People v. Higgins

2014 IL App (2d) 120888, 13 N.E.3d 169

• Court: Appellate Court of Illinois
• Decided: June 19, 2014
• Docket: 2-12-0888
• Status: Unpublished

Opinion

2014 IL App (2d) 120888 No. 2-12-0888 Opinion filed June 19, 2014 ______________________________________________________________________________

IN THE

APPELLATE COURT OF ILLINOIS

SECOND DISTRICT ______________________________________________________________________________

THE PEOPLE OF THE STATE ) Appeal from the Circuit Court OF ILLINOIS, ) of Kane County. ) Plaintiff-Appellee, ) ) v. ) No. 10-CF-1797 ) DANIEL HIGGINS, ) Honorable ) David R. Akemann, Defendant-Appellant. ) Judge, Presiding. ______________________________________________________________________________

JUSTICE JORGENSEN delivered the judgment of the court, with opinion. Justices Zenoff and Birkett concurred in the judgment and opinion.

OPINION

¶1 Following a bench trial, defendant, Daniel Higgins, was convicted of aggravated reckless

driving (625 ILCS 5/11-503(a) (West 2010)) and two counts of aggravated assault (720 ILCS

5/12-2(a)(1), (a)(9) (West 2010)). He was sentenced to 28 months of probation and ordered to

pay restitution to one of the victims in addition to various fines, fees, and costs. At issue in this

appeal is the propriety of (1) the restitution award, which was ordered to be paid from

defendant’s bond before the fines, fees, and costs and entered without the court’s determining

defendant’s ability to pay or setting a payment schedule; (2) a $250 deoxyribonucleic acid

(DNA) analysis fee, under a statute applicable when defendant was sentenced; (3) various fines

the clerk of the court imposed, including a $125 “Fine Agency” assessment; and (4) the court’s 2014 IL App (2d) 120888

not imposing a serious-traffic-violation charge (see generally 625 ILCS 5/16-104d (West 2010)).

For the reasons that follow, we determine that (1) defendant has forfeited his challenge to the

restitution order, but the restitution order must nevertheless be amended on remand to reflect

whether defendant’s bond will be applied to restitution after it is used to satisfy the fines and

costs assessed; (2) the $250 DNA analysis fee is proper, as imposition of that fee does not run

afoul of the prohibition against ex post facto laws; (3) the fines the clerk of the court imposed

must be vacated, and this cause must be remanded for the court to calculate the proper amounts

of the fines; (4) the cause must be remanded for the court to clarify what a $125 “Fine Agency”

assessment is and whether such a charge is appropriate here; and (5) a $20 serious-traffic-

violation charge must be imposed.

¶2 The following facts are relevant to resolving the issues raised here. On July 19, 2010,

defendant was driving his tow truck toward Dustin and Tanika Martin. The tow truck struck

Dustin, Dustin was propelled a distance away, and, when Dustin landed on the ground, he

discovered that one of his front teeth was chipped. Defendant was charged with various offenses

based on these and other acts, but he was convicted only of aggravated reckless driving and two

counts of aggravated assault.

¶3 At a subsequent sentencing hearing, Margaret Martin, Dustin’s mother, testified that she

spent $350 on a “flipper” tooth for Dustin and that, based on phone calls she made, she would

have to spend between $1,900 and $2,000 for a permanent tooth implant. The court merged the

two aggravated assault convictions and sentenced defendant to 28 months of probation. In

sentencing defendant, the court assessed a $250 DNA analysis fee, imposed a $30 Children’s

Advocacy Center fine, levied a $250 fine, ordered defendant to pay $1,900 in restitution to

Margaret, and ordered that the amount of restitution be taken out of defendant’s bond before any

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fines, fees, or costs were paid with the bond money. 1 In addition to these fines and fees, the

clerk of the court imposed, among others, the following charges: (1) $60 for “CR. Surcharge

Stat[e]”; (2) $24 for “Driver[’]s Education”; (3) $24 for a “Victim Fund”; and (4) $125 for “Fine

Agency.” Neither the court nor the clerk imposed a serious-traffic-violation charge, and

defendant never challenged in the trial court the restitution order or any of the fines and fees

imposed. This timely appeal followed.

