People v. Nelson

411 N.E.2d 261, 82 Ill. 2d 67
Illinois Supreme Court·Decided September 29, 1980·No. 52823·Published·Cited by 45 cases

Opinion

82 Ill.2d 67 (1980)
411 N.E.2d 261

THE PEOPLE OF THE STATE OF ILLINOIS, Appellant,
v.
WILLIAM H. NELSON, Appellee.

No. 52823.

Supreme Court of Illinois.

Opinion filed September 29, 1980.

*68 William J. Scott, Attorney General, of Springfield, and Ronald Dozier, State's Attorney, of Bloomington (Donald B. Mackay, Melbourne A. Noel, Jr., and Faith S. Salsburg, Assistant Attorneys General, of Chicago, and Gary J. Anderson and Robert J. Binderman, of the State's Attorneys Appellate Service Commission, of Springfield, of counsel), for the People.

Daniel D. Yuhas, Deputy Defender, and Gary R. Peterson, Assistant Defender, of the Office of the State Appellate Defender, of Springfield, for appellee.

Appellate court reversed; circuit court affirmed.

MR. CHIEF JUSTICE GOLDENHERSH delivered the opinion of the court:

In a jury trial in the circuit court of McLean County defendant, William H. Nelson, was convicted of burglary and theft over $150. He was sentenced to the penitentiary for a term of seven years on the burglary count and five years on the theft count, to run concurrently. The appellate court reversed and remanded (77 Ill. App.3d 85), and we allowed the People's petition for leave to appeal. In reversing, the appellate court held that the assistant public defenders who represented defendant and a codefendant *69 were to be "treated as one lawyer or at least as though they were members of the same firm." (77 Ill. App.3d 85, 87.) It determined that a conflict of interest arose in the joint representation of these codefendants and that when that conflict became obvious it was incumbent upon the circuit court to effect appointment of different counsel. The People contend that the representation of defendant and his codefendant by two different assistant public defenders was not joint representation and that there was no actual conflict of interest. The People contend further that no assertion of a conflict of interest was made prior to trial and the circuit court was not required sua sponte to recognize that there was a possible conflict of interest and appoint other counsel for defendant.

In separate informations, defendant and a codefendant, John Rogers, were charged with the offenses of burglary and theft over $150, and the McLean County public defender was appointed to represent them. At their joint preliminary hearing assistant defender John Schwulst represented both defendant and Rogers. Thereafter defendant was represented by assistant defender William Paul, while assistant defender Schwulst continued to represent Rogers. Prior to defendant's trial Rogers pleaded guilty to the charge of burglary; however, at that time he had not yet been sentenced.

The evidence at trial showed that in the early morning hours of August 15, 1978, Maupin's Market in Saybrook was burglarized. The owner testified that a number of cartons of cigarettes, some keys, and a quantity of change were missing from the store. Witnesses were unable to describe the perpetrators, but they testified that two persons departed the scene in a light-blue pickup truck. A short time after the occurrence an Illinois State Trooper noticed a pickup truck that was parked on a rural road and matched the description given by witnesses. The officer observed grocery sacks containing cigarettes in the rear of *70 the truck, and, after assistance arrived, defendant and Rogers were taken into custody. When defendant was searched at the McLean County jail he was found to be in possession of keys taken from Maupin's Market and a large quantity of change.

At trial, defendant called only one witness, the codefendant, John Rogers. The examination conducted by defense counsel consisted of the following:

"Q. Please state your name.
A. John Louis Rogers.
Q. Mr. Rogers, calling your attention to August 15, 1978, at approximately 3:00 o'clock p.m., were you involved in a burglary of Maupin's Grocery in Saybrook, Illinois?
A. I refuse to answer the questions on the ground that it may incriminate me on the Fifth Amendment.
* * *
Q. Mr. Rogers, isn't it true that you picked up William Nelson hitchhiking after you left Saybrook on that night in question?
A. I refuse to answer the question.
Q. On the Fifth Amendment?
A. On the Fifth Amendment.
Q. Mr. Rogers, isn't it true that you burglarized that super market with another person and then dropped that person off who lived in Saybrook?
A. I refuse to answer that question on the Fifth Amendment.
Q. Mr. Rogers, isn't it true that you gave Mr. Nelson coins that were taken from that market in Saybrook, Illinois, on that night in question after you picked him up?
A. I refuse to answer on the Fifth Amendment.
Q. Isn't it true that you gave him two keys along with those coins after you stopped to pick him up when he was hitchhiking outside of Saybrook?
A. I refuse to answer on the Fifth Amendment.
Q. I have no other questions, Your Honor."

At the conclusion of this testimony the defense rested. After the conference on instructions defendant's counsel indicated that Rogers wished to testify. The court thereupon *71 examined Rogers outside the presence of the jury, and Rogers advised the court that he would follow the advice of his counsel, Schwulst, and refuse to testify. After closing arguments the jury retired and found defendant guilty on both counts.

At no time prior to or during trial, or in post-trial motions, did defendant suggest that a conflict of interest had arisen as a result of the alleged joint representation of defendant and Rogers by the public defender's office, and no motion was made requesting that independent counsel be appointed for that reason. Defendant filed two pro se motions which called into question the conduct of counsel. One, a motion for retrial, suggested that defendant's counsel, William Paul, intimidated John Rogers, resulting in Rogers' refusal to testify. The results of the circuit court's inquiry prior to sending the case to the jury did not support this contention. The other motion, in the form of a letter to the circuit court, suggested that there was a "conflict of interest" between defendant and his counsel because of disagreements over such matters as the waiver of a jury trial and counsel's willingness to interview John Rogers. Defendant in this letter requested that another attorney from the public defender's office, or an independent attorney, be appointed to replace William Paul, but did not point out any genuine conflict of interest. In addition, defendant filed a supplemental pro se motion for retrial, alleging that he had been denied legal representation from January 1, 1979, to January 25, 1979. The basis for this motion was that assistant defender Paul resigned from the public defender's office on January 1, 1979, and was not replaced by another assistant defender until January 25, 1979. In that interval no motions were heard, but defendant did not allege that he was prejudiced in any way.

The rule, long established in this jurisdiction, is that a criminal defendant in need of representation is entitled to *72

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People v. Nelson, 411 N.E.2d 261, 82 Ill. 2d 67 (Ill. 1980).

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