Filed 7/1/21 P. v. Ramirez CA4/2
NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent, E074743
v. (Super.Ct.Nos. FVI18002414 & 16CR-073760) JOHN ANTHONY RAMIREZ, OPINION Defendant and Appellant.
APPEAL from the Superior Court of San Bernardino County. Debra Harris,
Judge. Affirmed as modified with directions.
Garrick Byers, under appointment by the Court of Appeal, for Defendant and
Appellant.
Xavier Becerra, Attorney General, Lance E. Winters, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, Eric A. Swenson and Heather
M. Clark, Deputy Attorneys General, for Plaintiff and Respondent.
1 INTRODUCTION
Appellant and defendant John Anthony Ramirez contends that he was denied
due process and a fundamentally fair hearing when a trial court found him in violation
of probation in two cases. He also argues there was insufficient evidence to establish
he violated his probation in both cases, and the court based its determination to
terminate probation on an erroneous understanding of his legal status; thus, the matter
should be remanded, either for the court to dismiss the probation violation allegations
or to hold another hearing. He further contends he is entitled to 10 additional days of
custody credit on one of his cases. The People concede, and we agree, that defendant
is entitled to 10 additional days of credit. In all other respects, we affirm.
PROCEDURAL BACKGROUND
Case No. 16CR-073760
On December 27, 2016, a felony complaint was filed in case No. 16CR-073760
(hereinafter, case No. 16CR), charging defendant with discharging a firearm with
gross negligence (Pen. Code,1 § 246.3, subd. (a), count 1) and possession of a firearm
by a felon (§ 29800, subd. (a)(1), count 2). On January 10, 2017, defendant pled no
contest to count 2 pursuant to a plea agreement, and the court dismissed count 1. The
court placed him on three years’ probation, under specified terms, including that he
report to the probation officer as directed.
1 All further statutory references will be to the Penal Code unless otherwise noted. 2 Case No. FVI18002414
On August 27, 2018, a felony complaint was filed in case No. FVI18002414
(hereinafter, case No. FVI18), charging defendant with assault with a deadly weapon.
(§ 245, subd. (a)(1), count 1.)
Further Proceedings
On August 29, 2018, a petition for revocation of probation was filed in case
No. 16CR. The court ordered defendant’s probation revoked and set a hearing on the
petition.
After numerous continuances, the court held a hearing on May 28, 2019, and
defendant admitted he violated his probation. The court then ordered his probation
reinstated. The minute order reflects that it added the following orders: “Serve 210
days eligible for County Jail Weekend/Work Release program Concurrent with Case:
FVI180002414,” and “Report to Glen Helen Rehab Center by Friday, July 26, 2019 no
later than 2:00 PM . . . .”
That same day, in case No. FVI18, the People added a charge of felony
vandalism (§ 594, subd. (b)(1)) as count 2. Defendant pled no contest to count 2, and
the court dismissed count 1. The court placed him on three years’ probation under
specified terms, including that he report to the probation officer as directed and report
to Glen Helen Rehabilitation Center (Glen Helen) by Friday, July 26, 2019.
Subsequently, a copy of a commitment form in case No. 16CR was filed
indicating that defendant failed to report to Glen Helen by July 26, 2019, as ordered.
The form reflected that defendant was convicted and ordered to report to Glen Helen
3 by July 26, 2019, and that the case was concurrent with case No. FVI18. The form
was stamped with a “No Show” date listed as July 29, 2019.
On August 27, 2019, defendant appeared before Judge Tony Raphael.
Defendant requested that he be reinstated to the weekend work release program since
he was attending his aunt’s funeral two weeks prior. He said he needed a new date to
enroll in the program, and Judge Raphael asked how soon he could report to Glen
Helen. Defendant said he could report any time, so the court gave him a new date of
September 13, 2019. The record on appeal contains a minute court in case No. FVI18
reflecting this modification, but not in case No. 16CR.2
On August 30, 2019, a bench warrant was issued against defendant in case
No. 16CR for failing to serve jail time and violating the terms of probation.
