People v. Mills

804 N.E.2d 392, 1 N.Y.3d 269, 772 N.Y.S.2d 228, 2003 N.Y. LEXIS 3369
CourtNew York Court of Appeals
DecidedOctober 28, 2003
StatusPublished
Cited by94 cases

This text of 804 N.E.2d 392 (People v. Mills) is published on Counsel Stack Legal Research, covering New York Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Mills, 804 N.E.2d 392, 1 N.Y.3d 269, 772 N.Y.S.2d 228, 2003 N.Y. LEXIS 3369 (N.Y. 2003).

Opinions

[272]*272OPINION OF THE COURT

Graffeo, J.

Defendant Arthur Mills was indicted in March 2000 for murder in the second degree (Penal Law § 125.25 [2] [depraved indifference murder]) in connection with his role in the 1978 drowning death of 12-year-old Raymond Umber. Although the drowning at Oneida Lake was originally determined to be an accident, a police investigation was instigated after defendant’s wife and his brother each came forward and gave statements to the police implicating defendant.

In a pretrial motion, defendant requested that relevant lesser included offenses be submitted to the jury.1 Noting that such motions are customarily addressed at the close of evidence, County Court nonetheless granted defendant’s request to the extent that the trial evidence would support any lesser included charges. Because murder in the second degree (a class A-I felony) (see CPL 30.10 [2] [a]) has no statute of limitations, the court recognized that the passage of time between the crime and the indictment—more than 20 years—would become an issue only if defendant sought to have a lesser included offense that was subject to a limitations period submitted to the jury. The court therefore expressly conditioned its willingness to consider defendant’s request to charge any lesser included offenses supported by the evidence upon defendant’s “understanding that, if convicted of any lesser included offense, he has waived his objection on statute of limitation[s] grounds.”

At the charge conference, defense counsel asked that the lesser included offense of criminally negligent homicide, a class E felony with a five-year statute of limitations (see Penal Law § 125.10; CPL 30.10 [2] [b]), be submitted to the jury.2 The trial court reiterated its position that the request constituted a [273]*273waiver of any statute of limitations defense to the lesser included charge, indicating that it would not entertain a postverdict motion by defendant should the jury convict him of that offense. Defense counsel persisted in his charge-down request and stated that defendant reserved his right to appeal such a conviction on statute of limitations grounds. Consistent with its view of its obligations under CPL 300.50 and over the People’s objection, the court instructed the jury to consider criminally negligent homicide as a lesser included offense of depraved indifference murder. The jury acquitted defendant of second-degree murder but convicted him of the lesser crime.

The trial court later denied defendant’s motion to set aside the jury verdict and sentenced defendant to lVs to 4 years. Defendant has completed his term of incarceration and is presently under parole supervision.

On defendant’s appeal, a divided Appellate Division affirmed the conviction, reasoning that defendant had waived his right to assert any statute of limitations defense when he asked the trial court to charge the jury on the lesser included offense of criminally negligent homicide. One of the two dissenting Justices who voted to reverse the conviction on statute of limitations grounds granted defendant leave to appeal.

Although the lesser included offense was charged to the jury at defendant’s request, he now asks this Court to vacate the verdict. Defendant asserts that his conviction should be reversed and the indictment dismissed because the second-degree murder indictment was not supported by legally sufficient evidence. He contends that the prosecution overcharged him with depraved indifference murder in order to secure an indictment from the grand jury as a means of circumventing the five-year statute of limitations applicable to lesser degrees of homicide (see CPL 30.10 [2] [a], [b]).

The People respond that defendant’s demand that the trial court provide the jury with the option of convicting him of criminally negligent homicide, while purporting to reserve his statute of limitations defense to that charge, placed the court in an untenable position given its statutory obligations under CPL 300.50 (2). The People emphasize that defendant obtained a substantial benefit by insisting on the charge-down—reducing his potential sentence exposure from 15 years to life to 1 to 4 [274]*274years in prison (see Penal Law § 70.00)—and he should not be heard to complain about that benefit on appeal or permitted to manipulate the jury into exercising leniency.

New York courts have long recognized that the statute of limitations defense is not jurisdictional and can be forfeited or waived by a defendant (see People v Kohut, 30 NY2d 183, 191 [1972]; People v Blake, 193 NY 616 [1908], affg 121 App Div 613, 616-617 [1st Dept 1907]; People v Dickson, 133 AD2d 492, 495 [3d Dept 1987]; People v Brady, 257 App Div 1000, 1000 [2d Dept 1939]). Lesser included offenses may be submitted as an alternative to the greatest offense in the indictment “if there is a reasonable view of the evidence which would support a finding that the defendant committed such lesser offense but did not commit the greater. . . . Any error respecting such submission, however, is waived by the defendant unless he objects thereto before the jury retires to deliberate” (CPL 300.50 [1]; see People v Ford, 62 NY2d 275, 283 [1984]). “[B]y affirmatively requesting that the trial court submit the lesser charge to the jury, defendant waive [s] his right to challenge the submission of the lesser charge on appeal” (People v Richardson, 88 NY2d 1049, 1051 [1996], citing People v Ford, 62 NY2d at 283).

We hold that where an indictment is based on legally sufficient evidence defendant’s statute of limitations defense is forfeited or waived by his request to charge the lesser included offense. This rule eliminates the danger of prosecutorial overcharging to circumvent the statute of limitations. Here the evidence before the grand jury was legally sufficient to support the depraved indifference charge.

A person is guilty of depraved indifference murder when “[u]nder circumstances evincing a depraved indifference to human life, he recklessly engages in conduct which creates a grave risk of death to another person, and thereby causes the death of another person” (Penal Law § 125.25 [2]). Legally sufficient evidence is defined as “competent evidence which, if accepted as true, would establish every element of an offense charged” (CPL 70.10 [1]). In the context of grand jury proceedings, “legal sufficiency means prima facie proof of the crimes charged, not proof beyond a reasonable doubt” (People v Bello, 92 NY2d 523, 526 [1998]; see People v Mayo, 36 NY2d 1002, 1004 [1975]). Courts assessing the sufficiency of the evidence before a grand jury must evaluate “whether the evidence, viewed most favorably to the People, if unexplained and uncontradicted—and deferring all questions as to the weight or quality of the evidence—would [275]*275warrant conviction” (People v Carroll, 93 NY2d 564, 568 [1999]; see People v Swamp, 84 NY2d 725, 730 [1995]).

Defendant’s brother, the primary witness who appeared before the grand jury to relate the events surrounding Raymond Umber’s death, testified that on the afternoon of July 7, 1978 he (then age 16) had accompanied defendant (then age 17) and three friends to the Sylvan Beach pier to go swimming. In order to access the pier, the group had to climb over a fence separating the beach area from the pier.

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Bluebook (online)
804 N.E.2d 392, 1 N.Y.3d 269, 772 N.Y.S.2d 228, 2003 N.Y. LEXIS 3369, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-mills-ny-2003.