¶4 On appeal, defendant raises two issues. He argues that, because the court did not

consider his ability to pay restitution and did not set a payment schedule, the order for restitution

must be vacated and the cause remanded for a new hearing. Defendant also argues that his $250

DNA analysis fee must be reduced to $200, because, when he committed the crimes, the

applicable statute provided for only a $200 DNA analysis fee. The State claims that, because

defendant never challenged the restitution order in the trial court, he has forfeited any claim that

the restitution order is improper. However, forfeiture aside, the State claims that there was

ample evidence presented establishing defendant’s ability to pay and that, in any event, the

restitution order must be modified so that restitution is paid out of defendant’s bond only after all

fines, fees, and costs are satisfied. The State also contends that a $250 DNA analysis fee is

proper, as the prohibition against ex post facto laws does not apply to fees. The State then argues

that the various fines the clerk of the court imposed must be vacated and reimposed; that this

court should remand the cause so that the trial court can clarify what it meant by a $125 “Fine

Agency” assessment; and that a $20 serious-traffic-violation charge must be assessed. We

address each argument in turn.

1 The sentencing order specifically provided, “Clerk to pay restitution 1st.”

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¶5 The first issue we address is whether the restitution order must be vacated and the cause

remanded so that the trial court can assess defendant’s ability to pay and set a payment schedule.

Before considering that issue, we address the State’s claim that the issue is forfeited, as

defendant never challenged the restitution order in the trial court.

¶6 Ordinarily, a sentencing issue, like restitution (see People v. White, 146 Ill. App. 3d 998,

1003 (1986) (noting that restitution is an increment of the sentence)), not raised during the

sentencing hearing or in a postsentencing motion results in forfeiture of that issue on appeal. See

People v. Watkins, 325 Ill. App. 3d 13, 17 (2001), abrogated on other grounds by People v.

Bailey, 2014 IL 115459. However, there are exceptions to this rule. One of those exceptions

provides that a void sentencing order may be attacked at any time. People v. Mancilla, 331 Ill.

App. 3d 35, 37 (2002). Defendant claims that the restitution order at issue here is void, because,

before the court imposed the restitution order, it failed to assess defendant’s ability to pay, and it

did not set a payment schedule. Whether a sentence, or a portion of it, is void presents a question

of law that we review de novo. People v. Donelson, 2011 IL App (1st) 092594, ¶ 7.

¶7 “Any portion of a sentence that is not statutorily authorized is void.” People v. Day,

2011 IL App (2d) 091358, ¶ 48. Thus, when a trial court exceeds its sentencing authority by

entering an order that a statute does not allow, the order will be deemed void, and the defendant

may challenge it on appeal even if the defendant did not properly preserve it. Id. ¶¶ 48-49.

However, if the order is improper because of a mistake in the law or the facts, it is voidable, not

void. Id. ¶ 48. A voidable order, unlike a void order, may be forfeited. Id.

¶8 Because the voidness of a sentencing order, like the restitution here, is dependent on

whether the court exceeded its statutory authority in imposing it, we begin by examining the

relevant statute. In doing so, we are guided by the well-settled rules of statutory construction.

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“The primary objective in construing a statute *** is to ascertain and give effect to the legislative

authority’s intent.” People v. Martino, 2012 IL App (2d) 101244, ¶ 25. “The surest and most

reliable indicator of this intent is the language of the statute *** itself.” Id. “We must construe

the statute *** as a whole, giving the language its plain and ordinary meaning.” Id. “In doing

so, when the language is clear and unambiguous, we must apply the statute *** without resorting

to any extrinsic aids of construction.” Id.

