People v. Johnson

513 N.W.2d 824, 203 Mich. App. 579
CourtMichigan Court of Appeals
DecidedFebruary 8, 1994
DocketDocket 159316, 159537, 159538
StatusPublished
Cited by10 cases

This text of 513 N.W.2d 824 (People v. Johnson) is published on Counsel Stack Legal Research, covering Michigan Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Johnson, 513 N.W.2d 824, 203 Mich. App. 579 (Mich. Ct. App. 1994).

Opinion

Per Curiam.

In these consolidated cases, defendants appeal by leave granted from "interim investigation orders” issued by the circuit judge. We vacate those orders in part.

Defendants were charged with various felonies. They were represented by the Bay County Public Defender’s Office. In each case, the judge issued an "Interim Investigation Order” requiring their attorneys to_

*582 (a) inquire of the defendant and the Prosecuting Attorney concerning the defendant’s prior convictions; and
(b) as to each conviction,
(1) obtain from defendant an affidavit of facts sufficient to determine the validity of the conviction; or
(2) obtain from the defendant an affidavit that he understands that such conviction may be used in determining the sentence in the case and a statement voluntarily giving up the defendant’s right to challenge the validity; or
(3) make a diligent effort to obtain from the court where the conviction occurred sufficient documentation (including transcripts) to enable this Court to determine if counsel for the defendant was present or effectively waived in the proceedings.

The orders directed that the attorneys compile the above information in written form, to be furnished, in the event their clients were convicted, by the attorneys to the probation department and the prosecuting attorney within a specified period. Intentional failure to comply with these directives would be considered a waiver of the right to raise as an issue the constitutional validity of a prior conviction for sentencing purposes.

The orders also required the attorneys to review the presentence report in detail with their clients as soon as it became available and to transmit requests for modification in writing, giving precise details and reasons, to the prosecutor, the probation department, and the judge within ten days of the report’s availability. This portion of the orders also applied to the prosecutor. Nonconforming requests would be considered waived in the absence of a showing of good cause for failure to comply.

In a subsequent opinion in a related matter, the *583 judge explained that the interim investigation orders were intended to assure that defense attorneys were adequately prepared to represent their clients before entering into plea negotiations or otherwise advising them, and to avoid unnecessary delays in sentencing.

Defendant Johnson sought an emergency appeal of the order he received, with which the similar appeals sought by defendants Lauria and Lupo were consolidated. This Court granted leave to appeal on December 29, 1992, and, pending resolution, stayed enforcement of the Johnson order and similar orders in other cases

to the extent that [the] order requires defense counsel to inquire into and collect and report information about any of defendant’s prior convictions.

The stay did not apply to that portion of the interim investigation orders requiring prompt review of the presentence report, or the transmission of written requests for modification.

Defendants contend that the interim investigation orders infringe on their Fifth Amendment right to remain silent, their statutory attorney-client privilege, and their rights under MCL 771.14(5); MSA 28.1114(5) and MCR 6.425(D) to claim at the time of sentencing that prior convictions are constitutionally invalid. Defendants further contend that the orders impermissibly shift to them the prosecutor’s burden of establishing the constitutional validity of challenged convictions.

i

In reviewing defendants’ Fifth Amendment claim, we find no constitutional difficulty posed by *584 the orders’ requirement that defense counsel inquire of their clients and the prosecuting attorney concerning prior convictions. To the extent, however, that defendants are obliged to set forth details by affidavit, and that their attorneys are thereafter required to divulge that information to the prosecuting attorney and the probation department, with failure to comply punishable by a deemed waiver of rights, the orders violate defendants’ right against compelled self-incrimination.

Under the Fifth Amendment, a defendant has the right throughout criminal proceedings to refuse to provide incriminating information. People v Manser, 172 Mich App 485, 488; 432 NW2d 348 (1988); People v Peques, 104 Mich App 45, 46; 304 NW2d 482 (1980), aff'd 412 Mich 851; 312 NW2d 83 (1982). A judge may not employ the sentencing power to elicit information from a defendant, or to punish him for exercising his right to remain silent. Peques, supra. Prior convictions affect the applicable sentencing guidelines, and can be used by the prosecutor to secure habitual offender sentence enhancements, even after conviction, if the prosecutor was unaware of the prior conviction until then. MCL 769.13; MSA 28.1085; People v Fountain, 407 Mich 96, 98; 282 NW2d 168 (1979). Although prior convictions are contained in public records, compliance with the order could apprise the prosecutor and the probation department of convictions of which they were unaware, e.g., prior convictions from other jurisdictions.

ii

To the extent the orders require defense counsel to disclose confidential communications, they also violate the attorney-client privilege. Under MCL 767.5a(2); MSA 28.945(1)(2), communications are *585 privileged and confidential when they are necessary to enable an attorney to serve as an attorney. The purpose of the privilege is to enable a client to confide in an attorney, secure in the knowledge that the communication will not be disclosed. Grubbs v Kmart Corp, 161 Mich App 584, 589; 411 NW2d 477 (1987). The privilege is the client’s alone and may be waived only by the client. Id. at 590.

The intent of the interim orders was to assure that information necessary to enable defense counsel to serve as attorneys was obtained. For that very reason, defendants’ communications with their attorneys concerning prior convictions are privileged and confidential. Under the statute, attorneys are precluded from disclosing such communications, and such disclosure may not be compelled.

hi

The interim investigation orders contained two automatic waiver provisions, one concerning intentional failure to comply with the requirements concerning information about a prior conviction, the other concerning nonconforming requests to modify presentence reports. Defendants argue that the provisions violate their right under MCL 771.14(5); MSA 28.1114(5) and MCR 6.425(D)(2) to challenge constitutionally invalid convictions and incorrect information in the presentence report. They also argue that the orders establish the functional equivalent of a local court rule, without approval as required by MCR 8.112(A).

MCL 771.14(5); MSA 28.1114(5) provides:

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Cite This Page — Counsel Stack

Bluebook (online)
513 N.W.2d 824, 203 Mich. App. 579, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-johnson-michctapp-1994.