On September 25, 2019, a copy of a commitment form in case No. FVI18 was
filed indicating that defendant failed to report to Glen Helen as ordered. The form
reflected that defendant was convicted and ordered to report to Glen Helen by
September 13, 2019. It was marked with a stamp that said, “No-Show Never Booked .
. . Date 9/14.” On October 1, 2019, a bench warrant was issued against defendant for
violating the terms of probation.
2 The record also contains an affidavit from the superior court deputy clerk stating that she thoroughly searched the case files, and they did not contain a minute order dated August 27, 2019 for case No. 16CR or a petition for revocation of probation for case No. FVI18.
4 Defendant appeared in court on December 30, 2019, represented by counsel.
At the outset, counsel stated she was appearing because defendant had a misdemeanor
case in San Bernardino and she needed “to find out what is going on in this case.” The
court noted that defendant had two cases in which he was on felony probation, and
both were “in revoked statuses.” The court recalled the bench warrants. Defendant
denied violating probation, and the court ordered the probation department to prepare
supplemental reports for a hearing set for January 29, 2020.
The probation officer filed a separate supplemental report for each case. The
report in case No. 16CR stated that defendant was convicted of possession of a firearm
by a felon and was granted probation with specified terms, including that he report to
Glen Helen by July 26, 2019,3 and report to the probation officer in person
immediately or upon release and thereafter as directed. It further stated that defendant
was originally granted three years’ probation, which was set to expire on October 8,
2020. However, on August 28, 2019, a notice of failure to appear for jail time was
filed with the court, and on August 30, 2019, the court revoked probation and a no-bail
warrant was issued for his arrest. Defendant was arrested on December 29, 2019, on
the warrants in this case and case No. FVI18. The report also stated that defendant
3 This date appears to be an error since the court changed the reporting date to September 13, 2019, at defendant’s request. Although the record only contains a minute order for case No. FVI18 reflecting this change, it also shows that the court originally ordered defendant in case No. 16CR to report to the work release program at Glen Helen concurrent with case No. FVI18. 5 was on fugitive status for 138 days, so his probation was tolled and set to expire on
February 23, 2021.
The report further stated that defendant was interviewed on January 15, 2020,
and he admitted to being in violation of probation for failing to appear for work release
and for failing to report to probation. He said he did not remember the last time he
reported to probation. The report stated that defendant was ordered to report to Glen
Helen for work release on July 26, 2019, but failed to do so, and a bench warrant was
issued soon after. Moreover, in June 2019, he was directed to report to the probation
department for orientation and assessment on June 11, 2019, but failed to do so. He
reported on June 12, 2019, reviewed his terms and conditions, acknowledged his
understanding, and signed them. The report stated that defendant reported to three
office visits in June 2019, but failed to report to one. In July 2019, defendant reported
to three out of five office visits. The report further stated that defendant last reported
to the probation department on August 20, 2019, and his whereabouts were unknown
until he was booked into custody on December 29, 2019. Defendant said he turned
himself in to the police on December 29, 2019, because he wanted to start the new
year right. The report recommended reinstating defendant on probation with a few
added terms, including that he serve 365 days in county jail.
The supplemental probation report in case No. FVI18 stated that defendant was
convicted of vandalism and was granted probation with specified terms, including that
he report to Glen Helen by September 13, 2019, and report to the probation officer in
person immediately or upon release and thereafter as directed. The report further
6 stated that on September 25, 2019, a notice of failure to appear for jail time was filed
with the court and on October 1, 2019, the court revoked probation and a warrant was
issued for defendant’s arrest. He was arrested on December 29, 2019, on the warrants
in this case and case No. 16CR. The report stated that defendant was in violation of
his probation for failing to report for work release and absconding from the probation
department. The rest of the report essentially contained the same information as the
report in case No. 16CR.
The court held a hearing on January 29, 2020, and defendant requested a
Vickers4 hearing on the record. The court set a Vickers hearing for February 14, 2020.
