People v. Rochester Railway & Light Co.

88 N.E. 22, 195 N.Y. 102, 23 N.Y. Crim. 307, 1909 N.Y. LEXIS 991
CourtNew York Court of Appeals
DecidedMarch 23, 1909
StatusPublished
Cited by23 cases

This text of 88 N.E. 22 (People v. Rochester Railway & Light Co.) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Rochester Railway & Light Co., 88 N.E. 22, 195 N.Y. 102, 23 N.Y. Crim. 307, 1909 N.Y. LEXIS 991 (N.Y. 1909).

Opinion

Hiscock, J.:

The respondent has been indicted for the crime of manslaughter in the second degree because, as alleged, it installed certain apparatus in a residence in Rochester in such a grossly improper, unskilled and negligent manner that gases escaped and caused the death of an inmate.

The demurrer to the indictment has presented the question whether a corporation may be thus indicted for manslaughter, under section 193 of the Penal Code.

Before proceeding to the interpretation of this specific provision we shall consider very briefly the general question discussed by the parties whether a corporation is capable of committing in any form such a crime as that of manslaughter.

Of the correctness of the proposition urged in behalf of the People that it may do so, subject to various limitations, we entertain no doubt.

Some of the earlier writers on the common law held that a *309 corporation could not commit a crime. Blackstone in his Commentaries, Book 1, page 476, stated: “ A corporation cannot commit treason or felony, or other crime, in its corporate capacity: though its members may, in their distinct individual capacities.” And Lord Chief Justice Holt (Anonymous, 12 Modern, 559) is said to have held that “ a corporation is not indictable, but the particular members of it are.” In modern times, however, the courts and text winters quite universally have reached an opposite conclusion. A corporation may be-indicted either for nonfeasance or misfeasance, the obvious and general limitations upon this liability being in the former case-that it shall be capable of doing the act for non-performance of which it is charged, and that in the second case the act for the performance of which it is charged shall not be one of which performance is clearly and totally beyond its authorized powers. Bishop’s New Criminal Law, secs. 421, 422.

The instances in which it has been held that a corporation might be liable criminally simply because it did or did not perform some act, and where no element of intent was supposed to be involved, are so familiar that any extended reference to them is entirely unnecessary. The latest authority in this State upholding such liability is found in the case of People v. Woodbury Dermatological Institute, 192 N. Y. 455, where it was held that a corporation might be punished criminally .for disobeying the statute providing that “any person not a. registered physician who shall advertise to practice medicine, shall be guilty of a misdemeanor.” There was involved no question of intent, but simply disobedience of a statutory prohibition against doing certain acts.

At times courts have halted somewhat at the suggestion that' a corporation could commit a crime whereof the element of intent was an essential ingredient. But this doctrine, again with certain limitations, may noAv be regarded as established, and there is nothing therein which is either unjust or illogical.

*310 Of course, it has been fully recognized that there are many crimes so involving personal, malicious intent and. acts ultra vires that a, corporation manifestly could not commit them. Wharton’s Criminal Law, 9th ed., sec. 91; Morawetz on Private Corporations, 2nd ed., sec. 732 et seq. But a corporation, generally speaking, is liable in civil proceedings for the conduct of the agents through whom it conducts its business so long as they act within the scope of their authority, real or apparent, and it is but a step further in the same direction to hold that in many instances it may be charged criminally with the unlawful purposes and motives of such agents while so acting in its behalf.

• Only a few citations need be made of eminent authorities approving and illustrating this rule.

Mr. Bishop, in his New Criminal Law, section 417, says: '“But within the sphere of its corporate capacity, and to an. undefined extent beyond, whenever it assumes to act as a corporation it has the same capabilities of criminal intent and of act—in other words, of crime— as an individual man sustaining to the thing the like relations. * * * Some have stumbled on the seeming impossibility of the artificial and soulless 'being, called a corporation, having an evil mind or criminal intent. * * * But the author explains in another work that since a corporation acts by its officers and agents, their purposes, motives and intent aré just as much those of the corporation as are the things done.”

In Telegram, Newspaper Co. v. Commonwealth, 172 Mass. 294, a corporation was held liable for a criminal contempt. In the course of the opinion it was said: “It is contended that a corporation cannot be guilty of a criminal contempt although it may be fined for what is called a civil contempt. It is said that an intent cannot be imputed to a corporation in criminal proceedings. * * * We think that a corporation may be ■liable criminally'for certain offenses of which a specific intent *311 may be a necessary element. There is no more difficulty in ■imputing to a corporation a specific intent in criminal proceedings than in civil.”

The most recent authority upon this subject is found in the decision of the Supreme Court of the United States in the ■case of New York Central & Hudson River Railroad Company, plaintiff in error, v. United States, decided in February, 1909. In that case the railroad company and one of its officials had been convicted of the payment of rebates to a shipper. On the argument of the appeal it was urged that inasmuch as no authority was shown by the board of directors or the stockholders for the criminal acts of the agents of the company in contracting for and giving rebates, such acts should not be lawfully charged against the corporation, or as expressed in the opinion, “That owing to the. nature and character of its organization and the extent of its power and authority, a corporation cannot commit a. crime of the nature charged in this case.” The court then said: “In this case we are to consider the criminal responsibility of a corporation for an act done while an authorized agent of the company is exercising the authority conferred upon him. It was admitted * * * that at the time mentioned in the indictments the general freight traffic manager and the assistant freight traffic manager were authorized to establish rates at which freight should be carried. * * * Thus the subject matter of making and •fixing rates was within the scope and authority of the employment of the agents of the company whose acts in this connection are sought to be charged upon the company. Thus clothed with authority the agents were bound to respect the regulation of interstate commerce enacted by Congress requiring the filing and publication of rates and punishing departures therefrom. Applying the principle governing civil liability, we' go only a step further in holding that the act of the agent, while exercising the authority delegated to him to make rates for trans *312 portation, may be controlled, in the interest of public policy r by imputing his act to his employer and imposing penalties upon the corporation for which he is acting in the premises.

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Cite This Page — Counsel Stack

Bluebook (online)
88 N.E. 22, 195 N.Y. 102, 23 N.Y. Crim. 307, 1909 N.Y. LEXIS 991, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-rochester-railway-light-co-ny-1909.