People v. Mazumder

246 Cal. Rptr. 3d 450, 34 Cal. App. 5th 732
CourtCalifornia Court of Appeal, 5th District
DecidedApril 24, 2019
DocketG054966
StatusPublished
Cited by21 cases

This text of 246 Cal. Rptr. 3d 450 (People v. Mazumder) is published on Counsel Stack Legal Research, covering California Court of Appeal, 5th District primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Mazumder, 246 Cal. Rptr. 3d 450, 34 Cal. App. 5th 732 (Cal. Ct. App. 2019).

Opinions

MOORE, ACTING P. J.

*736The People filed an information charging defendant Devashish Mazumder with two assaultive felony sex offenses. As part of a negotiated plea, the People dismissed the two felony counts and Mazumder pleaded guilty to one count of misdemeanor simple battery. After Mazumder successfully completed a period of informal probation, the superior court dismissed the action. ( Pen. Code, § 1203.4, subd. (a)(1).)1

Mazumder then filed a petition for a finding of factual innocence and the sealing and destruction of his arrest records. "In any case where a person has *737been arrested, and an accusatory pleading has been filed, but where no conviction has occurred , the defendant may, at any time after dismissal of the action, petition the court that dismissed the action for a finding that the defendant is factually innocent of the charges for which the arrest was *454made." (§ 851.8, subd. (c), italics added.) If there is a finding of factual innocence, then the court "shall order" the sealing and subsequent destruction of the defendant's arrest records. (§ 851.8, subd. (b).)

Here, the trial court denied Mazumder's petition for a finding of factual innocence without conducting an evidentiary hearing because Mazumder pleaded guilty to a misdemeanor battery. Mazumder filed this appeal. We affirm the court's order.

We hold that a defendant who pleads guilty is statutorily precluded from a finding of factual innocence because a "conviction has occurred" in the defendant's "case" as a result of the guilty plea. (§ 851.8, subd. (c).) Further, as a matter of first impression, we hold that a dismissal after a defendant successfully completes probation ( § 1203.4, subd. (a)(1) ), does not expunge the defendant's conviction with regard to a defendant's filing a petition for a finding of factual innocence (§ 851.8, subd. (c)).

I

PROCEDURAL BACKGROUND

On June 18, 2010, the People filed a felony complaint alleging that Mazumder committed two assaultive felonies.2 The People alleged the same victim in both counts. A magistrate found sufficient cause to believe that Mazumder committed the two crimes. The People then filed an information alleging the same two counts.

On March 19, 2012, the court granted the People's motion to amend the information to add an additional count of misdemeanor battery. (§ 242.) Mazumder pleaded guilty to the misdemeanor charge. The court then granted the People's motion to dismiss the two felony charges. (§ 1385.) The court placed Mazumder on three years of informal probation with various negotiated terms and conditions. After Mazumder successfully completed probation, the court entered a not guilty plea to the misdemeanor battery charge, and dismissed the case. ( § 1203.4, subd. (a)(1).)

On December 5, 2016, Mazumder filed a petition to seal and destroy his arrest records under section 851.8, subdivision (c). Mazumder requested an *738evidentiary hearing. Mazumder claimed that he was factually innocent of the misdemeanor battery charge "having pled guilty as a means of avoiding the risk of conviction of the felony ... assault charges." The trial court took the matter under submission without conducting an evidentiary hearing.

On April 18, 2017, the trial court issued the following written order: "By its plain terms, 851.8 (c) affords relief only in cases where 'no conviction has occurred.' Here, [Mazumder] pleaded guilty to misdemeanor battery and is therefore ineligible for relief under the statute." Mazumder appeals from that order.

II

DISCUSSION

Under section 851.8, a factually innocent person may petition the court to have his or her arrest records sealed and destroyed. When a court makes a finding of "factual innocence" it means that "no reasonable cause exists to believe that the arrestee committed the offense for which the arrest was made." (§ 851.8, subd. (b).) Here, the court ruled that because Mazumder pleaded guilty he was "ineligible for relief under the statute." This is an issue of statutory interpretation, which we will review de novo. ( *455People v. Gonzalez (2017) 2 Cal.5th 1138, 1141, 218 Cal.Rptr.3d 150, 394 P.3d 1074.)

A. The Statutory Framework of Section 851.8

There are three classes of persons who may petition the court for a finding of factual innocence. (§ 851.8, subds. (a)(c)(d) & (e).) "Those classes are: (1) persons who have been arrested but no accusatory pleading has yet been filed [subd. (a) ]; (2) persons who have been arrested and an accusatory pleading has been filed but no conviction has occurred [subds. (c) & (d) ]; and (3) persons who are 'acquitted of a charge and it appears to the judge presiding at trial ... that the defendant was factually innocent' [subd. (e) ]." ( Tennison v. California Victim Comp. & Government Claims Bd. (2007) 152 Cal.App.4th 1164, 1171, fn. 4, 62 Cal.Rptr.3d 88.)

A petitioner's burden to establish factual innocence has been described as " 'incredibly high' " and as requiring " 'no doubt whatsoever.' " ( People v. Esmaili (2013) 213 Cal.App.4th 1449, 1459, 153 Cal.Rptr.3d 625.) " 'Section 851.8 is for the benefit of those defendants who have not committed a crime. ' " ( People v. Adair (2003) 29 Cal.4th 895, 905, 129 Cal.Rptr.2d 799, 62 P.3d 45, italics added.) "Establishing factual innocence ... entails establishing as a prima facie matter not necessarily just that the arrestee had a viable substantive defense to the crime charged, but more *739fundamentally that there was no reasonable cause to arrest him in the first place ." ( People v. Matthews (1992) 7 Cal.App.4th 1052

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Cite This Page — Counsel Stack

Bluebook (online)
246 Cal. Rptr. 3d 450, 34 Cal. App. 5th 732, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-mazumder-calctapp5d-2019.