereby Noh would be sentenced to 16 months in state prison. Noh was ordered to appear for sentencing on June 21, 2000.

On June 21, 2000, Noh failed to appear and a bench warrant was issued. The trial court ordered the bail bond forfeited for the failure to appear and notice of forfeiture was mailed on July 18, 2000.

*112 On November 15, 2000, Seneca filed a motion to vacate the forfeiture and exonerate bail. Seneca argued that prior to allowing Noh to remain free on bail after he entered his guilty plea, the trial court was required to conduct an evidentiary hearing and make certain findings pursuant to section 1166 regarding Noh's flight risk and threat to the community, and the trial court's failure to comply with section 1166 was a jurisdictional error that exonerated bail by operation of law.

In opposition, the People claimed Seneca's reliance on section 1166 was misplaced because the statute pertains to a defendant remaining on bail following a "verdict" in a contested trial, and the statute has no application to a defendant remaining on bail following a plea of guilty.

On December 13, 2000, the matter came on for hearing. After considering the legislative history of section 1166, the trial court denied Seneca's motion.[3]

This appeal followed.

CONTENTIONS

Seneca contends the bail was exonerated by operation of law when the trial court failed to comply with the mandate of section 1166.

DISCUSSION

1. Nature of bail forfeiture proceedings requires strict construction of section 1166 in favor of surety.

As a threshold matter, because the law disfavors forfeitures, including the forfeiture of bail, section 1166 must be strictly construed in favor of the surety to avoid the harsh results of forfeiture. (See People v. Ranger Ins. Co. (1992) 9 Cal.App.4th 1302, 1305, 12 Cal.Rptr.2d 343.)

2. Criteria for a defendant remaining on bail following conviction.

By way of background, "[i]n setting, reducing, or denying bail, the judge or magistrate shall take into consideration the protection of the public, the seriousness of the offense charged, the previous criminal record of the defendant, and the probability of his or her appearing at trial or hearing of the case. The public safety shall be the primary consideration." (§ 1275, subd. (a), italics added.)[4]

The pertinent statute, section 1166, pertains to the criteria for a defendant remaining on bail following conviction. Section 1166, as amended most recently in 1999, states: "If a general verdict is rendered against the defendant, or a special verdict is given, he or she must be remanded, if in custody, or if on bail he or she shall be committed to the proper officer of the county to await the judgment of the court upon the verdict, unless, upon considering [(1)] the protection of the public, [(2)] the seriousness of the offense charged and proven, [(3)] the previous criminal record of the defendant, [(4)] the probability of the defendant failing to appear for the judgment of the court upon the verdict, and [(5)] public safety, the *113 court concludes the evidence supports its decision to allow the defendant to remain out on bail. When committed, his or her bail is exonerated, or if money is deposited instead of bail it must be refunded to the defendant or to the person or persons found by the court to have deposited said money on behalf of said defendant." (Stats.1999, ch. 570 (A.B.476), § 1, italics added.)

The 1999 amendment rewrote the section, which previously read: "If a general verdict is rendered against the defendant, or a special verdict is given, he must be remanded, if in custody, or if on bail he may be committed to the proper officer of the county to await the judgment of the court upon the verdict. When committed his bail is exonerated, or if money is deposited instead of bail it must be refunded to the defendant or to the person or persons found by the court to have deposited said money on behalf of said defendant." (Stats. 1935, ch. 657, p. 1814, § 5, italics added; 50B West's Ann. Pen.Code, 2001 Cumulative Pocket Part, Hist. & Stat. Notes foil. § 1166, p. 128.)

Thus, under the prior version of section 1166, the trial court had discretion upon conviction to order an on-bail defendant into custody. However, under the current statute, the trial court is required to order an on-bail defendant into custody, unless the court finds, after considering the five specifically enumerated factors, that the defendant may remain on bail to await sentencing. (§ 1166.)

3. Applicability of section 1166 where a defendant's conviction is based on a guilty plea rather than a guilty verdict.

As indicated, Noh's conviction was pursuant to a guilty plea rather than a guilty verdict. The issue thereby presented is whether section 1166 applies with equal force to a defendant convicted by a guilty plea, so that the trial court, upon accepting the plea, was required by section 1166 to order Noh into custody unless, after considering the factors enumerated in the statute, it determined it was appropriate to permit Noh to remain on bail.

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115 Cal. Rptr. 2d 109, 94 Cal. App. 4th 1358, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-seneca-ins-co-calctapp-2002.