People v. Quadrozzi

55 A.D.3d 93, 863 N.Y.S.2d 455
CourtAppellate Division of the Supreme Court of the State of New York
DecidedAugust 19, 2008
StatusPublished
Cited by9 cases

This text of 55 A.D.3d 93 (People v. Quadrozzi) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Quadrozzi, 55 A.D.3d 93, 863 N.Y.S.2d 455 (N.Y. Ct. App. 2008).

Opinion

OPINION OF THE COURT

McCarthy, J.

In this appeal, which arises out of a criminal prosecution for [95]*95alleged violations of article 17 of the Environmental Conservation Law (hereinafter the ECL), the primary issue, which is one of first impression, is whether a local district attorney may, pursuant to ECL 71-0403, initiate such a criminal prosecution without the New York State Department of Environmental Conservation (hereinafter DEC) first authorizing or instituting the criminal prosecution. We conclude that ECL 71-0403 vests a local district attorney with such authority. We further find that the evidence that the District Attorney presented to the grand jury with respect to those counts of the indictment charging the defendants with violations of ECL 17-0701 and 17-0803 was legally sufficient to sustain counts 21 through 42 of the indictment.1 Accordingly, we reverse the order insofar as appealed from and reinstate counts 1 through 11 and 21 through 42 of the indictment.2

The People allege that in August 2003, Basil Seggos, an investigator with Riverkeeper, an environmental organization, observed wastewater runoff into Newtown Creek, which flows into the East River and which forms a boundary between the Counties of Queens and Kings, emanating from the Queens shore site of the defendant Quality Concrete of New York (hereinafter Quality). By notice dated October 27, 2003, Riverkeeper informed Quality of its intent to commence a private civil action against Quality for allegedly discharging contaminants into Newtown Creek in violation of the federal Clean Water Act (33 USC § 1251 et seq.). Riverkeeper also sent the DEC a copy of its notice of intent to sue Quality. Seggos contacted the office of the Kings County District Attorney (hereinafter the Kings County DA), and on September 22, 2004, Seggos and representatives from the Kings County DA visited the Quality site and took water samples. On December 9, 2004, the Kings County DA, without the DEC first authorizing or instituting the criminal prosecution, convened a grand jury to investigate whether Quality had committed criminal violations of ECL article 17.

According to Seggos’s grand jury testimony, the defendant Constantine Quadrozzi, vice-president of Quality and its chief environmental compliance officer, acknowledged receipt of Riverkeeper’s notice of intent to sue, admitted to Seggos that [96]*96Quality had a “waste water management problem,” and assured Seggos that Quality would resolve it. Seggos further testified that at no time during his observations of Quality’s site did he see a sign indicating that Quality had a valid State Pollutant Discharge Elimination System (hereinafter SPDES) permit, which such permit holders are required to post.

Either independently or because of Riverkeeper’s actions, the DEC began its own review of Quality’s discharge into Newtown Creek. In connection with that review, George Hyde, an assistant engineer for the water division of the DEC, as he later testified before the grand jury, visited Quality’s site on August 12, 2003, met with Quadrozzi, gave him an application for a storm water discharge permit, and advised him that Quality should install hay bales or silt fences to prevent sediment in storm water runoff from being discharged into the creek. According to Hyde, Quality was issued a state permit to discharge storm water into the creek effective October 19, 2004. The permit itself indicated that discharge of materials other than storm water required a separate SPDES permit.

The grand jury subsequently issued a 42-count indictment against Quality and Quadrozzi, charging that between June 9, 2003 and December 8, 2004, they violated (1) ECL 17-0501 (11 counts) by, with criminal negligence, discharging matter into Newtown Creek in contravention of water quality standards, (2) ECL 17-0505 (nine counts) by, with criminal negligence, using an outlet for discharging contaminants into state waters, and (3) ECL 17-0701 (11 counts) and 17-0803 (11 counts) by knowingly using an outlet and discharging industrial waste and pollutants from that outlet without a DEC-issued permit or in violation of such permit.

