People v. Hernández

94 P.R. 111
CourtSupreme Court of Puerto Rico
DecidedFebruary 24, 1967
DocketNo. CR-66-102
StatusPublished

This text of 94 P.R. 111 (People v. Hernández) is published on Counsel Stack Legal Research, covering Supreme Court of Puerto Rico primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Hernández, 94 P.R. 111 (prsupreme 1967).

Opinion

Mr. Justice Blanco Lugo

delivered the opinion of the Court.

Rule 166 of the Rules of Criminal Procedure of 1963 provides, inter alia, that in cases of felony, when the defendant appears in court for judgment, he must be informed of the nature of the information and of the pronouncement of sentence, “and must be asked whether he has any legal cause to show why sentence should not be imposed on him.” Similar provisions were contained in § 318 of the Codes of Criminal Procedure of 1902 and 1935.

This practice of asking the convict if he has anything to say why sentence should not be imposed on him, known as allocutus or allocution, had its origin in the English common law. It responded principally not only to the severity of the penalties which could be imposed — except for petit larceny and mayhem, the other felonies were punishable with death1 — but also, since the convict was not permitted [113]*113to have counsel or to testify on his own behalf, to give him an opportunity to make a statement in his defense or to present information constituting mitigating circumstances. For the development of the doctrine see Barret, Allocution, 9 Mo. L. Rev. 115 and 232 (1944); 3 Orfield, Criminal Procedure from Arrest to Appeal 526. As time passed it has been object of codification and so it was incorporated into Rule 32(a) of the Federal Rules of Criminal Procedure.

In Green v. United States, 365 U.S. 301 (1961), the genealogy of the rule is outlined and an addition is made in the sense that since 1689 it was recognized that the Court’s failure to ask the defendant if he had anything to say before sentence was imposed was an error which required reversal. The dual role of the federal rule in permitting the invitation to defendant to speak and to present the concurring mitigating circumstances is emphasized2 to conclude that it is not sufficient that counsel for the defense be afforded a similar opportunity, but it is necessary that it be given to the defendant personally. However, failure to give allocution is cured by remanding the case for resentenc-ing, after he is heard,3 since the error occurred after the verdict and it only affects the sentence imposed, Cuozzo v. United States, 325 F.2d 274 (5th Cir. 1963) ; United States v. Allegrucci, 299 F.2d 811 (3d Cir. 1962); United States v. Miller, 293 F.2d 697 (2d Cir. 1961); Bryant v. State, 159 So.2d 627 (Ala. 1964). Even on those occasions where it has been determined that it constitutes error it has been [114]*114examined to determine whether it is prejudicial, State v. Engberg, 400 P.2d 701 (Kan. 1965); People v. Allen, 211 C.A.2d 341 (1962); People v. Straw, 209 C.A.2d 565 (1962). In general, see Annotation, Necessity and. sufficiency of question to defendant as to whether he has anything to say why sentence should not be pronounced against him, 96 A.L.R.2d 1292 (1964).

The general principles on the practice of allocution having been established, there remains to be considered appellants’ contention as to the failure of the trial court to comply with the provisions of Rule 166. Having received the unanimous verdict of the jury finding defendants guilty of murder in the first degree and rape, the judge set the pronouncement of judgment for the following week. Immediately one of the attorneys for the defense stated:

“We would like to inform the court that it is defendants’ wish that they be sentenced immediately and thus we request that the court proceed to the pronouncement of sentence.”

The presiding judge asked the defendants:

“. . . Your attorney has stated that you waive the right not to have sentence pronounced until at least three days after the verdict, he requests that sentence be pronounced today, is that your wish?”

They answered:

“Yes, sir, yes, sir, yes, sir.”

The judge proceeded to sentence them to life imprisonment, in the case of murder in the first degree, and to serve indeterminate sentences of 10 to 20 years in the case of rape, to be served concurrently.

In People ex rel. López v. Pérez, 54 P.R.R. 763 (1939), we said that when it does not appear from the judgment in a criminal cause that the requirement of giving defendant the pertinent legal warnings before pronouncing the same has been complied with, the presumption on appeal [115]*115is, in the absence of evidence to the contrary in the record, that the provisions were complied with. From the incident copied above it may be observed that the failure to give an allocution affirmatively appears from the transcript. The intervention of counsel for the defense cannot be considered effective either, since we adopted as a rule in the interpretation of our Rule 166 the decision of the Federal Supreme Court in Green v. United States, supra, in the sense that the invitation to speak must be personally afforded to the convict. But this noncompliance, at the most, would require, not that the judgment be reversed but merely that it be vacated for resentencing of appellants after giving allocution. It is so provided by Rule 167: “If the sentence pronounced is not in accordance with the provisions of the preceding Rule, the court shall set it aside and proceed according to said Rule.”

Notwithstanding the foregoing, there are present in the case at bar circumstances which make the remanding unnecessary since Rule 166 must be read together with Rule 168 which expressly enumerates the only causes why defendant may request that sentence should not be pronounced. Rule 168 reads:

“The defendant may request and show in the appropriate cases, that sentence should not be pronounced against him only by reason of the following causes:
(a) That he has become insane after the verdict was rendered or the judgment pronounced.
(b) That he has been granted a pardon for the crime tried in the cause for which sentence is to be pronounced against him.
(c) That he is not the person against whom the verdict was rendered or the judgment pronounced.
(d) That the provisions of Rule 162 have not been fulfilled.
(e) That the offense of which he was declared guilty was barred by the statute of limitations.”

None of the causes enumerated may be adduced. And as to the mitigating circumstances, Rule 171, none may be con[116]*116sidered since this is a conviction of a crime which entails the mandatory penalty of life imprisonment. Brine v. State, 205 A.2d 12

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Related

Green v. United States
365 U.S. 301 (Supreme Court, 1961)
Ferguson v. Georgia
365 U.S. 570 (Supreme Court, 1961)
Hill v. United States
368 U.S. 424 (Supreme Court, 1962)
MacHibroda v. United States
368 U.S. 487 (Supreme Court, 1962)
United States v. Henry Lee Miller
293 F.2d 697 (Second Circuit, 1961)
United States v. Eugene James Allegrucci
299 F.2d 811 (Third Circuit, 1962)
Brine v. State
205 A.2d 12 (Supreme Judicial Court of Maine, 1964)
State v. Engberg
400 P.2d 701 (Supreme Court of Kansas, 1965)
Bryant v. State
159 So. 2d 627 (Alabama Court of Appeals, 1964)

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Bluebook (online)
94 P.R. 111, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-hernandez-prsupreme-1967.