¶9 Section 5-5-6(b) of the Unified Code of Corrections (Code) (730 ILCS 5/5-5-6(b) (West

2010)) is the statute that provides for restitution. It states that ‘‘the court shall assess the actual

out-of-pocket expenses, losses, damages, and injuries suffered by the victim named in the charge

and any other victims who may also have suffered out-of-pocket expenses, losses, damages, and

injuries proximately caused by the same criminal conduct of the defendant.’’ Id. Section 5-5-

6(f) of the Code (730 ILCS 5/5-5-6(f) (West 2010)) addresses a defendant’s ability to pay

restitution. Specifically, it provides that, ‘‘[t]aking into consideration the ability of the defendant

to pay, including any real or personal property or any other assets of the defendant, the court

shall determine whether restitution shall be paid in a single payment or in installments, and shall

fix a period of time not in excess of 5 years or the period of time specified [for offenses not

committed and injuries not sustained here], not including periods of incarceration, within which

payment of restitution is to be paid in full.” Id.

¶ 10 A restitution order is void when, for example, the court requires restitution for charges

that were ultimately dismissed (see, e.g., People v. Felton, 385 Ill. App. 3d 802, 806 (2008)) or

orders restitution to be paid to those who are not ‘‘victims’’ (see, e.g., People v. Thornton, 286

Ill. App. 3d 624, 632 (1997) (restitution order to county agency in an animal cruelty case was

void, because neither dog nor county agency that cared for dog the defendant badly neglected

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was a ‘‘victim’’)). The same cannot be said for those restitution orders that were entered without

the court first considering a defendant’s ability to pay or setting a payment schedule. See, e.g.,

People v. Graham, 406 Ill. App. 3d 1183, 1194 (2011) (‘‘As for the defendant’s argument that

the trial court’s restitution order should be set aside because the court failed to consider his

ability to pay restitution and failed to specify, inter alia, a payment schedule, these objections

have been forfeited by the defendant’s failure to raise them at his sentencing hearing.’’). The

reason for this difference is clear. When, for example, a court orders restitution for someone

who is not a ‘‘victim,’’ the court is acting outside of its statutory authority in that it is giving

restitution to someone to whom restitution is not statutorily allowed. Thornton, 286 Ill. App. 3d

at 632. In contrast, the statute does not mandate that a court assess a defendant’s ability to pay

and specify a payment schedule before imposing restitution. Graham, 406 Ill. App. 3d at 1194;

see also People v. Gray, 234 Ill. App. 3d 441, 444 (1992) (section 5-5-6(f) of the Code simply

“does not require any preliminary determination of defendant’s financial capacity before

ordering defendant to pay restitution”). Although assessing a defendant’s ability to pay used to

be a prerequisite, that “requirement was eliminated by statutory amendment in 1983.” Gray, 234

Ill. App. 3d at 444. Because section 5-5-6(f) “applies only to the time frame and method of

payment through which restitution shall be made after restitution has been ordered” (id.), a

restitution order entered without compliance with the statute is voidable and, thus, subject to

forfeiture. Accordingly, we agree with the State that defendant has forfeited review of his claim

that the restitution order must be vacated because the court failed to assess his ability to pay and

set a payment schedule.

¶ 11 The next issue we consider is whether the court’s order that defendant’s bond money be

used to pay restitution before it is used to pay the fines, fees, and costs must be corrected to

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reflect that defendant’s bond money may be used to pay restitution only if funds are available

after the bond money is applied to the fines, fees, and costs. Defendant argues that, because the

State asked the court at the sentencing hearing to use defendant’s bond to satisfy the restitution

order first, the State cannot now argue that the court erred in doing so.

¶ 12 Resolution of this issue turns on an interpretation of section 5-5-6(e) of the Code (730

ILCS 5/5-5-6(e) (West 2010)). Thus, our review is de novo. See Day, 2011 IL App (2d)

091358, ¶ 49.

¶ 13 Section 5-5-6(e) of the Code (730 ILCS 5/5-5-6(e) (West 2010)) provides that “[t]he

court may require the defendant to apply the balance of the cash bond, after payment of court

costs, and any fine that may be imposed to the payment of restitution.” The unambiguous

language of this section, which we must follow (see Martino, 2012 IL App (2d) 101244, ¶ 25),

dictates that restitution may be paid using a defendant’s bond money only after the bond money

is first applied to satisfy the fines and costs imposed. People v. Moore, 2013 IL App (3d)

110474, ¶ 12. Here, the court exceeded its statutory authority when it ordered that defendant’s

bond money first be applied to pay the restitution amount. Because the court exceeded its

statutory authority in this way, that part of the court’s order is void (id.), and the fact that the

State invited the court to make this error is immaterial (see People v. Smith, 406 Ill. App. 3d 879,

887 (2010) (considering whether order was void even though the defendant invited the error of

which he complained)). Accordingly, we vacate the part of the court’s order that stated, “Clerk

to pay restitution 1st.” See Moore, 2013 IL App (3d) 110474, ¶ 12.

