People v. Farell

99 Cal. Rptr. 2d 868, 83 Cal. App. 4th 609
CourtCalifornia Court of Appeal
DecidedDecember 13, 2000
DocketH019633
StatusPublished
Cited by1 cases

This text of 99 Cal. Rptr. 2d 868 (People v. Farell) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
People v. Farell, 99 Cal. Rptr. 2d 868, 83 Cal. App. 4th 609 (Cal. Ct. App. 2000).

Opinion

99 Cal.Rptr.2d 868 (2000)
83 Cal.App.4th 609

The PEOPLE, Plaintiff and Respondent,
v.
Alejandro FARELL, Defendant and Appellant.

No. H019633.

Court of Appeal, Sixth District.

August 31, 2000.
Review Granted December 13, 2000.

*869 Thomas K. Nolan, Mara I. Kapelovitz, Nolan & Armstrong, for Appellant.

Bill Lockyer, Attorney General, David P. Druliner, Chief Assistant Attorney General, Ronald A. Bass, Senior Assistant Attorney General, Joan Killeen, Supervising Deputy Attorney General, Raymond A. Cardozo, Deputy Attorney General, for Respondent.

MIHARA, J.

In this case we are called upon to determine whether Penal Code[1] section 1203.044, which mandates at least a 90-day sentence in a county jail as a condition of probation for a defendant convicted of a felony for theft of an amount exceeding $50,000 in a single transaction or occurrence, applies to the theft of trade secrets. We hold that the statute is ambiguous and may not be applied to this offense.

FACTUAL BACKGROUND[2]

Defendant Alejandro Farell was employed as a design engineer at Digital Equipment Corporation (DEC) on October 30, 1994. DEC developed, manufactured, and marketed computers and microprocessor chips.[3] When hired, defendant signed an agreement to surrender all rights and documents to DEC upon termination.

At DEC, defendant was a member of the design group that developed the StrongArm chip. The chip was extremely successful and all of the members of the group began receiving employment offers from other companies.

*870 In April of 1997, defendant announced that he was going to accept a position with a start-up company. He tendered his two-week notice, with his last day of work scheduled for May 3, 1997. On April 30, defendant went through a DEC exit interview during which he was informed he had to return all company property and documents upon termination of his employment.

On his last day of work, defendant was ordered to surrender his I.D. badge and access card at the end of the day. He stated that he needed his badge and access card because he had work to complete and would return to the office the following day. The I.D. and access card were left in the office the following Monday. It was later discovered that on May 3 and 4, defendant downloaded and printed 164 (out of 222) schematics for DEC's Strong-Arm project.

A search warrant was executed at defendant's residence. Designs for the Strong-Arm project were recovered along with numerous other items and documents considered by DEC to be of the most confidential and proprietary nature. These items included the preliminary specifications for the SA-1500, the follow-up chip to the StrongArm 110. Defendant had not worked on the SA-1500, nor had he worked on several of the projects described in documents found in his home. Defendant had left DEC for a job at a start-up company where he was working on a media processor with applications similar to the SA-1500.

PROCEDURAL BACKGROUND

In an amended complaint, the district attorney charged defendant with trade secret theft, with special allegations that the loss exceeded $2.5 million (former § 12022.6, subd. (d)) and that the theft was of an amount exceeding $100,000 within the meaning of sections 1203.044 and 1203.045.

Defendant pleaded no contest to the theft of trade secrets.[4] He also waived jury trial and preliminary hearing on the special allegations. Thereafter, the matter was submitted to the court for the purpose of having the court decide whether section 1203.044 was applicable to the case.

Thereafter, the parties briefed and argued the legal interpretation of section 1203.044, specifically whether the word "amount" in the statute refers only to currency, or whether it refers to anything of value. The court ruled that section 1203.044 is not limited to the theft of "money or cash equivalents." Pursuant to North Carolina v. Alford (1970) 400 U.S. 25, 91 S.Ct. 160, 27 L.Ed.2d 162, defendant subsequently admitted an allegation that the theft caused a loss exceeding $1 million. (Former § 12022.6, subd. (c).)

On January 8, 1999, defendant was placed on probation, conditioned on service of five months in county jail. Defendant requested and was granted a stay pending appeal. This appeal followed.

DISCUSSION

Prior to sentencing, defendant unsuccessfully argued that section 1203.044, subdivision (a) did not apply to his theft of trade secrets. Defendant argues on appeal that the trial court erred in concluding that subdivision (a) applies not only to monetary property but also to the theft of property such as trade secrets.

Standard of Review

Where, as here, we are confronted with a question of statutory construction the court conducts a de novo review, independent of the trial court's ruling or reasoning. (Redevelopment Agency v. County of Los Angeles (1999) 75 Cal.App.4th 68, 74, 89 Cal.Rptr.2d 10.)

"As with any statutory construction inquiry, we must look first to the language *871 of the statute. To determine legislative intent, a court begins with the words of the statute, because they generally provide the most reliable indicator of legislative intent. If it is clear and unambiguous our inquiry ends. There is no need for judicial construction and a court may not indulge in it. If there is no ambiguity in the language, we presume the Legislature meant what it said and the plain meaning of the statute governs." (Diamond Multimedia Systems, Inc. v. Superior Court (1999) 19 Cal.4th 1036, 1046-1047, 80 Cal.Rptr.2d 828, 968 P.2d 539, internal quotations and citations omitted.) When the statutory language is ambiguous, we may examine the goals to be achieved and the legislative history to assist us in resolving the ambiguity. (People v. Coronado (1995) 12 Cal.4th 145, 151, 48 Cal.Rptr.2d 77, 906 P.2d 1232.)

The Statute

Section 1203.044, subdivision (a) provides in relevant part: "This section shall apply only to a defendant convicted of a felony for theft of an amount exceeding fifty thousand dollars ($50,000) in a single transaction or occurrence. This section shall not apply unless the fact that the crime involved the theft of an amount exceeding fifty thousand dollars ($50,000) in a single transaction or occurrence is charged in the accusatory pleading and either admitted by the defendant in open court or found to be true by the trier of fact."

"Words used in a statute or constitutional provision should be given the meaning they bear in ordinary use. If the language is clear and unambiguous there is no need for construction, nor is it necessary to resort to indicia of the intent of the Legislature ..." (Lungren v. Deukmejian (1988) 45 Cal.3d 727, 735, 248 Cal.Rptr. 115, 755 P.2d 299, internal citations omitted.) The word "amount" is defined as "the total number or quantity" and/or "a principal sum and interest on it." (Merriam-Webster's Collegiate Diet. (10th ed.1993) p. 39.) The only "number," "quantity," or "sum" designated in subdivision (a) is described in "dollars." There is no specific reference to other property to which the subdivision might apply.

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107 Cal. Rptr. 2d 100 (California Court of Appeal, 2001)

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Bluebook (online)
99 Cal. Rptr. 2d 868, 83 Cal. App. 4th 609, Counsel Stack Legal Research, https://law.counselstack.com/opinion/people-v-farell-calctapp-2000.