People v. Nguyen

209 P.3d 946, 46 Cal. 4th 1007, 95 Cal. Rptr. 3d 615, 2009 Cal. LEXIS 6020
CourtCalifornia Supreme Court
DecidedJuly 2, 2009
DocketS154847
StatusPublished
Cited by97 cases

This text of 209 P.3d 946 (People v. Nguyen) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Nguyen, 209 P.3d 946, 46 Cal. 4th 1007, 95 Cal. Rptr. 3d 615, 2009 Cal. LEXIS 6020 (Cal. 2009).

Opinions

Opinion

BAXTER, J.

California’s “Three Strikes” law (Pen. Code, §§ 667, subds. (b)-(i), 1170.12, subds. (a)-(d))1 increases the maximum sentence for an adult felony offense upon proof that the defendant has suffered one or more qualifying “prior felony convictions”—a term that specifically includes certain prior criminal adjudications sustained by defendant, while a minor, under the juvenile court law. (§§ 667, subd. (d)(3), 1170.12, subd. (b)(3); see Welf. & Inst. Code, § 601 et seq.) Does the United States Constitution allow such use of a prior juvenile adjudication even though there was no right to a jury trial in the juvenile proceeding? Like the majority of recent courts to address the issue, we conclude the answer is yes.

The question arises in the following context: A series of United States Supreme Court decisions, beginning with Apprendi v. New Jersey (2000) 530 U.S. 466 [147 L.Ed.2d 435, 120 S.Ct. 2348] (Apprendi), establishes an adult criminal defendant’s general right, under the Fifth, Sixth, and Fourteenth Amendments, to a jury finding beyond reasonable doubt of any fact used to increase the sentence for a felony conviction beyond the maximum term permitted by conviction of the charged offense alone. (E.g., Oregon v. Ice (2009) 555 U.S. _, _ [172 L.Ed.2d 517, 129 S.Ct. 711, 714] (Ice); Cunningham v. California (2007) 549 U.S. 270, 274-275 [166 L.Ed.2d 856, 127 S.Ct. 856] (Cunningham); Blakely v. Washington (2004) 542 U.S. 296, 303-305 [159 L.Ed.2d 403, 124 S.Ct. 2531] (Blakely); Apprendi, supra, at p. 490.) Apprendi found this principle inherent in the common law tradition, in effect when the Sixth Amendment was adopted, that any fact crucial to the maximum punishment for an offense was, for that purpose, an “element” of the offense, and thus equally subject to the requirements of indictment or presentment, proof beyond reasonable doubt, and jury trial. (Apprendi, supra, at pp. 476-485.)

Here, in adult felony proceedings, the complaint charged, for purposes of sentence enhancement, that defendant previously had sustained a juvenile [1011]*1011adjudication which qualified as a “prior felony conviction” under the Three Strikes law. By statute, California affords an adult criminal defendant the right to a jury trial on whether he or she “has suffered” an alleged prior conviction. (§§ 1025, subds. (a), (b), 1158.) Defendant waived that jury-trial right in this case. Documentary evidence presented to the court indicated that, in a prior juvenile proceeding, defendant, then 16 years old, had admitted committing an aggravated assault, and an adjudication to that effect had been entered accordingly. On this basis, the sentencing court in this case found the prior conviction allegation true. Applying the “second strike” provision of the Three Strikes law, the court doubled defendant’s sentence for the current offense.

Nonetheless, defendant claims the Apprendi rule barred use of the prior juvenile adjudication to enhance his maximum sentence in the current case because the prior juvenile proceeding, though it included most constitutional guarantees attendant upon adult criminal proceedings, did not afford him the right to a jury trial. (McKeiver v. Pennsylvania (1971) 403 U.S. 528 [29 L.Ed.2d 647, 91 S.Ct. 1976] (McKeiver); People v. Lara (1967) 67 Cal.2d 365, 398 [62 Cal.Rptr. 586, 432 P.2d 202]; In re Daedler (1924) 194 Cal. 320 [228 P. 467]; see Welf. & Inst. Code, § 702.) He bases this claim on language employed by the United States Supreme Court to justify an exception to the Apprendi rule—i.e., that “the fact of a prior conviction,” used to enhance the maximum sentence for a later offense, need not be proved to a jury beyond reasonable doubt, but may simply be found by the sentencing court. (Apprendi, supra, 530 U.S. 466, 490; see Almendarez-Torres v. United States (1998) 523 U.S. 224, 239-247 [140 L.Ed.2d 350, 118 S.Ct. 1219] (Almendarez-Torres); Jones v. United States (1999) 526 U.S. 227, 248-249 [143 L.Ed.2d 311, 119 S.Ct. 1215] (Jones).)

The high court has given several reasons for treating “the fact of a prior conviction” differently from other sentencing facts that may increase the maximum punishment for an offense. The court has noted that “recidivism” is a highly traditional basis for a court to increase a current offender’s sentence, and that, unlike a typical “element,” this factor relates not to the circumstances of the current offense, but only to punishment. Finally, in remarks upon which defendant primarily relies, the court has stressed that prior convictions have been obtained in proceedings which themselves included substantial procedural protections, including proof beyond reasonable doubt and the right to a jury trial. (Apprendi, supra, 530 U.S. 466, 488, 496; Jones, supra, 526 U.S. 227, 249; see Almendarez-Torres, supra, 523 U.S. 224, 243-244.)

On this basis, the Court of Appeal agreed with defendant that, under Apprendi, the absence of a jury-trial right in juvenile proceedings bars the use [1012]*1012of prior juvenile adjudications to increase the maximum sentence for a subsequent adult felony offense. In essence, the Court of Appeal found Apprendi requires a jury trial right at some point in the determination of any fact that may increase the maximum sentence for an adult felony conviction.

But the People urge that, because juvenile law adjudications of criminal conduct are subject to virtually all constitutional protections that apply to adult criminal trials—particularly including the standard of proof beyond a reasonable doubt—they fairly and reliably demonstrate the defendant’s “recidivism.” Thus, the People argue, if a prior juvenile proceeding included all the rights and guarantees constitutionally applicable therein, the resulting adjudication satisfies Apprendi’s justifications for the “prior conviction” exception, and is properly included within that exception, even though it did not include the right to a jury trial. Even if the “prior conviction” exception does not apply, the People assert, California complies with the basic holding of Apprendi by affording the right to a jury trial in the current case as to the sentencing “fact” therein at issue—i.e., the existence of the prior juvenile adjudication.

We generally agree with the People. As noted, Apprendi requires, at most, the right to a jury trial in the current criminal proceeding with respect to any sentencing fact that may increase the maximum punishment for the underlying conviction.

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Cite This Page — Counsel Stack

Bluebook (online)
209 P.3d 946, 46 Cal. 4th 1007, 95 Cal. Rptr. 3d 615, 2009 Cal. LEXIS 6020, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-nguyen-cal-2009.