People v. Philips

180 Misc. 2d 934, 692 N.Y.S.2d 915, 1999 N.Y. Misc. LEXIS 228
CourtNew York Supreme Court
DecidedMay 10, 1999
StatusPublished
Cited by1 cases

This text of 180 Misc. 2d 934 (People v. Philips) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Philips, 180 Misc. 2d 934, 692 N.Y.S.2d 915, 1999 N.Y. Misc. LEXIS 228 (N.Y. Super. Ct. 1999).

Opinion

OPINION OF THE COURT

Robert Charles Kohm, J.

Defendant, in two separate indictments, is charged with a series of sexual assaults on young women in the County of Queens.

On March 31, 1999, the defendant sought to introduce the testimony of two expert witnesses, and his application was denied. Since the relief sought was novel, the court will amplify its decision in the following memorandum.

I. THE EXPERT WITNESSES

Defendant requests the testimony of two expert witnesses. The first application seeks the use of an expert witness in the field of voluntary confessions, designated as a “voluntariness” expert. The second seeks a similar order granting the use of an expert witness on police procedure. The court will consider each application on its own merits.

II. THE “VOLUNTARINESS” EXPERT

The initial request would allow a psychologist to testify as an expert witness with respect to the reliability of confessions derived from custodial police interrogation. The proposed expert has a Ph D in psychology and a Juris Doctor. As for practical experience, the witness has a specialty in the field of clinical psychiatry and also has spent a significant amount of time meeting and diagnosing the defendant.

The law regarding expert witnesses is well settled. To start with, the admissibility and bounds of expert testimony are addressed primarily to the sound discretion of the trial court. (People v Cronin, 60 NY2d 430.) Legally, an “expert opinion is proper when it would help to clarify an issue calling for professional or technical knowledge, possessed by the expert and beyond the ken of the typical juror.” (De Long v County of Erie, 60 NY2d 296, 307.)

The role of an expert witness was succinctly stated in People v Schor (135 Misc 2d 636, 639), when the court noted: “the opinion of an expert in a specific field is admissible due to the necessity of receiving such evidence. ‘Where the subject matter [936]*936to be inquired about is presumed not to be within common knowledge and experience, and where legal inference predominates over statement of fact, expert opinion based on suitable hypothesis is required to furnish the basis for a determination by the ordinary jury; but where the matters are within the experience and observation of the ordinary jurors, from which they may draw their own conclusions, and the facts are of such a nature as to require no special knowledge or skill, the opinion of experts is unnecessary.’ (58 NY Jur 2d, Evidence and Witnesses, § 631, and the cases cited therein.)”

In the present case, the psychologist’s testimony would allegedly aid the jury in determining the voluntariness of defendant’s confession in light of the penitent “atmosphere in which [it was] taken and highly suggestive state of defendant’s mind at the time.” In addition, the purported expert would explore the defendant’s past history with the police department stemming from a bitter divorce and show how his contact with the police created an atmosphere of fear in the interrogation of the defendant. Finally, counsel maintains that the expert testimony is necessary to his defense since the average person does not possess the requisite knowledge to judge the voluntariness of defendant’s statements without the aid of such expert testimony. Basically then the witness would testify on the voluntariness of defendant’s statements in light of his past history, including marital problems, prior police contacts and other relevant factors pertinent to this case.

Defendant cites no New York case as authority for the use of an expert medical witness in the area of voluntary confessions but maintains that the doctrine set forth in United States v Shay (57 F3d 126 [1st Cir 1995]) should be applied. In that case, defendant was found guilty of aiding to blow up his father’s car. In proving its case, the Government utilized statements made by the defendant to the police, media and fellow inmates. Defendant argued that his statements were unreliable and should be disregarded. During trial, the defense attempted to call Dr. Robert Phillips, a psychiatrist who was prepared to testify that defendant suffered from a recognized mental disorder known as “pseudologia fantástica”. This disorder is sometimes known as Munchausen’s disease named after Baron von Munchausen, a German storyteller who wandered about the country spinning tall tales. Dr. Phillips was prepared to show that defendant would spin out a web of lies simply to place himself at the center of attention, creating fantasies to satisfy inner psychological needs.

[937]*937The District Court refused to permit expert testimony as regards the fantasy disorder, reasoning that the jury did not need such evidence on the issue of defendant’s credibility. The United States Court of Appeals, First Circuit, reversed the lower court, holding, inter alia, that the District Court’s ruling violated rule 702 of the Federal Rules of Evidence. The Court of Appeals reasoned that while a jury is generally able to assess the reliability of statements, it needed expert assistance to understand and evaluate the effects of this specific recognized mental disorder on reliability. While counsel concedes that the Federal Rules of Evidence do not bind this court, he maintains that the Shay reasoning should still be applied.

The People oppose the expert witness request. They argue that the voluntariness of a confession is not outside the understanding of an average juror. Expert testimony is admissible only to explain events outside the ken of the ordinary juror (People v Cronin, 60 NY2d 430, supra) and the facts of a confession are clearly within normal understanding. Also, confessions are the province of the jury and the Criminal Jury Instructions include a charge to the jury on this very point. Thus, whether a statement was “voluntarily made”, and whether a statement is truthful are both issues of fact for the jury to determine (1 CJI[NY] 11.01).

Therefore, the prosecution reasons that since voluntariness of statements is within the range of a jury’s experience and its determination rests with that body as a matter of law, there is no need of expert testimony on the voluntariness of defendant’s confession in this case.

III. STANDARD OF ADMISSIBILITY

New York has a twofold test for the admissibility of scientific expert evidence. The first requirement is that the opinion testimony “depend upon professional or scientific knowledge or skill not within the range of ordinary training or intelligence” (Dougherty v Milliken, 163 NY 527, 533; see also, People v Allweiss, 48 NY2d 40, 50). The second is that such “expert testimony be based on a scientific principle or procedure which has been ‘ “ ‘sufficiently established to have gained general acceptance in the particular field in which it belongs’ ” ’ ” (People v Wernick, 89 NY2d 111, 115). In the present case, defendant seeks to offer a voluntariness expert, that is, a medical witness who would testify with respect to the reliability of confessions. In support of this application, defendant offers an article printed in the winter 1998 edition of the Journal of Criminal [938]

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Bluebook (online)
180 Misc. 2d 934, 692 N.Y.S.2d 915, 1999 N.Y. Misc. LEXIS 228, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-philips-nysupct-1999.