Vickers Hearing
The court held a probation violation hearing on February 14, 2020, and the
judge (Debra Harris) initially asked what the alleged violation was. The prosecutor
said it was defendant’s failure to report to his jail time. The court then asked which
case she wanted to address first, and she said the 16CR case. The prosecutor asked the
court to take judicial notice of the court file in that case and then directed the court’s
attention to the minute order entering defendant’s plea agreement and the May 28,
2019 minute order “where he was revoked and reinstated on his probation with the
added term of 210 days in county jail to start on July 26, 2019.” The court took note
of that minute order, and asked if defense counsel had any objection. Defense counsel
said, “I’m submitting on that, your Honor.”
4 People v. Vickers (1972) 8 Cal.3d 451 (Vickers). 7 The prosecutor called the probation officer as a witness. The probation officer
testified that he had reviewed defendant’s probation records and found that he violated
his probation. The officer testified that defendant had failed to report to probation
since August 2019, and his whereabouts were unknown until he was booked. The
officer further testified that defendant also violated probation by failing to appear to
work release at Glen Helen by July 26, 2019. He added that defendant violated three
terms—the work release, keeping the officer informed of his place of residence, and
reporting to the probation officer as directed. Defense counsel objected that the
second item was not supported by the evidence. The court sustained the objection, and
the probation officer confirmed that defendant’s violations were that he failed to report
to Glen Helen and failed to report to probation. Defense counsel cross-examined the
probation officer and asked if he had interviewed defendant to try and obtain
information relative to the violations, and asked if defendant indicated he was having
medical issues. The probation officer affirmed, and then the court asked why he
recommended that defendant be reinstated on probation. The probation officer said
defendant told him the reason he failed to report was due to transportation and his
health situation.
The prosecutor then turned to case No. FVI18 and asked the court to take
judicial notice of the case file, complaint, terms of probation, and the May 28, 2019
minute order. The probation officer testified that he reviewed the probation record and
terms of the case. When asked which probation violations he noted, the officer said,
“The same ones, work release, keeping the probation officer informed of place of
8 residence, and also reporting to the probation officer as directed.” On cross-
examination, defense counsel simply asked the probation officer if he considered the
same things that defendant advised him of in the other case in making his
recommendation to reinstate probation in this case, and the officer said yes.
The parties made their closing arguments. Defense counsel argued that this was
a situation where “we have a disabled individual who has made at least certain efforts
to comply with his reporting” and asked the court to reinstate probation. Defense
counsel further argued that the testimony was not clear about “what the direction was
for him to report” or what the direction was every month. The court found defendant
in violation of probation in both cases and sentenced him to three years in each case, to
be served concurrently in state prison.
Defendant filed a timely notice of appeal in both cases.
DISCUSSION
I. There Was Sufficient Evidence to Support the Trial Court’s Finding that Defendant
Violated His Probation
Defendant contends that it was fundamentally unfair and violated due process
for the court to find he violated his probation. Citing People v. Grace (1926) 77
Cal.App. 752, 759 (Grace), he asserts that the judge who found him in violation
(Judge Harris) “overlooked or ignored” the fact that the prior judge (Judge Raphael)
changed his reporting date to September 13, 2019. He further argues it was
fundamentally unfair because of the failure of the supplemental probation reports to
include any mention of the date change and because there was no written notice of the
9 claimed probation violations. He therefore asserts that we should dismiss the
allegations of probation violation entirely, or remand for another Vickers hearing. We
conclude there was sufficient evidence to support the court’s finding that defendant
violated his probation. Thus, the court properly revoked his probation.
A. Relevant Law
“Section 1203.2, subdivision (a), authorizes a court to revoke probation if the
interests of justice so require and the court, in its judgment, has reason to believe that
the person has violated any of the conditions of his or her probation. [Citation.]
‘ “When the evidence shows that a defendant has not complied with the terms of
probation, the order of probation may be revoked at any time during the probationary
period. [Citations.]” [Citation.]’ [Citation.] The standard of proof in a probation
revocation proceeding is proof by a preponderance of the evidence. [Citations.]
