People v. Parker

271 A.D.2d 63, 711 N.Y.S.2d 656, 2000 N.Y. App. Div. LEXIS 7642
Appellate Division of the Supreme Court of the State of New York·Decided July 7, 2000·Published·Cited by 31 cases

Opinion

OPINION OF THE COURT

Per Curiam.

Defendants appeal from judgments of conviction entered upon their negotiated guilty pleas. The plea agreement in each case included a sentencing promise from County Court, conditioned upon the defendant’s cooperating with the Probation Department in the preparation of a presentence investigation report and being truthful with the court and the Probation Department. On appeal, defendants challenge the enhancement of their sentences based upon their violation of one or more of those conditions. We conclude in all four cases that the violation of those conditions does not warrant the additional punishment imposed by the court.

I

PEOPLE v PARKER

Defendant agreed to enter an Alford plea (see, North Carolina v Alford, 400 US 25) to the charge of sodomy in the first degree (Penal Law § 130.50 [3]) with the understanding that he would receive a sentence of incarceration of 2 to 6 years. As part of the plea agreement, defendant signed a form entitled ‘Waiver of Rights by Pleading Guilty” (waiver form). In light of the Alford plea, the items containing admissions that defendant committed a crime and engaged in culpable behavior were [65] stricken from the waiver form. The waiver form states that defendant agrees to “cooperate with the Probation Department in the preparation of a Pre-Sentence Investigation Report” and “truthfully answer all questions asked of [him] by the Probation Department.” The waiver form further provides that, if defendant fails to comply with the stated conditions, the sentencing court is not bound by any promises and defendant will not be permitted to withdraw the plea. During the plea proceeding, defendant acknowledged that he had read and understood the waiver form before signing it. Defendant also advised the court that he understood that part of the waiver form providing that he was waiving his right to appeal.

At sentencing, the prosecutor asked the court to impose the agreed-upon sentence. The court determined, however, that defendant had violated the conditions of the plea agreement requiring him to cooperate with the Probation Department in the preparation of a presentence investigation report and to answer truthfully the questions asked of him by the Probation Department. In making that determination, the court relied upon the following statement by the probation officer who prepared the presentence investigation report: “The defendant refused to discuss the offense. He stated because he entered an Alford Plea in court, he thought it would be inappropriate to discuss the details of the offense with this investigator.” The court imposed a sentence of incarceration of SVs to 25 years.

Following sentencing, defendant moved for resentencing, seeking a term of 2 to 6 years in accordance with the plea agreement. In an affidavit supporting the motion, defense counsel explained that, given the nature of an Alford plea, he had advised defendant not to discuss the details of the offense with the probation officer conducting the presentence investigation. The court denied the motion.

PEOPLE v CAMPBELL

Defendant agreed to plead guilty to criminal sale of marihuana in the first degree (Penal Law § 221.55) and criminal possession of marihuana in the second degree (Penal Law § 221.25) with the understanding that he would receive a sentence of five years’ probation. During the plea proceeding, the court advised defendant that its sentencing promise was conditioned, inter alia, upon defendant’s answering the court’s questions truthfully and answering the questions posed by the Probation Department truthfully during the course of the presentence investigation. The court further advised defendant [66] that, if he violated those conditions, the court would not keep its sentencing promise and defendant would not be permitted to withdraw the plea. Defendant acknowledged that he was waiving his right to appeal as part of the plea agreement. In response to the court’s questions, defendant stated that he was satisfied with his attorneys advice and representation.

At sentencing, the court imposed a sentence of six months’ incarceration in addition to the agreed-upon sentence of five years’ probation. The court explained that the enhancement of the sentence was based upon the statement of defendant to the probation officer that his lawyer did not help him. Defense counsel objected to the enhanced sentence, contending that defendant had not lied to the court or the probation officer when he expressed his opinion concerning his attorneys services and that, in any event, such an expression of opinion is not a proper basis for enhancement of the sentence.

PEOPLE v BRADSHAW

Defendant agreed to plead guilty to attempted criminal sale of a controlled substance in the third degree (Penal Law §§ 110.00, 220.39 [1]) with the understanding that the court would impose a sentence of incarceration of lVs to 4 years. During the plea proceeding, the court explained that its sentencing promise was conditioned upon, inter alia, defendant’s answering the court’s questions truthfully, cooperating with the presentence investigation and answering the probation officer’s questions truthfully. The court also advised defendant that, if he violated any of those conditions, the court would not be bound by its sentencing promise and defendant would not be permitted to withdraw the plea. As part of the plea agreement, defendant also waived his right to appeal. During the factual allocution, defendant admitted that he sold several bags of cocaine to an undercover police officer.

At sentencing, the prosecutor asked the court to sentence defendant in accordance with the plea agreement. The court determined, however, that defendant violated the conditions of that agreement by failing to complete a drug and alcohol evaluation and in providing false accounts of the offense to the probation officer conducting the presentence investigation. Defendant acknowledged that he had been referred by the Probation Department for a drug and alcohol evaluation, but explained that the evaluation was delayed because he could not afford to pay for it. Defendant also admitted that he initially lied to the probation officer with respect to his commission of the crime, [67] but he ultimately told the probation officer that he sold cocaine to an undercover police officer. The court imposed a sentence of incarceration of 3 to 9 years.

PEOPLE v SEOUD

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People v. Parker, 271 A.D.2d 63, 711 N.Y.S.2d 656, 2000 N.Y. App. Div. LEXIS 7642 (N.Y. Ct. App. 2000).

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