People v. O'Keefe

281 A.D. 409, 120 N.Y.S.2d 349
Appellate Division of the Supreme Court of the State of New York·Decided March 11, 1953·Published·Cited by 27 cases

Opinions

Halperw, J.

This case is before the court for decision after reargument upon a corrected record.

On September 17, 1952, this court reversed the judgments of conviction by a vote of three to two. (280 App. Div. 546.) Thereafter on November 6, 1952, upon the application of the appellants, the Trial Judge ordered that there be added to the printed record certain statements by counsel and the court which had been omitted by error of the printer. Also, upon the application of the respondent the Trial Judge ordered that there be added to the record certain testimony which had been omitted by a stipulation into which the District Attorney [412] had entered at the request of the appellants upon the representation that the omitted matter did not have any material bearing upon any point which the appellants intended to raise upon the appeal.

On January 7, 1953, on the motion of the respondent, this court ordered a reargument upon the corrected record. (281 App. Div. 774.)

One of the grounds upon which the judgments had been reversed has been completely obviated by the testimony which has been added to the record. The testimony meets the objection that there was no proof as to the accuracy of the typewritten transcripts which were used upon the trial as an aid to the understanding of the wire-tap recordings. It now appears that there was sufficient proof of the accuracy and reliability of the transcripts to authorize their use upon the trial.

The statements by counsel and the Trial Judge which were added to the record on the appellants’ application bear upon the other principal ground upon which the majority of the court based its reversal, namely, the private conversation between the Trial Judge and one of the jurors. The added material consists of the following: After the purported reservation of rights by counsel which appeared in the original printed record, it now appears that there was a response by the Trial Judge as follows: ‘ ‘ All such rights are reserved until close of the trial ”. There followed a further statement by another of the defendants’ counsel, repeating the request that the so-called reservation be noted in the minutes, and the Judge replied: “ That’s correct ”.

We have reviewed the entire record, including the added matter, and we have come to the conclusion that there is no ground for reversal of the judgments of conviction.

Integrating the new matter into the original record, we find that this is what occurred:

Information had apparently been brought to the Trial Judge indicating that Mrs. Whiting, who had been accepted as juror No. 4, might possibly be disqualified as a juror. In the language of the Trial Judge: Before the selection of the jury was completed, but after juror number four was accepted and sworn, two affidavits were filed with the Court which indicated that there might be grounds for challenge for cause because of an acquaintance which had not previously been disclosed, and also that there might have been an improper communication between one of defense counsel and a member of the Jury Panel.”

[413] The Judge called Mrs. Whiting into his office while the court was not in session, to determine whether there was sufficient merit in the information which had reached him to warrant a public inquiry into the matter. This took place before 10:00 a.m. on March 19, 1951. The Judge told Mrs. Whiting that he had an affidavit relating to her qualifications as a juror; that he had learned that she knew a tenant in a building owned by a defendant; that the tenant had introduced her to the wife of this defendant; and that she herself had once lived in that building.

After his conversation with the juror, the Judge advised the defendants’ counsel of what had occurred and, according to the affidavit of Mr. Shanahan, the attorney for one of the defendants, he indicated that upon the basis of the information he had received, there was “ considerable doubt as to whether Mrs. Whiting should be permitted to continue as a juror in this case ” and that he had been advised by the District Attorney that it was his intention “ to request that Mrs. Whiting be excused for cause under the provisions of Section 371 of the Code of Criminal Procedure which permitted such a course even after the juror was accepted and sworn, if in the discretion of the Court such action was warranted.” The Judge pointed out this “ would result in a trial, in open Court, of the challenge for cause, and that he felt that such a course should be avoided, if it were possible to do so.” The Judge “ then suggested that the defendants’ Attorneys give consideration to the matter of consenting that Mrs. Whiting be excused as a juror in view of the information at that time before the Court.” After conferring with their clients, the defendants’ counsel advised the Judge that they declined to consent to the excuse of the juror, although the Judge offered to add an additional peremptory challenge to the number of challenges then remaining if they agreed to the excuse of the juror.

Later on the same day, the District Attorney advised the Judge that he had decided not to press the challenge for cause and the Judge so advised the defendants’ counsel. That was the end of the matter at that time. The defendants’ counsel did not ask that the juror be excused because of any alleged prejudicial effect of the private interview by the Judge, nor did they ask to be allowed to examine Mrs. Whiting further, nor did they move for a mistrial or for any other relief. The selection of the jury proceeded; the jury was completed by the acceptance of the twelfth juror and of two. alternate jurors on March 20, 1951.

[414] Several days later, on March 26, 1951, before the opening addresses to the jury were made, counsel for the defendants entered upon the record the following statement: “ we would like to simply reserve further our right to make any motion that may be appropriate with reference to the transaction wherein your Honor discussed with the Juror Whiting certain matters concerning her qualifications at a time when none of us were present or had any notice of it. We would like to reserve our right until the close of the trial to make any motion in that regard. We specifically asked to have our reservation noted on the record, however, so that there could be no claim in the future that we had made any waiver of any rights that we might have in that regard.”

As appears from the corrected record, the Trial Judge responded: £ £ All such rights are reserved until close of the trial.”

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People v. O'Keefe, 281 A.D. 409, 120 N.Y.S.2d 349 (N.Y. Ct. App. 1953).

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