People v. Superior Court

19 Cal. App. 3d 522, 97 Cal. Rptr. 118, 1971 Cal. App. LEXIS 1301
California Court of Appeal·Decided August 23, 1971·No. Civ. 13052·Published·Cited by 34 cases

Opinion

Opinion

FRIEDMAN, Acting P. J.

The People seek a writ of prohibition to restrain the superior court from dismissing a narcotics prosecution after the *526 court sustained the People’s claim of privilege against harmful disclosure of official information in the files of the state Bureau of Narcotics Enforcement.

The facts will possess heightened significance against the backdrop of the governing statutes. Evidence Code section 1040 establishes a governmental privilege barring evidence of official information whose disclosure is against the public interest. 1 The privilege is conditional in the sense that the court must weigh the necessity for preserving the confidentiality of the information against the necessity for disclosure in the interest' of justice. (See Witkin, Cal. Evidence (2d ed. 1966) §§ 865-867.) A procedure for judicial inquiry is supplied by Evidence Code section 915, subdivision (b), which provides for a hearing in the judge’s chambers attended only by the judge and representatives of the public agency asserting the privilege. 2 In order to protect the interests of an accused person where the government’s claim of privilege is sustained, Evidence Code section 1042, subdivision (a), directs the court to make an appropriate order adverse to the prosecution. 3

*527 Statutes which confirm citizens’ right to inspect public records declare an express exception for records of investigations conducted by the office of the Attorney General and the Department of Justice. (Gov. Code, § 6254.) The Bureau of Narcotics Enforcement is a component of the Department of Justice under the overall direction of the Attorney General. (Gov. Code, §§ 15000-15001.)

John Biggs was about to go to trial, accused of having sold methedrine on December 5, 1970. Buyer of the methedrine was Stephen Clark, who had entered Biggs’ home to make the purchase as an undercover operator for the Bureau of Narcotics Enforcement. Biggs himself was a parolee, having experienced a prior narcotics conviction. As revealed by later testimony, Biggs’ defense would be twofold: first, that Lee Smith, who lived with Biggs, had actually sold the methedrine to Clark; second, that presence of the narcotics in Biggs’ home and his awareness of Smith’s activities was ascribable to the fact that Biggs himself was an active undercover operator for the Bureau of Narcotics Enforcement, accustomed to phoning in reports relative to Smith’s visitors and customers.

With a view to proving Biggs’ connection with the Bureau of Narcotics Enforcement at his coming trial, his attorney secured a subpoena duces tecum calling for production of certain records of the bureau. Although much broader originally, the request eventually narrowed down to the bureau’s records of cases in which Biggs had supplied information to bureau agents which had been followed either by arrests or by investigations. These records, it appeared, took the form of notebooks and diaries in which agents kept daily records of their activities, including contacts with informers. The bureau invoked the privilege against harmful disclosure of official information (Evid. Code, § 1040, supra) and the prosecution moved to quash the subpoena. The case went to trial before a jury. Hearings on the state’s motion to quash were sandwiched into recesses of the jury trial.

On the afternoon of the first day of trial the court conducted an in camera hearing under the provisions of section 915, subdivision (b). Other than the judge, the only persons present were three agents of the Bureau of Narcotics Enforcement and the deputy district attorney. Content of the hearing is unreported and unrecorded.

After the in camera hearing the prosecution supplied Biggs with some of the information demanded in the subpoena. Included in this information *528 was a statement that the bureau had paid Biggs $20 on June 1, 1970, and $20 on August 19, 1970. The bureau nevertheless maintained its claim of privilege as to any recorded communications from Biggs in his asserted role as an informer. The court sustained the claim of privilege.

Before the jury convened for the third day of the trial, the court ruled that if the prosecution insisted on its claim of privilege, it would order dismissal of the charge against Biggs. The court expressed the opinion that, as the testimony had unfolded, the information sought by Biggs was material and bore on the question of guilt or innocence. Later that day, in open court, the prosecution offered to supply the defense with those portions of the diaries and notebooks describing reports made by Biggs after masking out those portions of the records not pertaining to Biggs. Defense counsel did not accept the offer. The court did not push the matter, but stood by its nondisclosure ruling. The prosecution immediately applied to this court for a writ of prohibition to prevent the court from entering an order of dismissal. Upon receiving this court’s stay order, the trial judge ordered the trial to continue. The case was submitted to the jury, which returned a guilty verdict. Since then and pending disposition of the prohibition proceeding in this court, the trial court has deferred sentencing Biggs.

California’s new Evidence Code was adopted in 1965. The provisions in question (fns. 1, 2, 3, supra) represent an incomplete realization of concepts developed by antecedent case law. The development had its modem genesis in United States v. Reynolds (1953) 345 U.S. 1 [97 L.Ed. 727, 73 S.Ct. 528, 32 A.L.R.2d 382], a civil action in which the government, as defendant, had claimed a privilege against producing military aircraft secrets demanded by the plaintiffs. For our purposes the following points of the Reynolds decision seem salient: First, the government’s claim of privilege is not conclusive; it is subject to judicial inquiry but without forcing public disclosure of the very material the privilege is designed to protect. Second, the litigant must make a showing of necessity which will determine how far the court will probe in satisfying itself that the government’s claim of privilege is appropriate. 4 Third, the litigant’s claim of necessity may be minimized if the government offers an “available alternative” which would permit the litigant to make out his case without forcing a showdown on the claim of privilege. Fourth is a dictum recognizing criminal cases which per *529 mit the government to invoke its claim of privilege only at the price of letting the defendant go free.

Prior to adoption of the California Evidence Code, both federal and California decisions had established a criminal defendant’s right to the production of meaningful evidence in the hands of the prosecution absent some overriding public interest. 5

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People v. Superior Court, 19 Cal. App. 3d 522, 97 Cal. Rptr. 118, 1971 Cal. App. LEXIS 1301 (Cal. Ct. App. 1971).

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