People v. Harris

109 A.D.2d 351, 491 N.Y.S.2d 678, 1985 N.Y. App. Div. LEXIS 48227
Appellate Division of the Supreme Court of the State of New York·Decided July 8, 1985·Published·Cited by 89 cases

Opinion

[352]*352OPINION OF THE COURT

O’Connor, J. P.

On March 10, 1980, defendant Jean Harris test-fired her .32 revolver at her Virginia home, placed the loaded gun into a car along with several rounds of ammunition, and headed for New York. At approximately 10:30 p.m., after a trip of some five hours, she arrived in Purchase, New York, at the home of cardiologist Herman Tarnower, entered through the garage, and went upstairs to the second floor, where she found him in bed. Five shots later, Dr. Tarnower was dead.

Having indicted defendant for murder in the second degree and lesser related crimes, the People theorized at trial that she had been unhappy over the loss of the affections of Tarnower, her companion and paramour for over 13 years, and had intentionally shot him, causing his death. Defendant maintained, and maintains to this day, that the shooting was an accident; that as a result of setbacks in her career, she had decided to end her life on the grounds of the Tarnower estate that she had come to regard as her home; and that in a struggle to prevent her from committing suicide the doctor had accidentally been shot. Faced with conflicting versions of the facts, the jury resolved the conflict in favor of the People, finding defendant guilty as [353]*353charged. That conviction was subsequently affirmed (People v Harris, 84 AD2d 63, affd 57 NY2d 335, cert denied 460 US 1047), and defendant is presently serving a prison term of 15 years to life.

In May 1983, more than two years after the judgment was rendered, defendant moved in the County Court, pursuant to CPL article 440, for an order vacating her conviction and directing a new trial, claiming that her “conviction * * * was the result of deprivations of * * * fundamental constitutional rights”. The court denied the motion without a hearing, ruling that said motion was procedurally barred since the claims proffered, while not raised on appeal, could have been, and that, in any event, insufficient facts were alleged to support those claims. We are now asked to determine whether the County Court properly denied the motion.

INTRODUCTION

CPL article 440, which codifies the common-law writ of error coram nobis, permits the court in which a judgment of conviction has been entered, upon defendant’s motion, to vacate the judgment on several enumerated grounds. Included among these grounds is, as defendant here alleges, that the judgment was “obtained in violation of a right * * * under the constitution of this state or of the United States” (CPL 440.10 [1] [h]).

Nonetheless, this procedure, which is designed to inform a court of facts not reflected in the record and not known at the time of judgment that would, as a matter of law, undermine the judgment, cannot be used as a vehicle for a second appeal or as a substitute for direct appeal (see, People v Crimmins, 38 NY2d 407; People v Donovon, 107 AD2d 433). Indeed, CPL 440.10 (2) specifically provides, insofar as pertinent here, that the motion must be denied when the grounds or issues raised have been determined on appeal (concededly not the case at bar) or when: “(c) Although sufficient facts appear on the record of the proceedings underlying the judgment to have permitted, upon appeal from such judgment, adequate review of the ground or issue raised upon the motion, no such appellate review or determination occurred owing to the defendant’s unjustifiable failure to take or perfect an appeal during the prescribed period or to his unjustifiable failure to raise such ground or issue upon an appeal actually perfected by him”. Subdivision (3) of the same section further narrows the availability of the procedure by permitting the court, in its discretion, to deny the motion when, inter alia, “(a) Although facts in support of the ground or issue raised upon the motion could with due diligence by the defen[354]*354dant have readily been made to appear on the record in a manner providing adequate basis for review of such ground or issue upon an appeal from the judgment, the defendant unjustifiably failed to adduce such matter prior to sentence and the ground or issue in question was not subsequently determined upon appeal. This paragraph does not apply to a motion based upon deprivation of the right to counsel at the trial or upon failure of the trial court to advise the defendant of such right”. If the motion is not barred on these procedural grounds, the court will consider it on the merits (see, CPL 440.30 [2]).

Assuming the court reaches the merits, then it must grant the motion without conducting a hearing, if the moving papers allege a ground constituting a legal basis for the motion and supported by uncontroverted facts (CPL 440.30 [3]). On the other hand, the court may deny the motion without a hearing if the moving papers fail to allege either a ground constituting legal basis for the motion or sufficient facts to support the ground advanced (CPL 440.30 [4]). Only if the court does not determine the motion pursuant to CPL 440.30 (2), (3) or (4) must it conduct a hearing (CPL 440.30 [5]).