‘Probation revocation proceedings are not a part of a criminal prosecution, and the trial
court has broad discretion in determining whether the probationer has violated
probation.’ ” (People v. Urke (2011) 197 Cal.App.4th 766, 772 (Urke).)
“We review a probation revocation decision pursuant to the substantial
evidence standard of review [citation], and great deference is accorded the trial court’s
decision, bearing in mind that ‘[p]robation is not a matter of right but an act of
clemency, the granting and revocation of which are entirely within the sound
discretion of the trial court. [Citations.]’ ” (Urke, supra, 197 Cal.App.4th at p. 773.)
“ ‘The discretion of the court to revoke probation is analogous to its power to grant the
10 probation, and the court’s discretion will not be disturbed in the absence of a showing
of abusive or arbitrary action.’ ” (Ibid.)
B. Defendant Has Forfeited His Claims
The People contend, and we agree, that defendant has forfeited his claims for
failure to raise them in the trial court. When the prosecutor asked the court to take
judicial notice of the case file (in case No. 16CR) and directed its attention to the May
28, 2019 minute order, which stated defendant was to report to Glen Helen by July 26,
2019, defense counsel was asked if he had any objections, and he submitted on the
minute order. He did not inform the court that the reporting date had subsequently
been changed to September 13, 2019. He also did not raise any issue regarding lack of
notice or insufficient evidence. “A defendant is precluded from raising an error for the
first time on appeal where there has been an opportunity to object to the error below
and a defendant has failed to avail himself of the opportunity. [Citations.]” (People v.
Gonzales (1986) 188 Cal.App.3d 586, 590; see In re Marriage of Eben-King & King
(2000) 80 Cal.App.4th 92, 117 [“It is well established that issues or theories not
properly raised or presented in the trial court may not be asserted on appeal, and will
not be considered by an appellate tribunal. A party who fails to raise an issue in the
trial court has therefore waived the right to do so on appeal.”].)
Defendant claims he did not forfeit the right to raise the issue of the failure of
the prosecutor and probation officer to disclose the change in the reporting date. He
relies upon Grace, supra, 77 Cal.App. 752, 759, in support of his position, but Grace
is inapposite. In that case, the defendant entered a plea of not guilty at his
11 arraignment, and the judge granted him a trial on the issue of his sanity. (Id. at p.
754.) During the course of the proceedings leading to his conviction, the defendant
was before several judges of the superior court. (Ibid.) Thus, another judge
commenced a trial as to his guilt on the charged crimes but did not hold a trial on his
sanity. Before any witness was called, the defense attorney informed the court that the
defendant had previously been declared insane and questioned whether he could be
tried. The court said that had no bearing on the case and proceeded with the trial. The
defendant was found guilty. (Id. at pp. 755-756.) On appeal, the court found that the
trial judge was bound by the order of the first judge granting defendant a preliminary
trial on his sanity. (Id. at pp. 758-759.) In so finding, the appellate court stated that an
order made in one department “can neither be ignored nor overlooked in another
department.” (Id. at p. 759.) The court further found that the defendant had a right to
a sanity trial under section 1368, and that right, secured under the order, was not
waived by the defense counsel’s failure to tell the trial judge of the prior judge’s order.
(See § 1368, subd. (b) [“If counsel informs the court that he or she believes the
defendant is or may be mentally incompetent, the court shall order that the question of
the defendant’s mental competence is to be determined in a hearing.”].) (Id. at p. 760.)
Unlike Grace, there was no statutory right secured by a court order involved
here. Rather, defendant forfeited his claim regarding the court “overlooking” the
modified probation order, as well as his other asserted claims, by failing to raise them
below. In any event, there was sufficient evidence to support the court’s finding that
he violated his probation.
12 C. The Evidence Was Sufficient to Support the Finding That Defendant Violated
His Probation
The crux of defendant’s claims is that the judge who found him in violation of
probation “overlooked or ignored” the order of the prior judge that changed his
reporting date to September 13, 2019. Defendant also points out, in great detail,
numerous errors in the court minute orders, the supplemental probation officer’s
reports, and respondent’s brief. Defendant is correct that no one mentioned that the
date he was ordered to report to Glen Helen had been changed from July 26, 2019 to
September 13, 2019, at the Vickers hearing, and the probation officer actually testified
that he was supposed to appear for work release at Glen Helen by July 26, 2019.
