People v. Ebasco Services Inc.

77 Misc. 2d 784, 354 N.Y.S.2d 807, 1974 N.Y. Misc. LEXIS 1241
CourtNew York Supreme Court
DecidedMarch 26, 1974
StatusPublished
Cited by12 cases

This text of 77 Misc. 2d 784 (People v. Ebasco Services Inc.) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Ebasco Services Inc., 77 Misc. 2d 784, 354 N.Y.S.2d 807, 1974 N.Y. Misc. LEXIS 1241 (N.Y. Super. Ct. 1974).

Opinion

Louis Wallace, J.

The motions before the court present, inter alia, the novel issue of whether or not a corporation may be convicted of homicide under the revised Penal Law.

Four defendants who are charged with criminally negligent homicide move to inspect the Grand Jury minutes and dismiss the indictment on various grounds.

The following facts appear from the Grand Jury minutes or affidavits submitted on this motion:

Consolidated Edison Company of New York (hereinafter referred to as Consolidated ”), a public utility, has undertaken to construct an extension to its Astoria, Queens Generating Station. Consolidated retained defendant Ebaseo Services Incorporated (hereinafter referred to as “ Ebaseo ”) to perform certain management, construction and engineering functions in connection with this project which will entail an expenditure in excess of $200,000,000. A portion of this project involved the construction of a temporary metal boxlike structure called a cofferdam. This structure was erected in the waters of the East River so that an area thereof could be pumped out and workmen could descend to the river bottom to construct certain permanent facilities for the over-all project.

The construction of the cofferdam was undertaken by defendant Spearin, Preston & Burrows, Inc. (hereinafter referred to as “ Spearin ”) and the fieldwork therefor was under the supervision of defendant Reider, an executive vice-president of Spearin. Thomas Bedford, a fifth defendant who has not been arraigned on this indictment, was a supervisor for defendant Ebaseo at the Astoria project until approximately June, 1973, at which time he was replaced by defendant Booth. On August 17, 1973 a portion of the cofferdam collapsed, causing the death of two workmen in the dewatered area.

The first count of the indictment charges the defendants with criminally negligent homicide, committed as follows: “ The defendants above named, on or about March 1, 1973, until on or about August 17, 1973, in the County of Queens, State of New York, with criminal negligence, caused the death of Donato Callara, by failing to properly construct and supervise construction of a coffer dam [sic], and by failing to perceive a substantial and unjustifiable risk of death in the construction of said coffer dam '[sic], in a manner which constituted a gross deviation from the standard of care that a reasonable person would observe in the situation.”

The second count of the indictment is an exact duplication of the first count except that named therein is the other victim of this disaster^

[786]*786The defendants make the following four contentions in support of their motion: (1) the statute under which these defendants were indicted, section 125.10 of the Penal Law, is unconstitutionally vague; (2) a corporation may not be indicted for criminally negligent homicide; (3) the indictment is defective in that it does not sufficiently particularize the acts constituting the alleged crime as required by subdivision 7 of CPL 200.50; and (4) the evidence before the Grand Jury was legally insufficient.

The constitutional issue posed by defendants needs but brief comment. The Court of Appeals has upheld the constitutionality of section 125.10 of the Penal Law despite a contention that this statute is unconstitutionally vague, indefinite and uncertain. (People v. Kealey, 33 N Y 2d 818.)

The killing of a human being by a corporation is an act that can be proscribed by the Legislature. As the Court of Appeals stated in 1909 in the case of People v. Rochester Ry. & Light Co. (195 N. Y. 102, 107): “ Within the principles thus and elsewhere declared, we have no doubt that a definition of certain forms of manslaughter might have been formulated which would be applicable to a corporation, and make it criminally liable for various acts of misfeasance and nonfeasance when resulting in death, and amongst which very probably might be included conduct in its substance similar to that here charged against the respondent.”

The court stated, however, that it was unable to discover in the statute before it any evidence of an intent by the Legislature to hold a corporation criminally liable for a homicide.

Hence, the issue which this court must decide is: “ Does section 125.10 of the Penal Law by its terms encompass corporate defendants? ” That section reads as follows: “A person is guilty of criminally negligent homicide when, with criminal negligence, he causes the death of another person.”

A “person ” is defined in the homicide article of the Penal Law (§ 125.05, subd. 1) as follows: “ 1 Person ’, when referring to the victim of a homicide, means a human being who has been born and is alive.” (Emphasis added.)

Defendants assert that, inasmuch as this definition of “ person ’ ’ speaks in terms of a human being, a corporate defendant cannot by its act commit a homicide. This contention flies ill the face of the statute which equates “ person ” with human being only in regard to the victim of the homicide. This statute does not require that the person committing the act of homicide be a human being and the reference to human being is of limited [787]*787application. As the revisers make clear, the definition contained in subdivision 1 of section 125.05 of the Penal Law was inserted merely to insure that the death of a “ person ’ ’ would not include the abortional killing of an unborn child. (See Denzer and McQuillan Commentary, McKinney’s Cons. Laws of N. Y., Book 39, Penal Law, § 125.05, p. 223.)

Since no definition of “ person ” as applied to the actual committing of the homicide has been included by the Legislature in the homicide article, the court must look to the broader definition of “ person ” contained in the over-all definitional article of the Penal Law. Subdivision 7 of section 10.00 defines “ person ” as follows: “ ‘ Person ’ means a human being, and where appropriate, a public or private corporation.”

It is apparent from a reading of subdivision 7 of section 10.00 of the Penal Law that whenever the term “ person ” is used in the Penal Law it includes corporations, except in those instances in which inclusion of a corporation is obviously inappropriate. It would be manifestly inappropriate to apply the definition of “ person ” to corporation in regard to persons who might be seized and arrested (see People v. P. A. J. Theater Corp., 72 Misc 2d 354) or persons who engage in proscribed sex offenses. (See Penal Law, § 130.00 et seq.)

There is, however, no manifest impropriety in applying the broader definition of “ person ” to a corporation in regard to the commission of a homicide, particularly in view of the statement by the Court of Appeals in People v. Rochester Ry. & Light Co. (195 N. Y. 102, supra) that the Legislature is empowered to impose criminal liability upon a corporation for a homicide. Accordingly, the court concludes that although a corporation cannot be the victim of a homicide, it may commit that offense and be held to answer therefor.

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77 Misc. 2d 784, 354 N.Y.S.2d 807, 1974 N.Y. Misc. LEXIS 1241, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-ebasco-services-inc-nysupct-1974.