The defendants moved to dismiss the indictment on several grounds, including, that (1) the Kings County DA lacked geographical jurisdiction to prosecute, (2) the Kings County DA breached a plea agreement, (3) the Kings County DA presented legally insufficient evidence and instructions to the grand jury, and (4) the interests of justice required dismissal. The People opposed the motion, and after oral argument, at the court’s request, the parties briefed the issue of whether the Kings County DA had the authority to prosecute an ECL violation without the New York State Attorney General (hereinafter the AG) or the DEC first authorizing or instituting a criminal prosecution. At the court’s invitation, the AG and the DEC submitted to the court a joint letter arguing that ECL 71-0403 vested [97]*97local district attorneys and the DEC with concurrent authority to initiate ECL prosecutions such that local district attorneys did not have to wait for the DEC to first authorize or institute an action.

In the order under review (People v Quadrozzi, 13 Misc 3d 261 [2006]), the Supreme Court held that the Kings County DA had geographical jurisdiction pursuant to CPL 20.40 (4) (c) (id. at 269), but nevertheless dismissed the indictment on several grounds. The court held that the Kings County DA lacked authority to prosecute this action because, pursuant to ECL 71-1933 (9), only the DEC could initiate such an action. The Supreme Court noted that, parallel to the Kings County DA’s criminal proceeding, the DEC had been conducting its own enforcement proceeding against Quality, as indicated by settlement documents between Quality and DEC (13 Mise 3d at 266). Relying on ECL 71-1933 (9) and (10), which provide in pertinent part that “[a] 11 prosecutions under this section shall be instituted by the [DEC] and shall be conducted by the Attorney General” and which permit the AG to authorize a local district attorney to prosecute any such action, the court held that “with respect to criminal liability for violations of ECL 17-0501, 17-0505, 17-0701 and 17-0803, the Attorney General was . . . the exclusive authority to prosecute criminally with all the powers and duties of a [local] District Attorney, but had the authority to request the [local] District Attorney to prosecute in his stead” (13 Mise 3d at 267 [internal quotation marks omitted]).

Further, the Supreme Court limited the reach of ECL 71-0403, enacted in 1980 specifically to overrule People v Long Is. Light. Co. (41 NY2d 1049 [1977]), which had affirmed the dismissal of an ECL air pollution prosecution initiated by a local District Attorney on the ground that the local District Attorney lacked authority to commence such an action without a referral from the AG (see People v Long Is. Light. Co., 88 Misc 2d 123 [1976]). The Supreme Court held that ECL 71-0403 “is of general application and was incorporated into ECL article 71, which covers enforcement procedures and penalties for all of the various substantive provisions contained in other articles of the ECL[,] [and thus] does not trump the more specific limitation contained in ECL 71-1933 respecting enforcement of article 17” (People v Quadrozzi, 13 Misc 3d at 267 [emphasis added]). According to the Supreme Court, ECL 71-1933 (9) and (10) “expressly provides that ‘[a]ll prosecutions’

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Matter of Logan R.
2025 NY Slip Op 31035(U) (Kings Family Court, 2025)
Matter of James JJ.
2022 NY Slip Op 03555 (Appellate Division of the Supreme Court of New York, 2022)
People v. Gazzillo
2019 NY Slip Op 8336 (Appellate Division of the Supreme Court of New York, 2019)
People v. Burke
2019 NY Slip Op 5991 (Appellate Division of the Supreme Court of New York, 2019)
People v. Sant (Dennis)
Appellate Terms of the Supreme Court of New York, 2017
MAY, DONALD M., PEOPLE v
Appellate Division of the Supreme Court of New York, 2012
People v. May
100 A.D.3d 1411 (Appellate Division of the Supreme Court of New York, 2012)
People v. Magnetti
78 A.D.3d 863 (Appellate Division of the Supreme Court of New York, 2010)

Cite This Page — Counsel Stack

Bluebook (online)
55 A.D.3d 93, 863 N.Y.S.2d 455, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-quadrozzi-nyappdiv-2008.