People v. Orin

533 P.2d 193, 13 Cal. 3d 937, 120 Cal. Rptr. 65, 1975 Cal. LEXIS 217
CourtCalifornia Supreme Court
DecidedApril 4, 1975
DocketCrim. 17731
StatusPublished
Cited by283 cases

This text of 533 P.2d 193 (People v. Orin) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Orin, 533 P.2d 193, 13 Cal. 3d 937, 120 Cal. Rptr. 65, 1975 Cal. LEXIS 217 (Cal. 1975).

Opinion

*940 Opinion

SULLIVAN, J.

The People appeal from an order dismissing two counts of a three-count information (Pen. Code, § 1238, subd. (a)(8)), 1 the court having entered judgment of conviction on defendant’s plea of guilty to the remaining count and sentenced defendant to state prison for the term prescribed by law.

Defendant was charged by information with three counts all arising out of the same incident; in count I with attempted robbery (§§ 211, 664); in count II with burglary (§ 459); and in count III with assáult with a deadly weapon (§ 245, subd. (a)).

With respect to counts I and II, it was alleged that at the time of the commission of said offenses defendant was armed with a deadly weapon within the meaning of sections 3024 and 12022, that he used a firearm within the meaning of section 12022.5, and that he intentionally inflicted great bodily injury upon the person of Violet V. Myers. 2

Defendant was arraigned and entered a plea of not guilty to each count. Thereafter on defendant’s motion and pursuant to Evidence Code sections 730 and 1017, the court appointed two doctors to examine defendant, to perform specified tests upon him and to prepare a confidential report for defendant.

When the case was called for trial, the following occurred. The prosecutor immediately addressed the court, stating that the People were ready to proceed to trial on all counts and that any plea to count III was unacceptable. 3 Shortly thereafter defendant’s counsel informed the court that defendant was willing to withdraw his plea of not guilty to the charge of assault with a deadly weapon and to enter a plea of guilty to that count (count III). The court replied that it was “willing to accept that plea at this time as to Count III and put the matter of the disposition of the remaining counts over to the time of probation and sentence proceedings. This would be in the nature of a plea bargain in which the People do not wish to enter, as stated by [the prosecutor] and with the. *941 further understanding that if the Court feels that it cannot at that time accept it, that the Court would allow you to set the plea aside and go to trial. . . . The Court feels that we can proceed on that basis. The Court, on it’s [ízc] own motion, will dismiss the remaining counts against you.” Defendant responded that he understood. Continuing, the court warned defendant that if this disposition of the case proved acceptable, it was likely that defendant would be sentenced to state prison for the term prescribed by law on count III. The prosecutor again objected to the proposed arrangement and indicated the People’s readiness to proceed to trial on all three counts.

Defendant made appropriate Tahl waivers (see In re Tahl (1969) 1 Cal.3d 122 [81 Cal.Rptr. 577, 460 P.2d 449]), 4 and entered a plea of guilty to count III. Over further objection by the People to the court’s contemplated dismissal of the charges of attempted robbery and burglary, the court continued the case to the date set for the probation and sentence hearing with respect to count III and for the disposition of counts I and II.

At the probation and sentence hearing, the People moved that the guilty plea be withdrawn and that they be given the right to go to trial on all three counts. The court denied the motion, stating; “Well, the Court, especially after getting the probation report and it seems like there was some psychiatrist report in connection with that, ... which would indicate there would be probably a serious problem concerning the specific intent required as to the 211 robbery because of the excessive use of alcohol, and the factual situation in connection with it, still feels this would be the proper plea and so finds ....”

The court thereupon denied probation as well as defendant’s alternative request for commitment for diagnosis and treatment (see § 1203.03), sentenced defendant on count III to state prison for the term prescribed by law, and dismissed counts I and II in the interests of justice. These proceedings are reflected in a printed form denominated “Judgment” (as distinguished from “Minute Order”); at the bottom of the form a box is checked, indicating “Remaining counts dismissed in interests of justice.” We set forth in the margin the pertinent part of the record. 5 This appeal followed.

*942 It is clear and indeed the parties agree that the court’s action in dismissing the two counts was purportedly taken pursuant to section 1385. 6 The People contend, however, that such dismissal constituted an abuse of discretion. They argue that since it was ordered, over their objection, solely because defendant had pleaded guilty to the third count, the dismissal was not “in furtherance of justice” (see § 1385, and fn. 6, ante), and therefore beyond the power vested in the court by the above statute. 7

Before we proceed to the merits of the People’s argument we dispose of two preliminary matters. First, we observe that notwithstanding the court’s characterization of the disposition of the cause below as being “in the nature of a plea bargain,” there was in fact no plea bargain and we are not here presented with any issue of the existence, validity or effect of any plea bargain.

The process of plea bargaining which has received statutory and judicial authorization as an appropriate method of disposing of criminal prosecutions contemplates an agreement negotiated by the People and the defendant and approved by the court. (§§ 1192.1, 1192.2, 1192.4, 1192.5; People v. West (1970) 3 Cal.3d 595, 604-608 [91 Cal.Rptr. 385, 477 P.2d 409].) Pursuant to this procedure the defendant agrees to plead guilty in order to obtain a reciprocal benefit, generally consisting of a less severe punishment than that which could result if he were convicted of all offenses charged. (People v. West, supra, 3 Cal.3d at p. 604.) This more lenient disposition of the charges is secured in part by prosecutorial consent to the imposition of such clement punishment (§ 1192.5), by the People’s acceptance of a plea to a lesser offense than that charged, either in degree (§§ 1192.1, 1192.2) or kind (People v. West, supra, 3 Cal.3d.at p. 608), or by the prosecutor’s dismissal of one or more counts of a multi-count indictment or information. Judicial approval is an *943 essential condition precedent to the effectiveness of the “bargain” worked out by the defense and prosecution. (§§ 1192.1, 1192.2, 1192.4, 1192.5; People v. West, supra, 3 Cal.3d at pp.

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Cite This Page — Counsel Stack

Bluebook (online)
533 P.2d 193, 13 Cal. 3d 937, 120 Cal. Rptr. 65, 1975 Cal. LEXIS 217, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-orin-cal-1975.