¶ 14 Because, as discussed below, this cause must be remanded for further proceedings, we

direct the court to consider on remand whether to enter an order specifying that defendant’s bond

money will be used to pay restitution after his bond is applied to the fines and costs imposed.

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The trial court may also consider defendant’s ability to pay and determine whether the restitution

should be paid in a single payment or in installments.

¶ 15 Next, we consider whether the court should have imposed a $200 DNA analysis fee, not a

$250 DNA analysis fee, because the applicable statute in effect when defendant committed the

crimes provided for a $200 fee. In doing so, we observe that defendant never challenged the fee

in the trial court, but the State makes no claim on appeal that the issue is forfeited. Accordingly,

the State has forfeited any forfeiture argument. See People v. Williams, 193 Ill. 2d 306, 347

(2000) (“The rules of waiver are applicable to the State as well as the defendant in criminal

proceedings, and the State may waive an argument that the defendant waived an issue by failing

to argue waiver in a timely manner.”).

¶ 16 Turning to the merits, defendant committed his offenses on July 19, 2010, but he was not

sentenced until July 12, 2012. At both times, section 5-4-3(a)(1) of the Code (730 ILCS 5/5-4-

3(a)(1) (West 2010)) provided that a defendant convicted of, among other things, a felony

committed on or after July 1, 1990, and sentenced to, among other things, probation must submit

a specimen of blood, saliva, or tissue to the Department of State Police. Thus, because defendant

committed his felonies after July 1, 1990, and was sentenced to probation, he had to submit a

sample of blood, saliva, or tissue to the Department of State Police.

¶ 17 Although section 5-4-3(a)(1) of the Code was the same when defendant committed his

crimes and when he was sentenced, section 5-4-3(j) of the Code (730 ILCS 5/5-4-3(j) (West

2010)), which provides for the amount of the DNA analysis fee, was not. When defendant

committed his crimes, section 5-4-3(j) provided that any defendant who falls within section 5-4-

3(a)(1) of the Code must pay a $200 DNA analysis fee. See 730 ILCS 5/5-4-3(j) (West 2010).

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Public Act 97-383, § 5 (eff. Jan. 1, 2012), changed the amount of the fee to $250. Thus, when

defendant was sentenced, the fee had increased $50. See 730 ILCS 5/5-4-3(j) (West 2012).

¶ 18 The question becomes which fee should apply here. Defendant argues that imposing a

$250 DNA analysis fee on him violates the prohibition against ex post facto laws and that, thus,

the fee should be reduced to $200. The State claims that ex post facto considerations do not

apply in this case, as the DNA analysis fee is not a punishment.

¶ 19 A law is ex post facto if it, among other things, increases the punishment for a previously

committed offense. People v. Ramsey, 192 Ill. 2d 154, 157 (2000). Fees, which are

compensatory instead of punitive, are not subject to the prohibition against ex post facto laws,

but fines, which are punitive, are. People v. Dalton, 406 Ill. App. 3d 158, 163 (2010). We

review de novo whether the law concerning the amount of the DNA analysis fee is ex post facto

as applied to defendant. See People v. Davis, 408 Ill. App. 3d 747, 751 (2011).

¶ 20 This court, in another context, has concluded that the DNA analysis fee is a fee, not a

fine. See People v. Guadarrama, 2011 IL App (2d) 100072, ¶ 13 (for purposes of sentencing

credit, a DNA analysis fee is a fee and not a fine). Even though our focus in Guadarrama was

not on whether a DNA analysis fee is a fine for ex post facto purposes, we see no reason why our

analysis there should not be applied here. Thus, we conclude that the DNA analysis fee is a fee,

and, because it is a fee, the court could impose a $250 DNA analysis fee on defendant without

running afoul of the prohibition against ex post facto laws.