With these principles in mind, we turn to the individual claims raised by defendant’s motion.

PATE VIOLATION

As a first ground for vacatur, defendant argued at nisi prius and renews the argument before this court, that “notwithstanding the substantial evidence that [she] was unable to rationally comprehend and participate in the proceedings, the [Trial] [J]udge failed to order an examination of her competency to stand trial” in derogation of her constitutional rights. As noted, the County Court rejected this argument, ruling, inter alia, that this claim, while not raised on appeal, could have been and that “consideration is or should be precluded by the procedural bars of section 440.10 (2) (c) and (3) (a) of the Criminal Procedure Law”. We do not agree that this claim should have been rejected on procedural grounds.

It has long been accepted, and indeed the Supreme Court has recognized as a matter of Federal due process, that an accused lacking competence may not be subjected to a trial (see, Bishop v United States, 350 US 961; 4 Blackstone’s Commentaries, at 34; Note, Incompetency to Stand Trial, 81 Harv L Rev 455). In order to safeguard this substantive right that an accused have “ ‘sufficient present ability to consult with his lawyer with a reasonable degree of rational understanding’ ” and “ ‘a rational as well as factual understanding of the proceedings' against him’ ” [355]*355(Dusky v United States, 362 US 402), the Supreme Court announced in Pate v Robinson (383 US 375) a separate procedural due process right to a competency hearing whenever the facts or events presented to the trial court raise a bona fide doubt as to a defendant’s competency.1 Failure by the trial court to conduct such a hearing — the only claim defendant raises here — may constitute a denial of the right to a fair trial that could invalidate the conviction (see, Pate v Robinson, supra; Lokos v Capps, 625 F2d 1258; Pedrero v Wainwright, 590 F2d 1383 [Wisdom, J.], cert denied 444 US 943).

In determining whether a trial court did deny due process in refusing a hearing, the proper focus, as Pate and its progeny teach, is on what the court did in light of what it then knew of the defendant (Pate v Robinson, supra, at p 385; see, e.g., Drope v Missouri, 420 US 162,176-177;

Free access — add to your briefcase to read the full text and ask questions with AI

People v. Harris, 109 A.D.2d 351, 491 N.Y.S.2d 678, 1985 N.Y. App. Div. LEXIS 48227 (N.Y. Ct. App. 1985).

109 A.D.2d 351 (People v. Harris) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Box v. Lilley
N.D. New York, 2023
People v. Thorpe
218 A.D.3d 1124 (Appellate Division of the Supreme Court of New York, 2023)
Hansen v. Johnson
E.D. New York, 2023
Rodriguez v. Vance
S.D. New York, 2021
People v. Nadler
2018 NY Slip Op 6036 (Appellate Division of the Supreme Court of New York, 2018)
People v. Olsen
2017 NY Slip Op 1716 (Appellate Division of the Supreme Court of New York, 2017)
Pierotti v. Walsh
Second Circuit, 2016
Fulton v. Graham
Second Circuit, 2015
Contant v. Sabol
987 F. Supp. 2d 323 (S.D. New York, 2013)
SZMANIA, DEBORAH v. STATE OF NEW YORK
Appellate Division of the Supreme Court of New York, 2011
Szmania v. State
82 A.D.3d 1688 (Appellate Division of the Supreme Court of New York, 2011)
People v. Hoffler
74 A.D.3d 1632 (Appellate Division of the Supreme Court of New York, 2010)
People v. Melendez-Smith
66 A.D.3d 1042 (Appellate Division of the Supreme Court of New York, 2009)
People v. Gordon
66 A.D.3d 920 (Appellate Division of the Supreme Court of New York, 2009)
Gilliam v. Artus
653 F. Supp. 2d 315 (W.D. New York, 2009)
People v. Johnson
64 A.D.3d 792 (Appellate Division of the Supreme Court of New York, 2009)
People v. Maldonado
61 A.D.3d 1220 (Appellate Division of the Supreme Court of New York, 2009)
People v. Park
60 A.D.3d 972 (Appellate Division of the Supreme Court of New York, 2009)