People v. Mosby

78 A.D.3d 1371, 911 N.Y.S.2d 493
Appellate Division of the Supreme Court of the State of New York·Decided November 18, 2010·Published·Cited by 6 cases

Opinion

Kavanagh, J.

Appeals (1) from a judgment of the County Court of Tompkins County (Sherman, J.), rendered May 23, 2006, upon a verdict convicting defendant of the crimes of criminal sale of a controlled substance in the third degree (two counts) and criminal possession of a controlled substance in the third degree (two counts), (2) by permission, from an order of said court, entered October 18, 2007, which denied defendant’s motion pursuant to CPL article 440 to, among other things, vacate the judgment of conviction, and (3) by permission, from an order of said court, entered July 28, 2008, which, upon renewal, adhered to its prior order.

Defendant was charged by indictment with selling cocaine, fentanyl and/or oxycodone to police officers working in an undercover capacity on two separate occasions in August 2005. Following a jury trial, he was found guilty of criminal sale of a controlled substance in the third degree (two counts) and criminal possession of a controlled substance in the third degree (two counts) and later sentenced, as a second felony offender, to an aggregate prison term of 10 years, plus three-year periods of postrelease supervision on each conviction as they relate to each drug transaction.

[1372]*1372County Court subsequently denied defendant’s motion pursuant to CPL 440.10 and 440.20 to vacate his judgment of conviction and sentence, as well as his motion to renew that application based on the discovery of new evidence. Defendant now appeals from his judgment of conviction and, by permission, from the denial of his CPL article 440 motion and his motion to renew.

In a prior opinion, this Court determined that the matter should be remitted to County Court to determine whether the prosecution failed to disclose certain Rosario material at trial, and, if so, whether a reasonable possibility existed that, had the jury heard this evidence or any part of it, it would have arrived at a different verdict (People v Mosby, 69 AD3d 1045 [2009]). Upon remittal and after a hearing, County Court determined that the material should have been disclosed but, even if it had been heard by the jury, it would not have resulted in a different verdict. We agree and affirm the judgment of conviction, as well as both orders denying defendant’s CPL article 440 motion and motion to renew.

While the prosecution provided defendant with tape recordings and other materials generated by the drug sales charged in the indictment, it originally failed to disclose the existence of a tape recording of a conversation between defendant and an undercover police officer that took place prior to the transactions in question. This conversation set the stage for the undercover police officer’s subsequent dealings with defendant, and the tape recording of it should have been disclosed to defendant prior to trial (see CPL 240.45 [1] [a]; People v Rosario, 9 NY2d 286, 290-291 [1961], cert denied 368 US 866 [1961]). However, we agree with County Court that, had this tape recording or any part of it been put into evidence at trial, it is highly unlikely, given its content, that the jury would have reached a different result (see CPL 240.75; People v Baghai-Kermani, 84 NY2d 525, 532 [1994]; People v Coley, 33 AD3d 383, 384 [2006], lv denied 8 NY3d 844 [2007]). The conversation clearly implicated defendant in ongoing drug activity, and nothing said during it was exculpatory or could have been used to support his proposed agency defense.

Next, we reject defendant’s arguments that he was denied the effective assistance of counsel due to counsel’s failure to request an agency charge with respect to counts three and four of the indictment and an expanded agency charge with respect to counts seven and eight of the indictment. To establish such a claim, “defendant must demonstrate that his attorney failed to provide meaningful representation” (People v Caban, 5 NY3d [1373]*1373143, 152 [2005]). While it is not necessary in making such a claim that defendant establishes that he was prejudiced by counsel’s failures, such a showing is undoubtedly significant; however, “[o]ur focus is on the fairness of the proceedings as a whole” (People v Stultz, 2 NY3d 277, 284 [2004]; see People v Caban, 5 NY3d at 155-156; People v Baldi, 54 NY2d 137, 146-147 [1981]). Moreover, a defendant must “demonstrate the absence of strategic or other legitimate explanations for counsel’s allegedly deficient conduct,” and counsel will not be found to have been ineffective simply as a result of a failure “to make a motion or argument that has little or no chance of success” (People v Caban, 5 NY3d at 152 [internal quotation marks and citations omitted]).

Defendant’s claim of ineffective assistance is based in part on his contention that counsel did not do all that he should have in pursuing an agency defense at trial. A defendant cannot be convicted of the illegal sale of narcotics if, at the time of the transaction, it is established that he is acting “solely as the agent of the buyer” (People v Lam Lek Chong, 45 NY2d 64, 73 [1978], cert denied 439 US 935 [1978]; accord People v Andujas, 79 NY2d 113, 117 [1992]). Moreover, a more expansive explanation regarding the agency defense should be given if, at the time of the sale, defendant has acted “both as a buyer in his [or her] own right and as agent to buy for another” (People v Andujas, 79 NY2d at 118). Here, defendant’s counsel did not request an expanded agency charge, but did request, as previously noted, the standard agency charge with respect to all but two counts of the indictment. Moreover, credible evidence was presented at trial that defendant initiated one of the sales and expected to receive a benefit — beyond an incidental benefit of drugs for himself — as a result of the other. In addition, no evidence was presented that defendant was acting as the undercover officer’s agent when he purchased the drugs or that he had obtained them prior to selling them to the undercover officer for his own personal consumption. Under the circumstances, we cannot say that counsel did not have a reasonable basis for not requesting that County Court give the jury a more expansive explanation of the agency defense in its charge (see People v Brimberry, 237 AD2d 229 [1997]; People v Job, 217 AD2d 497, 498 [1995], affd 87 NY2d 956 [1996]; see also People v Lam Lek Chong, 45 NY2d at 75; People v Sheppard, 273 AD2d 498, 499 [2000], lv denied 95 NY2d 908 [2000]).

We also reject defendant’s argument that counsel failed to effectively represent him when he did not obtain a copy of the original search warrant. Defendant argues that information in [1374]*1374the affidavit provided support for his claim that he only sold drugs to the undercover police officer because she promised to find him employment. However, the affidavit also implicated defendant in a drug sale for which he was never charged and, as such, can hardly be characterized as exculpatory and, more importantly, when read in its entirety, sets forth facts that are manifestly inconsistent with any agency defense (see People v Lam Lek Chong, 45 NY2d at 75-76; People v Brown, 52 AD3d 204, 205-206 [2008], lv denied 11 NY3d 786 [2008]).

Free access — add to your briefcase to read the full text and ask questions with AI

People v. Mosby, 78 A.D.3d 1371, 911 N.Y.S.2d 493 (N.Y. Ct. App. 2010).

78 A.D.3d 1371 (People v. Mosby) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

People v. Vickers
2017 NY Slip Op 9199 (Appellate Division of the Supreme Court of New York, 2017)
People v. Kramer
118 A.D.3d 1040 (Appellate Division of the Supreme Court of New York, 2014)
People v. Weatherspoon
86 A.D.3d 792 (Appellate Division of the Supreme Court of New York, 2011)
People v. Wimberly
86 A.D.3d 651 (Appellate Division of the Supreme Court of New York, 2011)
People v. Pecararo
83 A.D.3d 1284 (Appellate Division of the Supreme Court of New York, 2011)