¶ 21 The next matter we consider concerns the issues the State raises about the various fines

imposed and the absence of a serious-traffic-violation charge. Defendant indicates in his reply

brief that he has no response to the State’s arguments. Again, as these are issues of voidness, the

State may raise them. See People v. Boand, 362 Ill. App. 3d 106, 138 (2005); see also People v.

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Montiel, 365 Ill. App. 3d 601, 606 (2006) (“We hold the defendant’s sentence to be void to the

extent it does not include required fines and fees.”).

¶ 22 Addressing these issues requires us to examine several statutes. In doing so, we are again

guided by the well-settled rules of statutory construction. That is, in ascertaining the

legislature’s intent, we construe a statute as a whole, giving the statutory language its plain and

ordinary meaning, and we review de novo whether the applicable statutes allowed the charges.

Martino, 2012 IL App (2d) 101244, ¶¶ 25-26.

¶ 23 Moreover, in reviewing the propriety of the charges, we note, as indicated above, that a

fee is a compensatory charge in that it is imposed to recoup some of the costs incurred in

prosecuting a defendant. Guadarrama, 2011 IL App (2d) 100072, ¶ 9. A fine, in contrast, is a

pecuniary punishment that is assessed against a defendant convicted of a crime and is part of the

defendant’s sentence. Id.

¶ 24 The distinction between what constitutes a fine and what constitutes a fee is important,

because imposition of a fine is a judicial act. People v. Evangelista, 393 Ill. App. 3d 395, 401

(2009). Thus, the clerk of the court lacks the power to levy any fines, even mandatory ones. Id.

A mandatory fine is one that the statute indicates shall be imposed. See People v. Reed, 177 Ill.

2d 389, 393 (1997). When the clerk imposes a fine that the court should have, a court of review

may vacate the fine and reimpose it. Evangelista, 393 Ill. App. 3d at 401 (citing Ill. S. Ct. R.

366(a)(5) (eff. Feb. 1, 1994) (reviewing court may “make any order that ought to have been

given or made”)).

¶ 25 With these principles in mind, we turn to the fines with which the State takes issue. The

fines the clerk imposed include: (1) a $60 “CR. Surcharge Stat[e]”; (2) $24 for “Driver[’]s

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Education”; (3) $24 for a “Victim Fund”; and (4) $125 for “Fine Agency.” We consider the

propriety of each in turn.

¶ 26 However, before doing so, we first note, as the State indicates, that the court imposed on

defendant a $250 fine. As the State observes, section 5-9-1(a) of the Code (730 ILCS 5/5-9-1(a)

(West 2010)) provides that “[a]n offender may be sentenced to pay a fine as provided in Article

4.5 of Chapter V.” See also 730 ILCS 5/5-4.5-45(e) (West 2010) (a defendant, like defendant

here, who is convicted of a Class 4 felony (see 625 ILCS 5/11-503(a), (c) (West 2010)), may be

ordered to pay a fine as delineated in section 5-4.5-50(b) of the Code (730 ILCS 5/5-4.5-50(b)

(West 2010))). Section 5-4.5-50(b) of the Code states that the fine imposed on an individual

convicted of a felony may not exceed $25,000. The State claims that, given this background,

imposition of a $250 fine was not improper. We agree.

¶ 27 Second, we consider whether the $60 “CR. Surcharge Stat[e]” is a fine that the clerk

lacked the authority to impose. Section 5-9-1(c) of the Code (730 ILCS 5/5-9-1(c) (West 2010))

covers this charge, and it provides, in pertinent part, that “[t]here shall be added to every fine

imposed in sentencing for a criminal or traffic offense *** an additional penalty of $10 for each

$40, or fraction thereof, of fine imposed.” This charge “shall be assessed by the court imposing

the fine and shall be collected by the Circuit Clerk in addition to the fine and costs in the case.”

