People v. Hardin

67 A.D.2d 12, 414 N.Y.S.2d 320, 1979 N.Y. App. Div. LEXIS 10068
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMarch 15, 1979
StatusPublished
Cited by10 cases

This text of 67 A.D.2d 12 (People v. Hardin) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Hardin, 67 A.D.2d 12, 414 N.Y.S.2d 320, 1979 N.Y. App. Div. LEXIS 10068 (N.Y. Ct. App. 1979).

Opinions

OPINION OF THE COURT

Silverman, J.

Defendant appeals from his conviction pursuant to plea of guilty of the crime of robbery in the first degree under which he was sentenced to an indeterminate term of imprisonment, as a second felony offender, of 7 Vz to 15 years.

Defendant, indicted for the crimes of robbery in the first degree and second degree, and related crimes, pleaded guilty to the crime of robbery in the second degree before Justice Quinn on October 18, 1976. At the time of that plea it was represented to the court by the District Attorney and by defendant’s attorney that defendant had no previous criminal record and, based on that, the District Attorney recommended a sentence of imprisonment of 316 to 10 years. In accepting the plea, the court stated his intention to impose the recommended sentence but that the court was doing so based upon the representation with respect to defendant’s lack of any past criminal record. The court said he would order a probation report and said, "I tell you now that if an examination of that probation report shows that the attorneys have been inaccurate in reporting to me material relating to your personal history and lack of criminal record, and your involvement in this case, and in the event that I find from the presentence report that the sentence which I have discussed with you would be too lenient a sentence, under the circumstances I will make that fact known immediately to your attorney, Mr. Schubert, and I will afford him an opportunity, in your behalf, to make an application to withdraw the plea which is under discussion here right now, and to have the indictment here [15]*15reinstated and to permit you to go to trial under this indictment.”

When the defendant came up for sentencing on November 19, 1976, it appeared that defendant had three previous felony convictions in Illinois for robbery and attempted robbery. The court thereupon read to the defendant a portion of the transcript of the plea minutes, including the foregoing excerpt, and stated that he considered the previously discussed sentence of 3 Vs to 10 years far too lenient. The court further stated that unless the defendant and his attorney decided "to reoffer the plea here, on the basis of a more severe sentence and you have no obligation to do this, I tell you that if that doesn’t take place, I will immediately here hear an application by Mr. Schubert [defendant’s attorney] on your behalf to vacate the plea here to reinstate the indictment and to allow you to go to trial. Failing such application I will give some serious consideration and I can tell you as a practical matter I shall do it, I will vacate the plea myself and reinstate the indictment.” At this point, Mr. Schubert, defendant’s attorney, stated that his client apparently felt that his attorney had misled him as to the possibility of his receiving a more severe sentence than 3 Vs to 10 years, and in the circumstances, Mr. Schubert requested an adjournment of two or three weeks so that defendant could retain another lawyer; that Mr. Schubert be relieved and that the defendant be advised by the new lawyer as to whether to accept the option to make a motion to withdraw the plea or to let the plea stand. He stated that he was advising his client not to withdraw the plea and to leave the option open to the new attorney. The court after hearing argument, denied the application and on its own motion vacated the plea and reinstated the indictment.

Thereafter on November 29, 1976, the matter came on before Justice Ostrau; defendant pleaded guilty to robbery in the first degree; Justice Ostrau determined defendant to be a second felony offender, and sentenced him to an indeterminate term of imprisonment of IVi to 15 years.

Defendant appeals from that conviction and requests that the conviction of robbery in the first degree be vacated and that the matter be remanded for disposition in the light of the original plea bargain.

We agree that the plea of guilty to the crime of robbery in the second degree should not have been vacated by the court on its own motion.

[16]*16A plea of guilty is a conviction. (CPL 1.20, subd 13.) At least "in the absence of fraud,” the court had no power to set aside the plea without the defendant’s consent. (People v Griffith, 43 AD2d 20, 24; Matter of Fernandez v Silbowitz, 59 AD2d 837.) The scope of the "in the absence of fraud” exception referred to in People v Griffith (supra) is somewhat undefined. But in the present case, the "fraud” involved was in fact contemplated by the court at the time that it accepted the plea of guilty to robbery in the second degree and the court explicitly stated the consequences of such fraud — that it would allow the defendant to make an application to withdraw the plea and have the indictment reinstated, i.e., an option to the defendant alone to withdraw the plea. A defendant has rather special rights not to have a conviction disturbed and the original indictment reinstated without his consent. For example the only statutory provisions for vacating a conviction on plea or otherwise are on defendant’s application. (See CPL 220.60, subd 3; 330.30; 440.10, subd 1.) In the circumstances, we think the court in the present case should be held not to have had the power to go beyond the reservation it had expressly made. We hold, therefore, that the court had no power to vacate the plea of guilty to the crime of robbery in the second degree over the defendant’s objection.

The fact that 10 days later defendant voluntarily pleaded guilty to the crime of robbery in the first degree is not in our view equivalent to defendant consenting to vacate the conviction on the plea of guilty to robbery in the second degree; it is at least equally consistent with the defendant recognizing the fact that the court had vacated the plea, and that until that ruling was set aside, defendant was bound by it. We so ruled in a similar situation in People v Griffith (43 AD2d 20, 24, supra).

This plea of guilty to robbery in the first degree does, however, preclude the option of reinstating the plea of not guilty and the indictment. For the only reason that the plea of guilty to robbery in the first degree cannot stand is that there was an outstanding valid conviction of robbery in the second degree. If that conviction is not outstanding and valid, then the plea of robbery in the first degree and the sentence thereon would be valid. And of course defendant does not contend that the conviction on plea of guilty to robbery in the second degree is invalid.

[17]*17Thus the conviction on plea of guilty to robbery in the second degree stands. But as to sentence, on the facts of this case, neither the court nor the District Attorney was bound by any promise of recommendation or conditional promise of sentence made on October 18, 1976 when the plea to robbery in the second degree was taken, for these reasons: (a) the express condition of the court’s promise — that defendant had no previous criminal record — turned out to be false; (b) as defendant was discovered to be a second felony offender, the conditionally promised sentence was unlawful.

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Cite This Page — Counsel Stack

Bluebook (online)
67 A.D.2d 12, 414 N.Y.S.2d 320, 1979 N.Y. App. Div. LEXIS 10068, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-hardin-nyappdiv-1979.