People v. Francis

94 N.E.3d 882, 30 N.Y.3d 737, 71 N.Y.S.3d 394
Court for the Trial of Impeachments and Correction of Errors·Decided February 13, 2018·No. No. 4·Published·Cited by 287 cases

Opinion

RIVERA, J.

***739On this appeal, defendant challenges his designation as a level three sex offender pursuant to New York's Sex Offender Registration Act (SORA), claiming that the *884State Board of Examiners of Sex Offenders (Board) may not consider his youthful offender (YO) adjudication when assessing his risk to reoffend. Defendant maintains that the Board's interpretation of its authority under SORA conflicts with the Criminal Procedure ***740Law's youthful offender provisions. We disagree. The statutes do not prohibit the Board's consideration of YO adjudications for the limited public safety purpose of accurately assessing an offender's risk level. Nor does the Board's interpretation undermine the legislative policy of avoiding stigmatizing a young person with a criminal record. As the Board's consideration of a YO adjudication does not conflict with the CPL, its risk level recommendation could be relied upon by the SORA court. We therefore affirm the Appellate Division's order.

I. Relevant Statutory Frameworks

This appeal implicates the question of whether the Board acted ultra vires in issuing guidelines for determining sex offender risk of re-offense that automatically treat a YO adjudication as part of the offender's criminal history factors, notwithstanding that a YO adjudication is not a conviction. "As our well-established rules of statutory construction direct, we begin our analysis with the language of the statute" ( Beck Chevrolet Co. v. Gen. Motors LLC, 27 N.Y.3d 379, 389-390, 33 N.Y.S.3d 829, 53 N.E.3d 706 [2016] ; see also People v. Andujar, 30 N.Y.3d 160, 163, 66 N.Y.S.3d 151, 88 N.E.3d 309 [2017] ; People v. Ocasio, 28 N.Y.3d 178, 181, 43 N.Y.S.3d 228, 65 N.E.3d 1263 [2016] ), because our primary consideration is to ascertain the legislature's intent, of which "the text itself is generally the best evidence" ( People v. Ballman, 15 N.Y.3d 68, 72, 904 N.Y.S.2d 361, 930 N.E.2d 282 [2010] ; see also Desrosiers v. Perry Ellis Menswear, LLC, 30 N.Y.3d 488, 68 N.Y.S.3d 391, 90 N.E.3d 1262 [2017] ).

A. New York's Youthful Offender Statute: Criminal Procedure Law Article 720

The legislature has provided an alternative to adult sentencing for certain young people who commit crimes between the ages of 16 and 19 years old. Pursuant to Criminal Procedure Law (CPL) article 720, when an "eligible youth" is convicted of a crime, the court determines whether the youth should be designated a "youthful offender."1 Where such designation is not mandated by CPL 720.20 (1) (b), the court may, in its discretion, decide whether "the interest of justice would be served by ***741relieving the eligible youth from the onus of a criminal record" ( CPL 720.20 [1 ] [a] ). Once a young person is designated a youthful offender, the court "must direct that the conviction be deemed vacated and replaced by a youthful offender finding" and then "sentence the defendant pursuant to section 60.02 of the penal law" ( CPL 720.20 [3 ] ).

As stated in the CPL, a YO adjudication is "not a judgment of conviction for a crime or any other offense" ( CPL 720.35 [1 ] ). The statute thus codifies the "legislative desire not to stigmatize [these]

*885youths ... with criminal records triggered by hasty or thoughtless acts" ( People v. Drayton, 39 N.Y.2d 580, 584, 385 N.Y.S.2d 1, 350 N.E.2d 377 [1976] ). As we have recognized, a YO adjudication is nothing short of "the opportunity for a fresh start, without a criminal record"; an opportunity that a "judge would conclude ... is likely to turn the young offender into a law-abiding, productive member of society" ( People v. Rudolph, 21 N.Y.3d 497, 501, 974 N.Y.S.2d 885, 997 N.E.2d 457 [2013] ).

To maximize protection against public opprobrium and the stigma of a criminal record, all YO-related "official records and papers ... are confidential and may not be made available to any person or public or private agency" ( CPL 720.35 [2 ] ). However, access is available where "specifically required or permitted by statute or upon specific authorization of the court" ( CPL 720.35 [2 ] ), as well as for those purposes and to those individuals and entities identified in the YO statute.2 Department of Corrections and Community Supervision (DOCCS)

***742

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People v. Francis, 94 N.E.3d 882, 30 N.Y.3d 737, 71 N.Y.S.3d 394 (N.Y. Super. Ct. 2018).

94 N.E.3d 882 (People v. Francis) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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