People v. Ray

220 Cal. App. 3d 943, 269 Cal. Rptr. 682, 1990 Cal. App. LEXIS 545
CourtCalifornia Court of Appeal
DecidedMay 23, 1990
DocketA046903
StatusPublished
Cited by12 cases

This text of 220 Cal. App. 3d 943 (People v. Ray) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Ray, 220 Cal. App. 3d 943, 269 Cal. Rptr. 682, 1990 Cal. App. LEXIS 545 (Cal. Ct. App. 1990).

Opinions

[945]*945Opinion

LOW, P. J.

Melvin James Ray was convicted by jury of attempted robbery (Pen. Code, §§ 211, 664)1 by use of a knife (§ 12022, subd. (b)). Before trial he admitted he had suffered three prior serious felony convictions, and had served three prior prison terms therefor (§§ 667, subd. (a), 667.5, subd. (b)). He was sentenced to the middle term of two years for attempted robbery, one additional year for weapon use, and five years for each prior serious felony conviction, for a total term of eighteen years. The one-year prior prison term enhancements were stayed.

Before accepting Ray’s admissions of the priors, the court advised him that he had the right to a jury trial on the allegations, that he had the right to cross-examine the prosecution’s witnesses, that he would waive these rights by his admissions, that the district attorney would bear the burden of proving the allegations true, and that admitting the allegations would increase his potential prison term to 19 years if he was convicted of the robbery. The record contains no indication Ray was advised that by admitting the allegations he would be giving up his right not to incriminate himself.

The Attorney General concedes the lack of on-the-record advice and waiver as to self-incrimination was error under In re Yurko (1974) 10 Cal.3d 857 [112 Cal.Rptr. 513, 519 P.2d 561], but argues the error was harmless because it is not reasonably probable the allegations would have been found untrue had they been tried, Ray argues that under Yurko failure to secure a knowing waiver of each constitutional right is per se reversible error. After reviewing the statements of higher courts on the question, we conclude Ray is correct.2

The requirement of express constitutional advisements for admission of prior convictions, announced in Yurko, derives from the parallel requirements for a valid guilty plea, enunciated in Boykin v. Alabama (1969) 395 U.S. 238 [23 L.Ed.2d 274, 89 S.Ct. 1709], and elaborated in In re Tahl (1969) 1 Cal.3d 122 [81 Cal.Rptr. 577, 460 P.2d 449]. In Boykin the court held that a guilty plea may not be taken without an affirmative [946]*946showing, on the record, that it is being made intelligently and voluntarily. (Boykin, supra, 395 at p. 242 [23 L.Ed.2d at p. 279].) A knowing waiver of the basic trial rights foreclosed by the plea—self-incrimination, jury trial, and confrontation—cannot be presumed from a silent record. Without a showing on the record, the plea would be considered involuntary. (Id., at pp. 242-243 [23 L.Ed.2d at p. 279].) The Boykin court reversed the conviction without any other showing of prejudice, and the language of the opinion makes it clear that the reversal rested on the principle that an involuntary plea is void and cannot stand. Thus the court quoted, with apparent approval, from an earlier opinion in which it held, “‘Consequently, if a defendant’s guilty plea is not equally voluntary and knowing, it has been obtained in violation of due process and is therefore void.' (Id., at p. 243, fn. 5 [23 L.Ed.2d at p. 280], italics added.) In its concluding paragraph the Boykin court agreed with the dissenting justices below, who “stated the law accurately when they concluded that there was reversible error ‘because the record does not disclose that the defendant voluntarily and understandingly entered his pleas of guilty.’” (Id., at p. 244 [23 L.Ed.2d at p. 280].)

In Tahl our high court clarified the mandate of Boykin, expressly requiring that the record show a pleading defendant was made aware of each of the fundamental trial rights being forfeited. (Tahl, supra, 1 Cal.3d at p. 132.) No harmless error analysis was suggested. Indeed Tahl summarizes Boykin as holding that “a plea of guilty cannot stand unless the record . . . indicates a free and intelligent waiver . . . .” (Id., at p. 130.)

In Yurko the California Supreme Court extended Boykin and Tahl to the admission of prior convictions. “Where no such showing appears on the face of the record the conviction must be set aside.” (Yurko, supra, 10 Cal.3d at p. 862.) The court in Yurko also announced a judicially created, nonconstitutional rule of procedure requiring defendants to be advised of the consequences of their admissions. In contrast to the constitutional rule derived from Boykin-Tahl, failure to meet this nonconstitutional requirement would only require reversal “if prejudice appears.” (Id., at p. 864.) Yurko thus drew a distinction between two kinds of required advisements (of constitutional rights and of consequences) and between the two standards of prejudice applicable to each (automatic reversal where there was no advisement as to constitutional rights, harmless error analysis for failure to explain consequences).

The distinction and its consequences were reiterated even more explicitly in In re Ronald E. (1977) 19 Cal.3d 315 [137 Cal.Rptr. 781, 562 P.2d 684]. Summarizing Yurko, the court said: “Unlike an uninformed waiver of the specified constitutional rights which renders a plea or admission involuntary and requires that it be set aside, an uninformed waiver based on the [947]*947failure of the court to advise an accused of the consequences of an admission constitutes error which requires that the admission be set aside only if the error is prejudicial to the accused.” (Ronald E., supra, at p. 321.) The court, applying the prejudice standard of People v. Watson (1956) 46 Cal.2d 818 [299 P.2d 243], went on to find the failure to advise of consequences harmless. (Ronald E., supra, at pp. 325-326.)

On at least two occasions since Ronald E„ our Supreme Court has reiterated the rule that a failure to advise the defendant of the specified constitutional rights he is waiving by a plea or admission of priors requires automatic reversal of that portion of the judgment resting on the plea or admission. (In re Ibarra (1983) 34 Cal.3d 277, 283, fn. 1 [193 Cal.Rptr. 538, 666 P.2d 980]; People v. Wright (1987) 43 Cal.3d 487, 493-494 [233 Cal.Rptr. 69, 729 P.2d 260]; see also People v. Karis (1988) 46 Cal.3d 612, 650-651 [250 Cal.Rptr. 659, 758 P.2d 1189] [applying harmless error analysis to misadvisement of consequences].) Several Court of Appeal decisions have also followed the rule established in Yurko and Ronald E. (See People v. Johnson (1989) 212 Cal.App.3d 1179, 1182 [261 Cal.Rptr. 159] [“Failure to advise and obtain a waiver of any of these rights is error reversible per se”]; People v. English (1981) 116 Cal.App.3d 361, 369 [172 Cal.Rptr. 122] [quoting language from Ronald E. on distinction between the advisement of rights and the advisement of consequences, and finding a defective advisement of consequences harmless]; People v. Caban

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Bluebook (online)
220 Cal. App. 3d 943, 269 Cal. Rptr. 682, 1990 Cal. App. LEXIS 545, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-ray-calctapp-1990.