People v. Kellerman

786 N.E.2d 599, 337 Ill. App. 3d 781, 272 Ill. Dec. 60, 2003 Ill. App. LEXIS 278
CourtAppellate Court of Illinois
DecidedMarch 5, 2003
Docket3-01-0713
StatusPublished
Cited by2 cases

This text of 786 N.E.2d 599 (People v. Kellerman) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Kellerman, 786 N.E.2d 599, 337 Ill. App. 3d 781, 272 Ill. Dec. 60, 2003 Ill. App. LEXIS 278 (Ill. Ct. App. 2003).

Opinion

JUSTICE HOLDRIDGE

delivered the opinion of the court:

The defendant, Kevin Kellerman, pled guilty to arson (720 ILCS 5/20 — 1(a) (West 1998)) and was sentenced to 12 years’ imprisonment. The defendant did not file a postplea motion or bring a direct appeal. He filed a pro se postconviction petition (725 ILCS 5/122 — 1 et seq. (West 2000)), which was dismissed at the first stage of the proceedings. On appeal, the defendant argues that the trial court erred in summarily dismissing his petition because: (1) his trial counsel was ineffective by advising him that a police offer of leniency, which led to his confession, had no legal effect; and (2) his trial counsel’s ineffectiveness caused his guilty plea to be involuntary. The State contends that (1) we lack jurisdiction because the defendant’s notice of appeal was untimely filed; and (2) the defendant’s arguments are waived because he failed to raise them in a postplea motion or a direct appeal. We (1) rule that we have jurisdiction; (2) hold that the defendant’s arguments are not waived; and (3) reverse and remand for further postconviction proceedings.

BACKGROUND

The defendant was charged with committing arson. At his plea hearing, he proposed to plead guilty pursuant to a fully negotiated agreement with the State. The prosecutor stated that because the defendant previously had been convicted of two burglaries, he was eligible to be sentenced as a Class X offender. The defendant agreed to plead guilty in exchange for the State’s recommendation of a 12-year prison sentence.

The State presented its factual basis for the plea. The prosecutor stated that the Bolingbrook fire department extinguished a fire at a residence on June 30, 1999. Following the police investigation of the fire, the defendant was arrested for arson and was advised of his Miranda rights. In a tape-recorded statement, he admitted to the police that he had set the house on fire.

The trial judge accepted the defendant’s plea under the terms of the agreement. During the sentencing hearing, the defendant’s trial counsel stated that she had listened “to a tape where he made statements” to the police. The trial court sentenced the defendant to 12 years’ imprisonment. The defendant did not pursue an appeal by filing the requisite postplea motion followed by an appeal from the disposition of such a motion. See 188 Ill. 2d R. 604(d).

The defendant filed a pro se postconviction petition in which he alleged that his guilty plea was involuntary because of trial counsel’s ineffective assistance. In his “Memorandum In Support” of his petition, he claimed that during his interrogation, the police told him “the State’s Attorney was on a phone ready to offer [him] a negotiated plea of three or four years in exchange for a confession.” He submitted that the tape of his confession would support this contention.

The defendant claimed that he told his trial counsel about the police offer being recorded on the tape. According to the defendant, his attorney told him that “no police was able to make any negotiations,” and that the defendant should accept the State’s offer of 12 years’ imprisonment because “it was the best offer he would receive.” He contended that, because of his attorney’s ineffectiveness, his guilty plea was involuntary and that he should be allowed to withdraw his plea.

On August 2, 2001, the trial court dismissed the defendant’s petition as “patently without merit and fail[ing] to raise a sufficient constitutional question upon which relief can be granted.” On August 23, 2001, the defendant placed a pro se document in the prison mail system titled “Notice of Filing Notice of Appeal.” In this document, he stated, “The Defendant wishes to file an Appeal of the Circuit courts [sic] Order of Dismissal August 2,2001 [sic] in which the Post-Conviction relief and cause was dismissed.” The defendant’s court-appointed appellate defender also filed a “Notice to Appeal” on behalf of the defendant on September 5, 2001.

ANALYSIS

I. Jurisdiction

The State contends that we lack jurisdiction because the defendant’s September 5, 2001, notice of appeal was untimely. The State also argues that the pro se document the defendant placed in the prison mail system on August 23, 2001, was insufficient as a notice of appeal. We disagree with the latter of the State’s two assertions.

The timely filing of a notice of appeal is necessary for an appellate court to have jurisdiction over a criminal matter. People v. Blanchette, 182 Ill. App. 3d 396, 538 N.E.2d 237 (1989). To be timely, the notice of appeal must be filed with the trial court within 30 days of a final order. 188 Ill. 2d R. 606(b). A notice of appeal mailed within the 30-day period is timely filed. Blanchette, 182 Ill. App. 3d 396, 538 N.E.2d 237.

Supreme Court Rule 606(d) (188 Ill. 2d R. 606(d)) lists the elements to be incorporated in a notice of appeal and states that the document should substantially be in that form. Where a deficiency is one of form rather than substance, an appellate court has jurisdiction if (1) the notice fairly and accurately advises the appellee of the nature of the appeal; and (2) the appellee is not prejudiced by the deficiency in form. People v. Clark, 268 Ill. App. 3d 810, 645 N.E.2d 590 (1995).

The State contends that the document the defendant filed on August 23, 2001, cannot be construed as a notice of appeal. For this proposition, the State cites People v. Sanders, 40 Ill. 2d 458, 240 N.E.2d 627 (1968), and People v. Feigleson, 24 Ill. App. 3d 794, 321 N.E.2d 473 (1975). In Sanders, our supreme court ruled that the defendant’s request for a transcript of the trial proceedings was insufficient to function as a notice of appeal. In Feigleson, the appellate court held that the text of the defendant’s document, titled “Notice Of Appeal For New Trial,” was in the form of a posttrial motion seeking relief from the trial court rather than from the appellate court. Feigleson, 24 Ill. App. 3d at 795-96, 321 N.E.2d at 474.

In this case, the document the defendant placed in the prison mail system on August 23, 2001, cannot be construed as either a request for a transcript or a motion seeking relief from the trial court. Therefore, we find the holdings of Sanders and Feigleson to be inapposite to the present case.

Although the defendant’s August 23, 2001, document did not contain all of the elements listed in Supreme Court Rule 606(d), it substantially complied with the rule. The document fairly and accurately advised the State of the nature of the appeal. Furthermore, the State was not prejudiced by the document’s deficiency in form. We liberally construe the August 23, 2001, document as the defendant’s notice of appeal.

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Related

People v. Kellerman
804 N.E.2d 1067 (Appellate Court of Illinois, 2003)

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Bluebook (online)
786 N.E.2d 599, 337 Ill. App. 3d 781, 272 Ill. Dec. 60, 2003 Ill. App. LEXIS 278, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-kellerman-illappct-2003.