Id. As the clear language of section 5-9-1(c) indicates, this charge is a fine that only the court

has the power to levy. Accordingly, here, the clerk lacked the authority to impose it. Given that

this cause must be remanded for, among other things, whether the court should enter an order

specifying that defendant’s bond money will be used to pay restitution after his bond is applied

to the fines and costs imposed, we direct the court to calculate on remand the proper amount of

any “CR. Surcharge Stat[e].”

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¶ 28 Third, we address the $24 “Driver[’]s Education” charge. Section 16-104a(a) of the

Illinois Vehicle Code (625 ILCS 5/16-104a(a) (West 2010)) outlines when such a charge may be

assessed. It provides that “[t]here is added to every fine imposed upon conviction of a[ ] [traffic]

offense [like aggravated reckless driving] *** an additional penalty of $4 for each $40, or

fraction thereof, of fine imposed.” Id. “Such additional amounts shall be assessed by the court

and shall be collected by the Clerk of the Circuit Court in addition to the fine[s] and costs in the

case.” Id. This clear language indicates that the “Driver[’]s Education” charge is a fine. See

People v. O’Laughlin, 2012 IL App (4th) 110018, ¶¶ 19-24. Thus, the court, not the clerk, had

the authority to impose it. Because the clerk imposed the fine here, we vacate the $24 “Driver’s

Education” fine, and, on remand, we direct the court to calculate the proper amount of the fine.

¶ 29 Fourth, we consider the $24 “Victim Fund” charge. The relevant portion of the statute

that authorizes a victim-fund charge for a felony, among other things, provides that “there shall

be an additional penalty collected from each defendant upon conviction *** of $4 for each $40,

or fraction thereof, of fine imposed.” 725 ILCS 240/10(b) (West 2010). The clear language of

this statutory provision reveals that a “Victim Fund” charge is a fine, and, because it is a fine, the

court must impose it. Because the clerk imposed it here, we vacate the $24 “Victim Fund”

charge, and, on remand, we direct the court to recalculate the fine based on the gross amount of

all the other fines imposed.

¶ 30 Fifth, we address the $125 “Fine Agency” assessment. Neither the State nor this court

through its own research has found what statute authorizes the imposition of this charge.

Accordingly, we vacate the $125 “Fine Agency” assessment, and, on remand, we direct the court

to clarify on what basis this assessment was imposed and, if authorized, to cite the authority and

impose a proper charge.

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¶ 31 The last issue we consider is whether the trial court should have imposed a serious-

traffic-violation charge. The relevant statute states that “[a]ny person who is convicted of or

pleads guilty to a serious traffic violation, as defined in Section 1-187.001 of this Code, shall pay

an additional fee of $20.” 625 ILCS 5/16-104d (West 2008). 2 Section 1-187.001 of the Vehicle

Code (625 ILCS 5/1-187.001 (West 2008)) lists various offenses that are serious traffic

violations. Included in this list is “a violation relating to reckless driving.” 625 ILCS 5/1-

187.001(a)(7) (West 2008). Thus, because defendant was convicted of aggravated reckless

driving, section 16-104d applies.

¶ 32 Section 16-104d provides that the money collected from this charge is distributed to the

Fire Prevention Fund in the state treasury, the Fire Truck Revolving Loan Fund in the state

treasury, and the Circuit Court Clerk Operation and Administrative Fund. 625 ILCS 5/16-104d

(West 2008). Because the money is not used to recoup expenses incurred in prosecuting a

defendant, it is a fine that the court should have imposed. Thus, on remand, we direct the court

to impose this fine.

¶ 33 For these reasons, we affirm the order for restitution, affirm the $250 DNA analysis fee,

vacate the fines the clerk imposed, and remand this cause for the court to calculate and impose

the proper charges and determine whether defendant’s bond money will be used to satisfy the

restitution award after it is applied to fines and costs.

¶ 34 Affirmed in part and vacated in part; cause remanded.

2 We cite to the 2008 version of this statute because Public Act 96-1175, § 5 (eff. Sept.

20, 2010), increased the charge to $35 and because, as we discuss, this charge is a fine, such that

the amount in effect when defendant committed the crime, not when he was sentenced, applies.

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