People v. Gaines

316 N.E.2d 14, 21 Ill. App. 3d 839, 1974 Ill. App. LEXIS 2283
CourtAppellate Court of Illinois
DecidedAugust 1, 1974
Docket57843, 58985 cons.
StatusPublished
Cited by17 cases

This text of 316 N.E.2d 14 (People v. Gaines) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Gaines, 316 N.E.2d 14, 21 Ill. App. 3d 839, 1974 Ill. App. LEXIS 2283 (Ill. Ct. App. 1974).

Opinion

Mr. JUSTICE DEMPSEY

delivered the opinion of the court:

The defendant, Steven Gaines, was charged with the offense of deviate sexual assault. He withdrew his plea of not guilty, entered a plea of guffty and was sentenced to imprisonment for a term of 4 to 6 years at the Illinois State Penitentiary at Menard. This is a consolidated appeal from the judgment rendered on his guilty plea and from the dismissal of his petition for post-conviction relief. The two phases of the appeal have been commingled in his argument and brief. The legal issues pertaining to each phase are different, and we wiU consider them separately. People v. McCarroll (1973), 10 Ill.App.3d 249, 294 N.E.2d 52.

Gaines contends that: (1) his prosecution as an adult was based on a sex classification and thus violated his right to equal protection under the law; (2) his guüty plea was neither intelligently nor voluntarily made; (3) his sentence was influenced by the court’s considering improper testimony concerning previous criminal behavior for which he had been arrested but not convicted; (4) his sentence was excessive because the court misapprehended the permissible punishments and, (5) his post-conviction hearing was unfair because the judge who presided at his trial conducted the hearing.

When Gaines’ case was called for trial, his counsel requested a conference with the assistant State’s Attorney and the judge. Gaines’ approval of the request appears of record. After the court reconvened, the People read into the record a short narrative of the facts of the case. Gaines, through his counsel, stipulated to those facts. The court then explained the charge of deviate sexual assault and the punishment that could be imposed upon him: imprisonment from 4 to 14 years. Gaines acknowledged his understanding of the charge and of the potential punishment. There followed an explanation by the court of the defendant’s rights and the consequences of their waiver, and an inquiry into the voluntariness of the plea. Gaines at that point hesitated, saying that the plea was not a result of his own decision, but rather "my attorney’s and my mother’s and my father’s.” He was then questioned, first by counsel and then by the court:

"Counsel: Mr. Gaines, your mother and I have had a discussion a few moments ago in the jury room of this courtroom?
Gaines: Did we?
Counsel: Yes.
Gaines: Yes.
Counsel: Did we discuss the possibilities of entering pleas and not entering pleas?
Gaines: Yes.
Counsel: And was it your decision with our conversation that a plea of guilty should be entered?
Gaines: No.
Counsel: It is your wish not to enter a plea of guilty?
Gaines: No.
Counsel: You do not wish to enter a plea of guilty?
Gaines: No.
Counsel: You wish to enter a plea of not guilty?
Gaines: No.
Counsel: What is your deshe, Mr. Gaines?
Gaines: When you asked me if I was guilty, I could honestly say I don’t know, so. * * *
Counsel: Is it your desire to have a plea of not guilty entered before this court, or a plea of guilty?
■ Gaines: A plea of guilty because of the circumstances that we talked about.
The Court: The question I am asking you, Mr. Gaines, is whether you are doing this voluntarily? Are you making the decision?
Gaines: Okay, I am, yes.”

Gaines twice repeated that the plea was his own and was made voluntarily. After he had executed a written jury waiver, the court inquired whether his plea had been induced by promises, threats or coercion from any person. He replied twice that it had not and acknowledged that if any promises had been made, they would not bind the court. Before the colloquy ended, Gaines again affirmed his plea of guilty:

“The Court: Now, Mr. Gaines, knowing the nature of the charge against you, the consequences thereof, and the penalty that may be imposed upon you; knowing of your rights that you have just waived, do you still desire to enter a plea of guilty to the crime of deviate sexual assault?
Gaines: Yes.”

At the hearing in aggravation and mitigation a number of witnesses testified to the circumstances of the assault. The victim stated that on July 13, 1971, as she and two female companions were leaving a tavern on Chicago’s southwest side, Gaines forced his way into their auto and committed a deviate sexual assault upon her. She related that he held a knife at her side and threatened to kill her if she did not perform the acts which he commanded. He also threatened her companions, instructing one of them to drive the car and ordering the other to disrobe. The latter woman, who had been riding alone in the auto’s back seat, corroborated the victim’s story. She added that her signals of alarm drew the attention of a group of men who had left the tavern at the same time as the three women. The men followed the auto until it stopped at an intersection. They then left their own car and ran to the women’s aid; one of them dragged Gaines into the street. Gaines got loose and ran away, but was apprehended shortly afterward. The man who had pulled Gaines from the auto testified and identified him as the man who had been in the women’s car.

The prosecution called two additional witnesses. The first was a young woman who, over objection by defense counsel, described an attempted deviate sexual assault on herself by Gaines in October 1970. In many ways Gaines’ behavior at this earlier incident paralleled his conduct at the later one. However, the earlier victim had screamed, which frightened Gaines away. A police officer testified that he had arrested Gaines moments after the October attack and had shown him to the previous witness, who positively identified him as her assailant. The record does not disclose whether Gaines was convicted for this offense.

Also received in evidence was a psychologist’s report. The report stated that Gaines, although possessing average to above-average intelligence, displayed “a combination of syndromes often found in hospitals for the mentally disturbed,” and recommended a long-term psychiatric supervision and counseling. A letter from Dr. Littner of the Institute of Psychoanalysis, said of the defendant:

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Bluebook (online)
316 N.E.2d 14, 21 Ill. App. 3d 839, 1974 Ill. App. LEXIS 2283, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-gaines-illappct-1974.