However, we note defendant does not dispute that he violated his probation. Although
there appears to have been inadvertent errors made, substantial evidence supports the
court’s determination that defendant violated his probation. The supplemental
probation report in case No. FVI18 specifically advised defendant and the court that
defendant allegedly violated probation by failing to appear to commence his jail
sentence at Glen Helen on September 13, 2019, and defendant was aware of this
allegation.
The evidence undisputedly showed that defendant failed to report to Glen Helen
either by July 26, 2019 or September 13, 2019. As he points out, he was ordered to
report to Glen Helen for his work release program, concurrently in both cases.
Initially, the court ordered him to report by July 26, 2019. However, he failed to
report by that date and asked the court for a new date to enroll in the program. The
13 court gave him a new reporting date of September 13, 2019. The evidence showed
that defendant failed to report by that date, as well. Thus, he violated his probation by
failing to report to his work release program as ordered.
Furthermore, the evidence indisputably shows that defendant failed to comply
with his reporting terms. In both cases, defendant was ordered to report to the
probation officer as directed. The evidence shows that he was directed to report to the
probation department for orientation and assessment on June 11, 2019, but failed to do
so. It also shows that in July 2019, he reported to three out of five office visits. In
August 2019, he reported to only one out of four office visits. Moreover, defendant
was directed to report on September 4, 2019. However, the probation officer stated
that the last time he reported to the probation office was August 20, 2019, and his
whereabouts were unknown until he was booked on December 29, 2019.
As to defendant’s complaint that the proceedings were fundamentally unfair
since he had no written notice of the claimed probation violations, it is unclear whether
he received a copy of the petition for revocation of probation in both cases, since the
record on appeal does not contain copies of them. However, the record does indicate
that he had notice through the supplemental probation officer’s reports, as
demonstrated by his counsel’s cross-examination of the probation officer at the
Vickers hearing and his specific references to recommendations in the report.
Defendant never asserts that he was unaware that the supplemental report in case No.
FVI18 alleged that he failed to appear to commence his jail sentence on September 13,
2019.
14 We further note it is well settled that reversal for error is proper only when it
appears reasonably probable that a result more favorable to the appellant would have
been reached in the absence of the error. (See People v. Briggs (1962) 58 Cal.2d 385,
404.) Here, defendant cannot show that he was prejudiced by any of the errors he
enumerates since he undisputedly violated his probation and had notice of the actual
violation dates.
Ultimately, a court may revoke probation if it “has reason to believe from the
report of the probation . . . or otherwise that the person has violated any of the
conditions of their supervision.” (§ 1203.2, subd. (a).) There was sufficient evidence
to support the trial court’s finding that defendant violated his probation. Therefore, we
cannot say it abused its discretion in revoking his probation.
II. Defendant is Entitled to Additional Custody Credits
Defendant argues, and the People concede, that he is entitled to 10 additional
days of custody credit in case No. FVI18.5 At sentencing, the court awarded him
credit for time served of 117 actual days, plus 116 days of conduct credit under section
4019 “for a total of 223 days.” However, he should have received 233 days of credit,
since 117 plus 116 equals 233. The judgment should be modified accordingly. (See
People v. Acosta (1996) 48 Cal.App.4th 411, 428.)
5Defendant cites case No. 16CR, but appears to be actually referring to case No. FVI18. 15 DISPOSITION
The judgment is modified to reflect that defendant is to receive a total of 233
days of custody credits in case No. FVI18002414. The superior court clerk is directed
to modify the abstract of judgment to reflect this change. The clerk is further directed
to prepare an amended sentencing minute order and amended abstract of judgment
reflecting this modification and to forward certified copies of the minute order and
abstract of judgment to the Department of Corrections and Rehabilitation. In all other
respects, the judgment is affirmed.
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
FIELDS J.
We concur:
MILLER Acting P. J.
SLOUGH J.