People v. Ricci

113 Misc. 2d 103, 448 N.Y.S.2d 610, 1980 N.Y. Misc. LEXIS 2980
CourtMount Vernon City Court
DecidedMay 2, 1980
StatusPublished
Cited by1 cases

This text of 113 Misc. 2d 103 (People v. Ricci) is published on Counsel Stack Legal Research, covering Mount Vernon City Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Ricci, 113 Misc. 2d 103, 448 N.Y.S.2d 610, 1980 N.Y. Misc. LEXIS 2980 (N.Y. Super. Ct. 1980).

Opinion

OPINION OF THE COURT

Sam Eisenberg, J.

The five persons who were formerly defendants in these proceedings have moved, pursuant to CPL 160.50, for the return of all fingerprints, palmprints and photographs that were taken of them at the time of their arrest. Each of them also seeks the sealing of all records that were developed as to him or her during the course of the criminal actions.

Defendant Angelo Ricci was charged in a misdemeanor information with resisting arrest, assault, third degree, and harassment. Defendant Erminia Ricci was charged in a misdemeanor information with assault, third degree. Defendant Peter Ricci was charged in a misdemeanor information with resisting arrest and assault, third degree. Defendant Vincent Ricci was charged in a misdemeanor information with disorderly conduct and resisting arrest. [104]*104Defendant Americo Ricci was charged in a misdemeanor information with resisting arrest. Because each of the defendants was charged with a misdemeanor, the fingerprints, palmprints and photographs of each were taken in connection with the arrests, pursuant to the mandate of CPL 160.10.

The disposition of the charges, with respect to each of the defendants, was as follows: Defendant Angelo Ricci pleaded guilty to harassment, a violation, in full satisfaction of all the charges pending against him. Defendants Peter Ricci and Vincent Ricci pleaded guilty to harassment.

The charges against defendants Erminia Ricci and Americo Ricci were dismissed after a six-month adjournment in contemplation of dismissal pursuant to CPL 170.55. However, in applying for the adjournments in contemplation of dismissal, defendants Erminia Ricci and Americo Ricci each executed a written statement waiving the right to the return of fingerprints, and the sealing of their records in these proceedings in consideration of receiving the adjournment in contemplation of dismissal (ACD).

In the consideration of the motions herein, the defendants must be divided into two categories: In the first category are the two defendants who were granted adjournments in contemplation of dismissal and whose cases were terminated pursuant to CPL 170.55. As to these defendants the office of the District Attorney concedes that the criminal proceedings were terminated in favor of the defendants within the meaning of CPL 160.50. It is the District Attorney’s position, however, that upon application for the adjournments in contemplation of dismissal, the defendants explicitly waived their rights to seek return of their fingerprints and to have their records sealed. Thus, as to defendants Erminia Ricci and Americo Ricci, the court must decided whether the waiver that they executed is to be enforced.

The second category of defendants are those who were accused of one or more misdemeanors but who pleaded guilty to violations. This category of defendants requires consideration of the difference between offenses which are [105]*105classified as misdemeanors and those which are classified as violations. Defendants point out that under the CPL those accused of misdemeanors are required to submit to the taking of fingerprints, palmprints and photographs, whereas those accused of violations ordinarily are not. In the jargon of the criminal process, misdemeanors are viewed as “printable” offenses while violations are said to be “nonprintable”. These defendants contend that since they have been found guilty of violations only and not of misdemeanors, their cases must be viewed as having been terminated in their favor and since the violations, of which they have been found guilty are “nonprintable” offenses, their fingerprints, palmprints and photographs should be returned to them and their records sealed. In substance, therefore, as to the defendants, Angelo, Peter and Vincent Ricci, the court must decide whether the criminal actions against them were terminated in their favor within the meaning and intent of CPL 160.50.

The court addresses itself first to the enforceability of the waivers executed by those defendants who were granted adjournments in contemplation of dismissal, of their rights to seek the remedies afforded by CPL 160.50. The court concludes that the waivers executed by Erminia Ricci and Americo Ricci are invalid and unenforceable. This view rests upon the confluence of several interrelated considerations: First, where, as here, a defendant is being asked to waive the right to the return of fingerprints in exchange for the dismissal of all charges, such a waiver is inherently coercive; second, the waiver constitutes an “impermissible condition” and third, the waiver is inconsistent with the purpose and thrust of CPL 160.50. Each of these considerations is addressed in turn.

In Garrity v New Jersey (385 US 493) the Supreme Court reversed the convictions of certain police officers who were found guilty by the New Jersey courts on the basis of certain self-incriminating statements that they had made. The self-incriminating statements were found by the Supreme Court to have been made under duress because New Jersey law provided for the automatic removal from office of a police officer who invoked his privilege against self incrimination in the face of an inquiry relating to his [106]*106exercise of his job responsibilities. In seeking to have the convictions upheld, New Jersey contended that the police officers waived the privilege against self incrimination upon assuming public office. Justice Douglas, writing for the court, rejected New Jersey’s contention and, instead, concluded that the waiver had been extracted under circumstances that were inherently coercive. Justice Douglas noted (p 498):

“Where the choice is ‘between the rock and the whirlpool,’ duress is inherent in deciding to ‘waive’ one or the other.
“ ‘It always is for the interest of a party under duress to choose the lesser of two evils. But the fact that a choice was made according to interest does not exclude duress. It is the characteristic of duress properly so called.’ ”

The waivers that were extracted here from defendants Erminia Ricci and Vincent Ricci were similarly given under circumstances which must be viewed as inherently coercive. The threat of criminal prosecution by the State is regarded as such a foreboding prospect by most persons that when the prosecutor agrees to withdraw the charges or dismiss the prosecution that prosecutorial decision is typically greeted with enormous relief. Given the choice between being a defendant in a criminal prosecution and waiving one’s rights under GPL 160.50, most persons would agree to the waiver as “the lesser of two evils.” But, following Justice Douglas’ observation in Garrity {supra, p 498), “‘the fact that a choice was made according to interest does not exclude duress.’ ” Accordingly, under the circumstances here the waiver must be viewed as having been made under duress.

In this regard, the case of Dziuma v Korvettes (61 AD2d 677) is instructive. In the Dziuma case the Appellate Division, First Department, ruled that a Criminal Court Judge has no right to condition the dismissal of a shoplifting charge upon an agreement by the defendant not to file a civil suit against the complainants and the police. The First Department declared (p 679) that “(t)he imposition of such a condition under the facts and circumstances [of the Dziuma case] was ‘inherently coercive.’ ”

[107]*107Similarly in People v Siragusa

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Bluebook (online)
113 Misc. 2d 103, 448 N.Y.S.2d 610, 1980 N.Y. Misc. LEXIS 2980, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-ricci-nymtverncityct-1980.